Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Corporate Vice President | February 22, 2021 | February 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHROP GRUMMAN CORP /DE/
Report date February 22, 2021 · Filed February 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,953.25 |
Reported balance
After 2021-02-22 transaction · row 1
1 source rowRow 1 · 2021-02-22 · Sale · Disposed 2,417 · Balance 7,953.25 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Northrop Grumman Savings & Investment Plan | 6,814.1179 |
Reported balance
Holding disclosure · report date 2021-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,814.1179 F2: Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contribution plan, as of February 22, 2021. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contribution plan, as of February 22, 2021. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2021 Filed Feb 24, 2021 19:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 2,417 | $295.10 | $713,256.70 |
DisclosureSEC source: 0001225208-21-003579 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,953.25 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 2,096 | $298.44 | $625,530.24 |
DisclosureSEC source: 0001225208-21-003381 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370.25 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 801 | $295.80 | $236,935.80 |
DisclosureSEC source: 0001225208-21-003381 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,466.25 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 3,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · derivative · entry 8 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,789 Underlying: Common Stock · 3,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 7,309.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · derivative · entry 7 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,047 Underlying: Common Stock · 7,309.05 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 348.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · derivative · entry 6 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,356.05 Underlying: Common Stock · 348.05 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 3,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · nonDerivative · entry 4 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,267.25 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · nonDerivative · entry 3 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,384.25 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,943.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 02:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 7,309.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003102 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,782.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 175 | $365.28 | $63,924.00 |
DisclosureSEC source: 0001225208-20-003191 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,473.2 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002986 · doc4.xml · derivative · entry 5 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,950 Underlying: Common Stock · 765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. F6 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. F7 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 5,674 | $367.26 | $2,083,833.24 |
DisclosureSEC source: 0001225208-20-002986 · doc4.xml · nonDerivative · entry 3 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,648.2 F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 415 | $372.42 | $154,554.30 |
DisclosureSEC source: 0001225208-20-002986 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,322.2 F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:55 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002986 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,737.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · derivative · entry 8 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,715 Underlying: Common Stock · 3,959 shares Expires not disclosed F10 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. F10 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. F10 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. F11 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 11,180.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · derivative · entry 7 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,008 Underlying: Common Stock · 11,180.05 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F9 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · derivative · entry 6 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,188.05 Underlying: Common Stock · 3,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F8 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 11,180.05 RPSRs granted on 4/1/17 with a measurement period ended on 12/31/19. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 9,580.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · derivative · entry 5 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,760.05 Underlying: Common Stock · 9,580.05 shares Expires not disclosed F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · shares: The RPSRs acquired include (i) 1,786 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 200% of the target award; (ii) 1,785.05 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 119% of the target award; and (iii) 6,009 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22. F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F7 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 11,180.05 RPSRs granted under the LTISP on 4/1/17 with a measurement period ended on 12/31/19; and 3,572 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 6,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · nonDerivative · entry 3 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,972.2 F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e) Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,884.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 11,180.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002416 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · CVP, Pres, Aeronautics Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,312.2 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 119% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,600 | $285.32 | $456,512.00 |
DisclosureSEC source: 0001225208-19-003291 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price of $285.32 rounded to the nearest hundredth. The highest price at which the shares were sold was $285.64 and the lowest price at which the shares were sold was $285.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:22 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 900 | $284.76 | $256,284.00 |
DisclosureSEC source: 0001225208-19-003291 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,732.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price of $284.76 rounded to the nearest hundredth. The highest price at which the shares were sold was $284.95 and the lowest price at which the shares were sold was $284.58. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002773 · doc4.xml · derivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,756 Underlying: Common Stock · 3,830 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F5 · balance_after: Total amount includes 3,830 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 9,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002773 · doc4.xml · derivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,180 Underlying: Common Stock · 9,038 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: The RPSRs acquired include 9,038 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 with a measurement period ending on 12/31/21. F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · balance_after: Total amount includes 9,038 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,395 RPSRs granted on 4/1/17 with a measurement period ending on 12/31/19; and 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 20:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 955 | $338.85 | $323,601.75 |
DisclosureSEC source: 0001225208-18-007470 · doc4.xml · nonDerivative · entry 3 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,632.15 F4 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| April 01, 2018 Filed Apr 5, 2018 20:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007470 · doc4.xml · derivative · entry 5 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,926 Underlying: Common Stock · 3,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · date: In light of the vesting date, Sunday, April 1, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on April 2, 2018, the following business day. The shares were distributed into the participant's account on April 3, 2018. F7 · shares: Shares issued upon vesting of RSRs granted under the LTISP on 4/1/17 that vested on 4/1/18. F6 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F7 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the LTISP on 4/1/17 that vested on 4/1/18. F8 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. Read SEC document |
| April 01, 2018 Filed Apr 5, 2018 20:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,879 | $345.52 | $649,232.08 |
