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FLACH GLORIA A

Disclosed activity across 2 companies

Tapewire entity
67667
SEC CIK
0001484625

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EMERSON ELECTRIC COEMR · Entity 2942DirectorFebruary 03, 2026February 05, 2026
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963CVP & Chief Operating OfficerNovember 13, 2017November 15, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EMERSON ELECTRIC CO

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,249 Reported balance After 2026-02-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 1,251 · Balance 20,249

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3: Includes 229 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Filing footnotes · ownership attribution and instrument terms

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3: Includes 229 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

NORTHROP GRUMMAN CORP /DE/

Report date November 13, 2017 · Filed November 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect71,258.98 Ending reported balance After 2017-11-13 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-11-13 · Sale · Disposed 1,800 · Balance 77,199.98

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price of $295.16 rounded to the nearest hundredth. The highest price at which the shares were sold was $295.80 and the lowest price at which the shares were sold was $294.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Row 2 · 2017-11-13 · Sale · Disposed 2,800 · Balance 74,399.98

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3: Represents the weighted average sale price of $296.54 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.85 and the lowest price at which the shares were sold was $295.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Row 3 · 2017-11-13 · Sale · Disposed 3,141 · Balance 71,258.98

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4: Represents the weighted average sale price of $297.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.73 and the lowest price at which the shares were sold was $296.86. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: Represents the weighted average sale price of $295.16 rounded to the nearest hundredth. The highest price at which the shares were sold was $295.80 and the lowest price at which the shares were sold was $294.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F3: Represents the weighted average sale price of $296.54 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.85 and the lowest price at which the shares were sold was $295.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

F4: Represents the weighted average sale price of $297.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.73 and the lowest price at which the shares were sold was $296.86. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2026 Filed Feb 5, 2026 21:34 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001484625-26-000002 · wk-form4_1770327293.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,249

F1 · kind: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3 · balance_after: Includes 229 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 04, 2025 Filed Feb 6, 2025 21:21 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,476 Not disclosed Not disclosed
Disclosure

SEC source: 0000032604-25-000028 · wk-form4_1738876897.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,769

F1 · kind: Grant to Reporting Person of 1,476 restricted stock units having a fair market value of $128.6800 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,476 restricted stock units having a fair market value of $128.6800 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3 · balance_after: Includes 253 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 21:36 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-002555 · form4.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,041

F1 · kind: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,867 restricted stock units having a fair market value of $93.7050 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3 · balance_after: Includes 307 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 07, 2023 Filed Feb 9, 2023 21:49 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,933 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-23-000033 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,867

F1 · kind: Grant to Reporting Person of 1,933 restricted stock units having a fair market value of $90.5250 per unit on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,933 restricted stock units having a fair market value of $90.5250 per unit on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock units.

F3 · balance_after: Includes 291 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 20:40 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,905 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-22-000046 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,643

F1 · kind: Grant to Reporting Person of 1,905 shares of restricted stock having a fair market value of $91.83 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,905 shares of restricted stock having a fair market value of $91.83 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

F3 · balance_after: Includes 225 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 21:44 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,787 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-21-000101 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,513

F1 · kind: Grant to Reporting Person of 1,787 shares of restricted stock having a fair market value of $83.905 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 1,787 shares of restricted stock having a fair market value of $83.905 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock.

F3 · balance_after: Includes 263 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:40 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 2,030 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-20-000074 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

F1 · kind: Grant to Reporting Person of 2,030 shares of restricted stock having a fair market value of $73.865 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 2,030 shares of restricted stock having a fair market value of $73.865 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F2 · price: Price is not aplicable to acquisitions resulting from grants of restricted stock.

F3 · balance_after: Includes 185 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:18 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 2,264 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-19-000073 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,248

F1 · kind: Grant to Reporting Person of 2,264 shares of restricted stock having a fair market value of $66.24 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F1 · shares: Grant to Reporting Person of 2,264 shares of restricted stock having a fair market value of $66.24 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d).

F2 · price: Price is not aplicable to acquisitions resulting from grants of restricted stock.

F3 · balance_after: Includes 108 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 15:32 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 2,038 $57.99 $118,173.43
Disclosure

SEC source: 0000950138-18-000119 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876

F1 · kind: Grant to Reporting Person of 2,038 shares of restricted stock having a fair market value of $68.69 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F1 · shares: Grant to Reporting Person of 2,038 shares of restricted stock having a fair market value of $68.69 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F2 · price: Price is not aplicable to acquisitions resulting from grants of restricted stock.

