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NEM

NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2013 Filed Mar 6, 2013 01:46 UTC GiftCommon Stock, $1.60 par value 250 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 4

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son II

Disclosed balance after: 450

F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:46 UTC GiftCommon Stock, $1.60 par value 250 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 3

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,225

F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:46 UTC GiftCommon Stock, $1.60 par value 250 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 2

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son I

Disclosed balance after: 450

F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:46 UTC GiftCommon Stock, $1.60 par value 250 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,475

F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:51 UTC
OBRIEN RICHARD TFormer CEO & Director
Tax withholdingCommon Stock, $1.60 par value 22,802 $40.08 $913,790.15
Disclosure

SEC source: 0001164727-13-000027 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Former CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,948

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on March 1, 2013.

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:51 UTC
OBRIEN RICHARD TFormer CEO & Director
GrantCommon Stock, $1.60 par value 48,951 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000027 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Former CEO & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,750

Read SEC document
March 01, 2013 Filed Mar 6, 2013 01:57 UTC
SANTA CRUZ CARLOSSVP, Australia & New Zealand
GrantCommon Stock, $1.60 par value 6,750 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000028 · edgar.xml · nonDerivative · entry 1

SANTA CRUZ CARLOS · CIK 0001173853 · SVP, Australia & New Zealand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,775

Read SEC document
February 28, 2013 Filed Mar 2, 2013 00:48 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 1,337 $40.03 $53,520.78
Disclosure

SEC source: 0001164727-13-000004 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,701

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $40.03 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

Read SEC document
February 28, 2013 Filed Mar 2, 2013 00:56 UTC
MacGowan William NEVP, HR & Communications
SaleCommon Stock, $1.60 par value 938 $39.97 $37,492.70
Disclosure

SEC source: 0001164727-13-000005 · edgar.xml · nonDerivative · entry 3

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,917

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2013 Filed Mar 2, 2013 00:58 UTC SaleCommon Stock, $1.60 par value 1,388 $39.98 $55,493.49
Disclosure

SEC source: 0001164727-13-000006 · edgar.xml · nonDerivative · entry 3

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,725

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $39.9801 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

Read SEC document
February 28, 2013 Filed Mar 2, 2013 01:01 UTC
OBRIEN RICHARD TDirector · Director & CEO
SaleCommon Stock, $1.60 par value 6,522 $40.02 $261,033.27
Disclosure

SEC source: 0001164727-13-000007 · edgar.xml · nonDerivative · entry 3

OBRIEN RICHARD T · CIK 0001179997 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,799

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $39.9901 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

Read SEC document
February 28, 2013 Filed Mar 2, 2013 01:08 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
SaleCommon Stock, $1.60 par value 509 $40.18 $20,451.62
Disclosure

SEC source: 0001164727-13-000009 · edgar.xml · nonDerivative · entry 3

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,705

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2013 Filed Mar 2, 2013 01:09 UTC
KERR THOMAS R.SVP, North America
SaleCommon Stock, $1.60 par value 471 $40.00 $18,840.28
Disclosure

SEC source: 0001164727-13-000010 · edgar.xml · nonDerivative · entry 3

KERR THOMAS R. · CIK 0001480228 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,852

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2013 Filed Mar 2, 2013 01:12 UTC
MAHONEY THOMAS PVice President & Treasurer
SaleCommon Stock, $1.60 par value 454 $40.13 $18,219.07
Disclosure

SEC source: 0001164727-13-000011 · edgar.xml · nonDerivative · entry 2

MAHONEY THOMAS P · CIK 0001174294 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,949

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2013 Filed Mar 2, 2013 01:16 UTC
Gutierrez David VVP, Planning and Tax
SaleCommon Stock, $1.60 par value 569 $40.17 $22,856.79
Disclosure

SEC source: 0001164727-13-000013 · edgar.xml · nonDerivative · entry 2

Gutierrez David V · CIK 0001347265 · VP, Planning and Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2013 Filed Mar 2, 2013 01:19 UTC
Schummer DavidSVP, Africa
SaleCommon Stock, $1.60 par value 436 $40.13 $17,496.72
Disclosure

SEC source: 0001164727-13-000014 · edgar.xml · nonDerivative · entry 3

Schummer David · CIK 0001516682 · SVP, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,048

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2013 Filed Mar 1, 2013 20:21 UTC
HUSPENI JEFFREY RSVP, Asia Pacific
SaleCommon Stock, $1.60 par value 452 $40.04 $18,098.22
Disclosure

