Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DUCOMMUN INC /DE/DCO · Entity 4321 | Director | May 27, 2026 | May 29, 2026 |
| LIGHTPATH TECHNOLOGIES INCLPTH · Entity 5340 | Director | November 18, 2025 | November 21, 2025 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | CVP & Pres, Mission Systems | February 21, 2024 | February 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DUCOMMUN INC /DE/
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,200 |
Reported balance
After 2026-05-27 transaction · row 1
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 1,200 · Balance 1,200 |
LIGHTPATH TECHNOLOGIES INC
Report date November 18, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted stock unitsSEC Table II · derivative / convertible security | Direct | 8,824 |
Reported balance
After 2025-11-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-11-18 · Grant · Acquired 8,824 · Balance 8,824 F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.
NORTHROP GRUMMAN CORP /DE/
Report date February 21, 2024 · Filed February 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,432.09 |
Reported balance
After 2024-02-21 transaction · row 1
1 source rowRow 1 · 2024-02-21 · Sale · Disposed 825 · Balance 16,432.09 |
| Common StockSEC Table I · non-derivative | IndirectHeld in Northrop Grumman Saving Plan | 37.9948 |
Reported balance
Holding disclosure · report date 2024-02-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37.9948 F1: Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/21/24. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. |
Filing footnotes · ownership attribution and instrument terms
F1: Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of 2/21/24. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 29, 2026 20:52 UTC | DUCOMMUN INC /DE/ DCO · Entity 4321 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-248555 · ownership.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| November 18, 2025 Filed Nov 21, 2025 22:55 UTC | LIGHTPATH TECHNOLOGIES INC LPTH · Entity 5340 | GrantRestricted stock units · Derivative | 8,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001654954-25-013387 · section16.xml · derivative · entry 1 Caylor Mark A · CIK 0001559097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,824 Underlying: Class A common stock · 8,824 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. F2 · derivative.expiration_date: The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. Read SEC document |
| February 21, 2024 Filed Feb 23, 2024 19:09 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 825 | $454.68 | $375,111.00 |
DisclosureSEC source: 0001628280-24-006607 · wk-form4_1708715373.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,432.09 Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · derivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,965 Underlying: Common Stock · 3,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.exercise_date: Each Restricted Stock Rights ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/21 that vested on 2/16/24. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 2,707 | $450.37 | $1,219,151.59 |
DisclosureSEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 3 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 17,257.09 Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,634 | $450.96 | $736,868.64 |
DisclosureSEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,964.09 Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005945 · wk-form4_1708553038.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,598.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 10,184.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · derivative · entry 6 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,183 Underlying: Common Stock · 10,184.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 8,094.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · derivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,367.43 Underlying: Common Stock · 8,094.43 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · shares: The RPSRs acquired include (i) 2,961.43 vested RPSRs with respect to the measurement period ended 12/31/23 acquired due to settlement of the RPSRs granted under the LTISP on 2/16/21 that resulted in settlement at 141% of the target award; and (ii) 5,133 unvested RPSRs granted under the LTISP on 2/14/24 with a measurement period ending on 12/31/26. A total of 10,148.43 shares were issued in settlement of the 2021 RPSRs with a measurement period that ended 12/31/23, and the target award amount of 7,223 RPSRs was previously reported in connection with the grant of the 2021 RPSRs. F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · derivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,249 Underlying: Common Stock · 2,356 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/14/24 and will vest on 2/14/27. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 4,770 | $446.37 | $2,129,184.90 |
DisclosureSEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,314.09 Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 19:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 10,184.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-005296 · wk-form4_1708109992.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,084.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 21:16 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,670 | $472.62 | $789,275.40 |
DisclosureSEC source: 0001628280-23-037862 · wk-form4_1699478193.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,899.66 Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 23:05 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,670 | $437.87 | $731,242.90 |
DisclosureSEC source: 0001628280-23-028331 · wk-form4_1691535921.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 14,569.66 Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:18 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 418 | $469.42 | $196,217.56 |
DisclosureSEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,239.66 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: Represents the weighted average sale price of $469.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $469.77 and the lowest price at which the shares were sold was $469.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:18 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 460 | $468.27 | $215,404.20 |
DisclosureSEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,657.66 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: Represents the weighted average sale price of $468.27 rounded to the nearest hundredth. The highest price at which the shares were sold was $468.54 and the lowest price at which the shares were sold was $468.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:18 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,092 | $467.61 | $510,630.12 |
DisclosureSEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 3 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,117.66 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price of $467.61 rounded to the nearest hundredth. The highest price at which the shares were sold was $467.99 and the lowest price at which the shares were sold was $467.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:18 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 560 | $466.64 | $261,318.40 |
DisclosureSEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,209.66 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price of $466.64 rounded to the nearest hundredth. The highest price at which the shares were sold was $466.90 and the lowest price at which the shares were sold was $466.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:18 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 280 | $465.50 | $130,340.00 |
DisclosureSEC source: 0001628280-23-006702 · wf-form4_167822389457747.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,769.66 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price of $465.50 rounded to the nearest hundredth. The highest price at which the shares were sold was $465.61 and the lowest price at which the shares were sold was $465.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 8,112.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · derivative · entry 6 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,273 Underlying: Common Stock · 8,112.15 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 6,772.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · derivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,385.15 Underlying: Common Stock · 6,772.15 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · shares: The RPSRs acquired include (i) 2,103.15 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award; and (ii) 4,669 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 8,112.15 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 6,009 RPSRs was previously reported in connection with the grant of the 2020 RPSRs. F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · derivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,893 Underlying: Common Stock · 2,152 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 4,065 | $465.35 | $1,891,647.75 |
DisclosureSEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,049.66 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:24 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 8,112.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004313 · wf-form4_167701464722794.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,114.66 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 2,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · derivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,741 Underlying: Common Stock · 2,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 971 | $464.28 | $450,815.88 |
DisclosureSEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,002.15 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 2,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003733 · wf-form4_167649799571785.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,973.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 60 | $524.24 | $31,454.40 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 11 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,428.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 45 | $522.13 | $23,495.85 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 10 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,488.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: Represents the weighted average sale price of $522.13 rounded to the nearest hundredth. The highest price at which the shares were sold was $522.35 and the lowest price at which the shares were sold was $522.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 120 | $521.72 | $62,606.40 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 9 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,533.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: Represents the weighted average sale price of $521.72 rounded to the nearest hundredth. The highest price at which the shares were sold was $521.76 and the lowest price at which the shares were sold was $521.68. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 120 | $520.35 | $62,442.00 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 8 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,653.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price of $520.35 rounded to the nearest hundredth. The highest price at which the shares were sold was $520.41 and the lowest price at which the shares were sold was $520.29. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 240 | $518.42 | $124,420.80 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 7 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,773.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price of $518.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $518.73 and the lowest price at which the shares were sold was $518.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 180 | $517.77 | $93,198.60 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 6 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,013.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price of $517.77 rounded to the nearest hundredth. The highest price at which the shares were sold was $517.87 and the lowest price at which the shares were sold was $517.67. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 60 | $516.75 | $31,005.00 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,193.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 60 | $515.92 | $30,955.20 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,253.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 60 | $513.59 | $30,815.40 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 3 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,313.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 60 | $512.13 | $30,727.80 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,373.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 21:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 60 | $511.76 | $30,705.60 |
DisclosureSEC source: 0001628280-22-028934 · wf-form4_166794245017983.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,433.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 267 | $477.23 | $127,420.41 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 7 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,493.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: Represents the weighted average sale price of $477.23 rounded to the nearest hundredth. The highest price at which the shares were sold was $477.43 and the lowest price at which the shares were sold was $477.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,383 | $476.36 | $658,805.88 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 6 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: Represents the weighted average sale price of $476.36 rounded to the nearest hundredth. The highest price at which the shares were sold was $476.89 and the lowest price at which the shares were sold was $476.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 315 | $475.34 | $149,732.10 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,143.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price of $475.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $475.58 and the lowest price at which the shares were sold was $475.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 200 | $473.18 | $94,636.00 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,458.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 100 | $472.05 | $47,205.00 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 3 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,658.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 500 | $471.60 | $235,800.00 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,758.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price of $471.60 rounded to the nearest hundredth. The highest price at which the shares were sold was $471.90 and the lowest price at which the shares were sold was $471.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 21:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 200 | $470.34 | $94,068.00 |
DisclosureSEC source: 0001628280-22-021985 · wf-form4_166007905769663.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,258.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price of $470.34 rounded to the nearest hundredth. The highest price at which the shares were sold was $470.52 and the lowest price at which the shares were sold was $470.16. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 21:31 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 4,038 | $452.40 | $1,826,791.20 |
DisclosureSEC source: 0001628280-22-005249 · wf-form4_164668869715594.xml · nonDerivative · entry 1 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,458.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 11,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · derivative · entry 6 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,613 Underlying: Common Stock · 11,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 7,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · derivative · entry 5 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,639 Underlying: Common Stock · 7,369 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · shares: The RPSRs acquired include (i) 1,988 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 5,381 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 11,026 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 9,038 RPSRs was previously reported in connection with the grant of the 2019 RPSRs. F3 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · derivative · entry 4 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,286 Underlying: Common Stock · 2,457 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25. F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/22 and will vest on 2/18/25. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 5,326 | $384.77 | $2,049,285.02 |
DisclosureSEC source: 0001628280-22-003048 · wf-form4_164513440135870.xml · nonDerivative · entry 2 Caylor Mark A · CIK 0001559097 · CVP & Pres, Mission Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,496.15 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.