Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | May 17, 2017 | May 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHROP GRUMMAN CORP /DE/
Report date May 17, 2017 · Filed May 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,398 |
Reported balance
After 2017-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-05-17 · Other · Acquired 609 · Balance 38,398 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2: Amount includes (i) 18,314 shares of common stock (including 1,087 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 03/22/17, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 20,084 shares of common stock held in a stock unit acount pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3.
F2: Amount includes (i) 18,314 shares of common stock (including 1,087 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 03/22/17, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 20,084 shares of common stock held in a stock unit acount pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 19, 2017 19:32 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 609 | $246.32 | $150,008.88 |
DisclosureSEC source: 0001225208-17-010107 · doc4.xml · nonDerivative · entry 1 FAZIO VIC · CIK 0001216506 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,398 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 18,314 shares of common stock (including 1,087 shares acquired under the Issuer's Dividend Reinvestment Plan through transaction date 03/22/17, which transactions are exempted from Section 16 and not reportable under rule 16a-11); and (ii) 20,084 shares of common stock held in a stock unit acount pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.