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Caylor Mark A

Disclosed activity across 3 companies

Tapewire entity
43397
SEC CIK
0001559097

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DUCOMMUN INC /DE/DCO · Entity 4321DirectorMay 27, 2026May 29, 2026
LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340DirectorNovember 18, 2025November 21, 2025
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963CVP & Pres, Mission SystemsFebruary 21, 2024February 23, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DUCOMMUN INC /DE/

Report date May 27, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,200 Reported balance After 2026-05-27 transaction · row 1
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 1,200 · Balance 1,200

LIGHTPATH TECHNOLOGIES INC

Report date November 18, 2025 · Filed November 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted stock unitsSEC Table II · derivative / convertible securityDirect8,824 Reported balance After 2025-11-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-11-18 · Grant · Acquired 8,824 · Balance 8,824

F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

NORTHROP GRUMMAN CORP /DE/

Report date February 21, 2024 · Filed February 23, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,432.09 Reported balance After 2024-02-21 transaction · row 1
1 source row

Row 1 · 2024-02-21 · Sale · Disposed 825 · Balance 16,432.09

Common StockSEC Table I · non-derivativeIndirectHeld in Northrop Grumman Saving Plan37.9948 Reported balance Holding disclosure · report date 2024-02-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 37.9948

F1: Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/21/24. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.

Filing footnotes · ownership attribution and instrument terms

F1: Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/21/24. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 29, 2026 20:52 UTC DUCOMMUN INC /DE/ DCO · Entity 4321 GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-248555 · ownership.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Read SEC document
November 18, 2025 Filed Nov 21, 2025 22:55 UTC LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 GrantRestricted stock units · Derivative 8,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-25-013387 · section16.xml · derivative · entry 1

Caylor Mark A · CIK 0001559097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,824

Underlying: Class A common stock · 8,824 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 19:09 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 825 $454.68 $375,111.00
Disclosure

SEC source: 0001628280-24-006607 · wk-form4_1708715373.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,432.09

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 3,284 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · derivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,965

Underlying: Common Stock · 3,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 2,707 $450.37 $1,219,151.59
Disclosure

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,257.09

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 1,634 $450.96 $736,868.64
Disclosure

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,964.09

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 3,284 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,598.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 10,184.43 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · derivative · entry 6

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,183

Underlying: Common Stock · 10,184.43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 8,094.43 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · derivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,367.43

Underlying: Common Stock · 8,094.43 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 2,961.43 vested RPSRs with respect to the measurement period ended 12/31/23 acquired due to settlement of the RPSRs granted under the LTISP on 2/16/21 that resulted in settlement at 141% of the target award; and (ii) 5,133 unvested RPSRs granted under the LTISP on 2/14/24 with a measurement period ending on 12/31/26. A total of 10,148.43 shares were issued in settlement of the 2021 RPSRs with a measurement period that ended 12/31/23, and the target award amount of 7,223 RPSRs was previously reported in connection with the grant of the 2021 RPSRs.

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 2,356 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,249

Underlying: Common Stock · 2,356 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 4,770 $446.37 $2,129,184.90
Disclosure

SEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,314.09

Read SEC document
February 14, 2024 Filed Feb 16, 2024 19:00 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 10,184.43 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,084.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 21:16 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,670 $472.62 $789,275.40
Disclosure

SEC source: 0001628280-23-037862 · wk-form4_1699478193.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,899.66

Read SEC document
August 07, 2023 Filed Aug 8, 2023 23:05 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,670 $437.87 $731,242.90
Disclosure

SEC source: 0001628280-23-028331 · wk-form4_1691535921.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,569.66

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:18 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 418 $469.42 $196,217.56
Disclosure

SEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239.66

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: Represents the weighted average sale price of $469.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $469.77 and the lowest price at which the shares were sold was $469.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:18 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 460 $468.27 $215,404.20
Disclosure

SEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,657.66

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: Represents the weighted average sale price of $468.27 rounded to the nearest hundredth. The highest price at which the shares were sold was $468.54 and the lowest price at which the shares were sold was $468.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:18 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,092 $467.61 $510,630.12
Disclosure

SEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,117.66

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: Represents the weighted average sale price of $467.61 rounded to the nearest hundredth. The highest price at which the shares were sold was $467.99 and the lowest price at which the shares were sold was $467.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:18 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 560 $466.64 $261,318.40
Disclosure

SEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,209.66

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price of $466.64 rounded to the nearest hundredth. The highest price at which the shares were sold was $466.90 and the lowest price at which the shares were sold was $466.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:18 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 280 $465.50 $130,340.00
Disclosure

SEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,769.66

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $465.50 rounded to the nearest hundredth. The highest price at which the shares were sold was $465.61 and the lowest price at which the shares were sold was $465.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 8,112.15 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · derivative · entry 6

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,273

Underlying: Common Stock · 8,112.15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 6,772.15 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · derivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,385.15

Underlying: Common Stock · 6,772.15 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 2,103.15 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award; and (ii) 4,669 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 8,112.15 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 6,009 RPSRs was previously reported in connection with the grant of the 2020 RPSRs.