DisclosureSEC source: 0001225208-18-007470 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,587.15 F1 · date: In light of the vesting date, Sunday, April 1, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on April 2, 2018, the following business day. The shares were distributed into the participant's account on April 3, 2018. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| April 01, 2018 Filed Apr 5, 2018 20:58 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007470 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,466.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In light of the vesting date, Sunday, April 1, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on April 2, 2018, the following business day. The shares were distributed into the participant's account on April 3, 2018. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 4/1/17 that vested on 4/1/18. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 19:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,568 | $354.30 | $555,542.40 |
DisclosureSEC source: 0001225208-18-005065 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 849 | $353.20 | $299,866.80 |
DisclosureSEC source: 0001225208-18-004382 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,245.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:29 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 3,226 | $351.06 | $1,132,519.56 |
DisclosureSEC source: 0001225208-18-003830 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,134.15 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003816 · doc4.xml · derivative · entry 4 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,715 Underlying: Common Stock · 3,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F6 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. F5 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F6 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/18/15 that vested on 2/18/18. F7 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 3,789 RSRs granted under the LTISP on 4/1/17 that will vest on 4/1/18; and 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,651 | $350.36 | $578,444.36 |
DisclosureSEC source: 0001225208-18-003816 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,360.15 F1 · date: In light of the vesting dates, Saturday, February 17, 2018 and Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 18, 2018 Filed Feb 22, 2018 22:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003816 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,011.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In light of the vesting dates, Saturday, February 17, 2018 and Sunday, February 18, 2018, and in accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), award shares were valued based on the Company's closing stock price on February 20, 2018, the following business day. The shares will be distributed into the participant's account on February 23, 2018. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on (i) 2/18/15 that vested on 2/18/18 and (ii) 2/17/16 that vested on 2/17/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003060 · doc4.xml · derivative · entry 7 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,064 Underlying: Common Stock · 3,161 shares Expires not disclosed F9 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F9 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F9 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/18 and will vest on 2/13/21. F10 · balance_after: Total amount includes 3,161 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 3,789 RSRs granted under the LTISP on 4/1/17 that will vest on 4/1/18; 765 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 2,362 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/18; and 987 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 6,037.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003060 · doc4.xml · derivative · entry 6 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,142 Underlying: Common Stock · 6,037.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F8 · balance_after: Total amount includes 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,395 RPSRs granted on 4/1/17 with a measurement period ending on 12/31/19; and 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 8,389.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003060 · doc4.xml · derivative · entry 5 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,179.79 Underlying: Common Stock · 8,389.79 shares Expires not disclosed F5 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · shares: The RPSRs acquired include (i) 1,428.79 vested RPSRs with respect to the measurement period ended 12/31/17 acquired due to settlement of the 2015 RPSRs and 2016 RPSRs held at 131% and 131% of the target award, respectively and (ii) 6,961 unvested RPSRs granted under the LTISP on 2/13/18 with a measurement period ending on 12/31/20. F5 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F7 · balance_after: Total amount includes 3,015.62 vested RPSRs granted under the LTISP on 2/18/15 with a measurement period ended on 12/31/17; 3,022.17 RPSRs granted under the LTISP on 2/17/16 with a measurement period ending on 12/31/17; 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,395 RPSRs granted on 4/1/17 with a measurement period ending on 12/31/19; and 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003060 · doc4.xml · nonDerivative · entry 3 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,662.15 F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 2,557 | $335.12 | $856,901.84 |
DisclosureSEC source: 0001225208-18-003060 · doc4.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522.15 F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 22:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 6,037.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003060 · doc4.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,079.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on (i) 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17 and (ii) 2/17/16 with a measurement period that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 22, 2018. Read SEC document |
| February 13, 2018 Filed Feb 26, 2018 23:00 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 6,037.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004219 · doc4a.xml · derivative · entry 3 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,142 Underlying: Common Stock · 6,037.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on (i) 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17 and (ii) 2/17/16 with a measurement period that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018. F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · balance_after: Total amount includes 6,961 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; 9,395 RPSRs granted on 4/1/17 with a measurement period ending on 12/31/19; and 1,786 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2018 Filed Feb 26, 2018 23:00 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004219 · doc4a.xml · nonDerivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,622.15 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e). Amendment filed to correct the number of shares surrendered. Read SEC document |
| February 13, 2018 Filed Feb 26, 2018 23:00 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 6,037.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004219 · doc4a.xml · nonDerivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,079.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on (i) 2/18/15 with a valuation of performance measurement period ("measurement period") that ended 12/31/17 and (ii) 2/17/16 with a measurement period that ended 12/31/17. RPSRs to be settled at 131% of target. The shares are anticipated to be distributed into the participant's account on February 26, 2018. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007438 · doc4.xml · derivative · entry 2 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,903 Underlying: Common Stock · 3,789 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F4 · balance_after: Total amount includes (i) 987 unvested RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; (ii) 989 unvested RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/18; (iii) 1,373 unvested RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/18; (iv) 765 unvested RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and (v) 3,789 unvested RSRs granted under the LTISP on 4/1/17 that will vest on 4/1/18. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 9,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007438 · doc4.xml · derivative · entry 1 Pamiljans Janis G · CIK 0001701037 · Corp VP & President AS Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,790 Underlying: Common Stock · 9,395 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded purusant to Rule 16b-3(d). F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded purusant to Rule 16b-3(d). F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Grants awarded purusant to Rule 16b-3(d). F2 · balance_after: Total amount includes (i) 2,302 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/18/15 with a measurement period ending on 12/31/17; (ii) 2,307 unvested RPSRs granted under the LTISP on 2/17/16 with a measurement period ending on 12/31/17; (iii) 1,786 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19, and (iv) 9,395 unvested RPSRs granted under the LTISP on 4/1/17 with a measurement period ending on 12/31/19. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.