F3 · balance_after: Includes 28 shares acquired under a dividend reinvestment plan since the Reporting Person's last Form 4 filing.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 17:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 3,141 $297.10 $933,191.10
Disclosure

SEC source: 0001225208-17-017338 · doc4.xml · nonDerivative · entry 3

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,258.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: Represents the weighted average sale price of $297.10 rounded to the nearest hundredth. The highest price at which the shares were sold was $297.73 and the lowest price at which the shares were sold was $296.86. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 17:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 2,800 $296.54 $830,312.00
Disclosure

SEC source: 0001225208-17-017338 · doc4.xml · nonDerivative · entry 2

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,399.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: Represents the weighted average sale price of $296.54 rounded to the nearest hundredth. The highest price at which the shares were sold was $296.85 and the lowest price at which the shares were sold was $295.89. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 17:21 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 1,800 $295.16 $531,288.00
Disclosure

SEC source: 0001225208-17-017338 · doc4.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,199.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: Represents the weighted average sale price of $295.16 rounded to the nearest hundredth. The highest price at which the shares were sold was $295.80 and the lowest price at which the shares were sold was $294.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.

Read SEC document
May 02, 2017 Filed May 3, 2017 15:01 UTC EMERSON ELECTRIC CO EMR · Entity 2942 GrantCommon Stock 1,810 $57.99 $104,952.85
Disclosure

SEC source: 0000950138-17-000369 · edgar.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,810

F1 · kind: Grant to Reporting Person of 1,810 shares of restricted stock having a fair market value of $57.985 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F1 · shares: Grant to Reporting Person of 1,810 shares of restricted stock having a fair market value of $57.985 per share on the date of grant under shareholder approved benefit plan pursuant to Rule 16b-3(d) in connection with annual retainer paid to all non-management directors.

F2 · price: Price is not aplicable to acquisitions resulting from grants of restricted stock.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 20:49 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 SaleCommon Stock 3,158 $242.09 $764,520.22
Disclosure

SEC source: 0001225208-17-004299 · doc4.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,999.98

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Stock Rights · Derivative 8,820 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · derivative · entry 8

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,744

Underlying: Common Stock · 8,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

F12 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F12 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.

F13 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; and 6,512 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 4,445 $243.58 $1,082,713.10
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · nonDerivative · entry 4

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,157.98

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F5 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e).

Read SEC document
February 19, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 8,820 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · nonDerivative · entry 3

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,602.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: In light of the vesting date, Sunday, February 19, 2017, and in accordance with the terms of the LTISP, award shares were valued based on the Company's closing stock price on February 17, 2017, the immediately preceding business day. The shares were distributed into the participant's account on February 22, 2017.

F4 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Stock Rights · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · derivative · entry 7

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,564

Underlying: Common Stock · 4,465 shares

Expires not disclosed

F10 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F10 · derivative.expiration_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/17/17 and will vest on 2/17/20.

F11 · balance_after: Total amount includes 4,465 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; 5,767 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 6,512 RSRs granted under the LTISP on 2/18/15 that will vest on 2/18/18; and 8,820 RSRs granted under the LTISP on 2/19/14 that vested on 2/19/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionRestricted Performance Stock Rights · Derivative 31,303.48 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · derivative · entry 6

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,196

Underlying: Common Stock · 31,303.48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F9 · balance_after: Total amount includes 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 13,810 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantRestricted Performance Stock Rights · Derivative 20,828.48 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · derivative · entry 5

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,499.48

Underlying: Common Stock · 20,828.48 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F7 · shares: The RPSRs acquired include (i) 10,152.48 vested RPSRs with respect to the measurement period ended 12/31/16 acquired due to settlement of the 2014 RPSRs held at 148% of the target award and (ii) 10,676 unvested RPSRs granted under the LTISP on 2/17/17 with a measurement period ending on 12/31/19.

F6 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F6 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).

F8 · balance_after: Total amount includes 31,303.48 vested RPSRs granted under the LTISP on 2/19/14 with a measurement period ended on 12/31/16; 10,676 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19; 12,710 RPSRs granted on 2/17/16 with a measurement period ending on 12/31/18; and 13,810 RPSRs granted on 2/18/15 with a measurement period ending on 12/31/17.

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February 17, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Tax withholdingCommon Stock 15,332 $243.58 $3,734,568.56
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · nonDerivative · entry 2

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,782.98

F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e)

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February 17, 2017 Filed Feb 22, 2017 21:37 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 Exercise / conversionCommon Stock 31,303.48 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004129 · doc4.xml · nonDerivative · entry 1

FLACH GLORIA A · CIK 0001484625 · CVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,114.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/19/14 with a valuation of performance measurement period ("measurement period") ended 12/31/16. The RPSRs were settled at 148% of target.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.