SEC source: 0001164727-13-000015 · edgar.xml · nonDerivative · entry 5

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,757

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 00:48 UTC
Engel E RandallEVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 1,355 $40.92 $55,439.83
Disclosure

SEC source: 0001164727-13-000004 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,038

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 00:48 UTC
Engel E RandallEVP, Strategic Development
GrantCommon Stock, $1.60 par value 12,707 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000004 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,393

Read SEC document
February 27, 2013 Filed Mar 2, 2013 00:56 UTC
MacGowan William NEVP, HR & Communications
Tax withholdingCommon Stock, $1.60 par value 954 $40.92 $39,032.91
Disclosure

SEC source: 0001164727-13-000005 · edgar.xml · nonDerivative · entry 2

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,855

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 00:56 UTC
MacGowan William NEVP, HR & Communications
GrantCommon Stock, $1.60 par value 8,950 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000005 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,809

Read SEC document
February 27, 2013 Filed Mar 2, 2013 00:58 UTC SaleCommon Stock, $1.60 par value 1,479 $40.63 $60,091.92
Disclosure

SEC source: 0001164727-13-000006 · edgar.xml · nonDerivative · entry 2

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,113

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 00:58 UTC GrantCommon Stock, $1.60 par value 13,701 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000006 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,592

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:01 UTC
OBRIEN RICHARD TDirector · Director & CEO
Tax withholdingCommon Stock, $1.60 par value 6,577 $40.92 $269,097.96
Disclosure

SEC source: 0001164727-13-000007 · edgar.xml · nonDerivative · entry 2

OBRIEN RICHARD T · CIK 0001179997 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,321

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:01 UTC
OBRIEN RICHARD TDirector · Director & CEO
GrantCommon Stock, $1.60 par value 42,358 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000007 · edgar.xml · nonDerivative · entry 1

OBRIEN RICHARD T · CIK 0001179997 · Director · Director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,898

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:06 UTC
Goldberg Gary JPresident & COO
Tax withholdingCommon Stock, $1.60 par value 3,136 $40.92 $128,309.44
Disclosure

SEC source: 0001164727-13-000008 · edgar.xml · nonDerivative · entry 2

Goldberg Gary J · CIK 0001536423 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,705

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:06 UTC
Goldberg Gary JPresident & COO
GrantCommon Stock, $1.60 par value 21,408 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000008 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,841

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:08 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock, $1.60 par value 551 $40.92 $22,544.17
Disclosure

SEC source: 0001164727-13-000009 · edgar.xml · nonDerivative · entry 2

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,214

F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:08 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
GrantCommon Stock, $1.60 par value 5,165 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000009 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,765

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:09 UTC
KERR THOMAS R.SVP, North America
SaleCommon Stock, $1.60 par value 526 $40.50 $21,300.48
Disclosure

SEC source: 0001164727-13-000010 · edgar.xml · nonDerivative · entry 2

KERR THOMAS R. · CIK 0001480228 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,323

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:09 UTC
KERR THOMAS R.SVP, North America
GrantCommon Stock, $1.60 par value 5,408 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000010 · edgar.xml · nonDerivative · entry 1

KERR THOMAS R. · CIK 0001480228 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,849

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:12 UTC
MAHONEY THOMAS PVice President & Treasurer
GrantCommon Stock, $1.60 par value 5,664 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000011 · edgar.xml · nonDerivative · entry 1

MAHONEY THOMAS P · CIK 0001174294 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,403

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:13 UTC
SANTA CRUZ CARLOSSVP, Australia & New Zealand
GrantCommon Stock, $1.60 par value 5,408 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000012 · edgar.xml · nonDerivative · entry 1

SANTA CRUZ CARLOS · CIK 0001173853 · SVP, Australia & New Zealand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,025

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:16 UTC
Gutierrez David VVP, Planning and Tax
GrantCommon Stock, $1.60 par value 7,882 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000013 · edgar.xml · nonDerivative · entry 1

Gutierrez David V · CIK 0001347265 · VP, Planning and Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,709

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:19 UTC
Schummer DavidSVP, Africa
SaleCommon Stock, $1.60 par value 597 $40.51 $24,184.53
Disclosure

SEC source: 0001164727-13-000014 · edgar.xml · nonDerivative · entry 2

Schummer David · CIK 0001516682 · SVP, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,484

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:19 UTC
Schummer DavidSVP, Africa
GrantCommon Stock, $1.60 par value 4,740 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000014 · edgar.xml · nonDerivative · entry 1

Schummer David · CIK 0001516682 · SVP, Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,081

Read SEC document
February 27, 2013 Filed Mar 1, 2013 20:21 UTC
HUSPENI JEFFREY RSVP, Asia Pacific
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $28.11 $0.00
Disclosure

SEC source: 0001164727-13-000015 · edgar.xml · derivative · entry 7

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2013-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in three equal annual installments on May 6, 2004, 2005 and 2006.