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 2,152 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 2,152 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 4,065 $465.35 $1,891,647.75
Disclosure

SEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,049.66

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 8,112.15 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,114.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:53 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,741

Underlying: Common Stock · 2,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23.

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February 13, 2023 Filed Feb 15, 2023 21:53 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 971 $464.28 $450,815.88
Disclosure

SEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,002.15

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February 13, 2023 Filed Feb 15, 2023 21:53 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,973.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 60 $524.24 $31,454.40
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 11

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,428.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 45 $522.13 $23,495.85
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 10

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: Represents the weighted average sale price of $522.13 rounded to the nearest hundredth. The highest price at which the shares were sold was $522.35 and the lowest price at which the shares were sold was $522.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 120 $521.72 $62,606.40
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 9

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,533.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: Represents the weighted average sale price of $521.72 rounded to the nearest hundredth. The highest price at which the shares were sold was $521.76 and the lowest price at which the shares were sold was $521.68. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 120 $520.35 $62,442.00
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 8

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,653.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: Represents the weighted average sale price of $520.35 rounded to the nearest hundredth. The highest price at which the shares were sold was $520.41 and the lowest price at which the shares were sold was $520.29. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 240 $518.42 $124,420.80
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 7

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,773.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price of $518.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $518.73 and the lowest price at which the shares were sold was $518.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 180 $517.77 $93,198.60
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 6

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,013.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $517.77 rounded to the nearest hundredth. The highest price at which the shares were sold was $517.87 and the lowest price at which the shares were sold was $517.67. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 60 $516.75 $31,005.00
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,193.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 60 $515.92 $30,955.20
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,253.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 60 $513.59 $30,815.40
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,313.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 60 $512.13 $30,727.80
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,373.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 04, 2022 Filed Nov 8, 2022 21:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 60 $511.76 $30,705.60
Disclosure

SEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,433.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 267 $477.23 $127,420.41
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 7

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: Represents the weighted average sale price of $477.23 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.43 and the lowest price at which the shares were sold was $477.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,383 $476.36 $658,805.88
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 6

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,760.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: Represents the weighted average sale price of $476.36 rounded to the nearest hundredth. The highest price at which the shares were sold was $476.89 and the lowest price at which the shares were sold was $476.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 315 $475.34 $149,732.10
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,143.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: Represents the weighted average sale price of $475.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $475.58 and the lowest price at which the shares were sold was $475.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 200 $473.18 $94,636.00
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,458.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 100 $472.05 $47,205.00
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 3

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,658.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 500 $471.60 $235,800.00
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,758.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price of $471.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $471.90 and the lowest price at which the shares were sold was $471.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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August 05, 2022 Filed Aug 9, 2022 21:04 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 200 $470.34 $94,068.00
Disclosure

SEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,258.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $470.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $470.52 and the lowest price at which the shares were sold was $470.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

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March 03, 2022 Filed Mar 7, 2022 21:31 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 4,038 $452.40 $1,826,791.20
Disclosure

SEC source: 0001628280-22-005249 · wf-form4_164668869715594.xml · nonDerivative · entry 1

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,458.15

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 11,026 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · derivative · entry 6

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,613

Underlying: Common Stock · 11,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

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February 15, 2022 Filed Feb 17, 2022 21:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 7,369 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · derivative · entry 5

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,639

Underlying: Common Stock · 7,369 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F4 · shares: The RPSRs acquired include (i) 1,988 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 5,381 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 11,026 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 9,038 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

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February 15, 2022 Filed Feb 17, 2022 21:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 2,457 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · derivative · entry 4

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,286

Underlying: Common Stock · 2,457 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25.

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February 15, 2022 Filed Feb 17, 2022 21:47 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 5,326 $384.77 $2,049,285.02
Disclosure

SEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · nonDerivative · entry 2

Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,496.15

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.