Read SEC document
February 27, 2013 Filed Mar 1, 2013 20:21 UTC
HUSPENI JEFFREY RSVP, Asia Pacific
SaleCommon Stock, $1.60 par value 619 $40.53 $25,088.13
Disclosure

SEC source: 0001164727-13-000015 · edgar.xml · nonDerivative · entry 4

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,209

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 27, 2013 Filed Mar 1, 2013 20:21 UTC
HUSPENI JEFFREY RSVP, Asia Pacific
GrantCommon Stock, $1.60 par value 5,408 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000015 · edgar.xml · nonDerivative · entry 3

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,828

Read SEC document
February 27, 2013 Filed Mar 1, 2013 20:21 UTC
HUSPENI JEFFREY RSVP, Asia Pacific
SaleCommon Stock, $1.60 par value 6,250 $40.94 $255,895.63
Disclosure

SEC source: 0001164727-13-000015 · edgar.xml · nonDerivative · entry 2

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,420

F1 · price: This transaction was executed in multiple trades at prices of $40.935 to $40.96. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

Read SEC document
February 27, 2013 Filed Mar 1, 2013 20:21 UTC
HUSPENI JEFFREY RSVP, Asia Pacific
Exercise / conversionCommon Stock, $1.60 par value 6,250 $28.11 $175,687.50
Disclosure

SEC source: 0001164727-13-000015 · edgar.xml · nonDerivative · entry 1

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2013 Filed Mar 2, 2013 01:30 UTC
Howson Christopher SVice President & Controller
GrantCommon Stock, $1.60 par value 6,379 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000016 · edgar.xml · nonDerivative · entry 1

Howson Christopher S · CIK 0001560934 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,834

Read SEC document
December 31, 2012 Filed Jan 2, 2013 23:51 UTC GrantPhantom Stock · Derivative 10 $46.44 $464.40
Disclosure

SEC source: 0001164727-13-000001 · edgar.xml · derivative · entry 10

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283

Underlying: Common Stock · 10 shares

Expires not disclosed

F3 · derivative.exercise_price: Converted on a 1-for-1 basis.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

Read SEC document
December 31, 2012 Filed Jan 2, 2013 23:53 UTC
Gottesfeld Stephen PSVP, Gen. Counsel & Secretary
GrantPhantom Stock · Derivative 2 $46.44 $92.88
Disclosure

SEC source: 0001164727-13-000002 · edgar.xml · derivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

Read SEC document
December 31, 2012 Filed Jan 2, 2013 23:54 UTC
MAHONEY THOMAS PVice President & Treasurer
GrantPhantom Stock · Derivative 1 $46.44 $46.44
Disclosure

SEC source: 0001164727-13-000003 · edgar.xml · derivative · entry 1

MAHONEY THOMAS P · CIK 0001174294 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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December 05, 2012 Filed Dec 6, 2012 23:01 UTC
Goldberg Gary JPresident & COO
Tax withholdingCommon Stock, $1.60 par value 2,593 $44.50 $115,375.54
Disclosure

SEC source: 0001164727-12-000078 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,433

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with the vesting of 8,342 shares of restricted stock granted to the Reporting Person on December 5, 2011.

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November 08, 2012 Filed Nov 8, 2012 18:11 UTC
HUSPENI JEFFREY RSVP, Asia Pacific Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $23.99 $0.00
Disclosure

SEC source: 0001164727-12-000077 · edgar.xml · derivative · entry 4

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2012-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in three equal annual installments on November 20, 2003, 2004 and 2005.

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November 08, 2012 Filed Nov 8, 2012 18:11 UTC
HUSPENI JEFFREY RSVP, Asia Pacific Operations
SaleCommon Stock, $1.60 par value 6,250 $48.56 $303,500.00
Disclosure

SEC source: 0001164727-12-000077 · edgar.xml · nonDerivative · entry 2

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,420

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November 08, 2012 Filed Nov 8, 2012 18:11 UTC
HUSPENI JEFFREY RSVP, Asia Pacific Operations
Exercise / conversionCommon Stock, $1.60 par value 6,250 $23.99 $149,937.50
Disclosure

SEC source: 0001164727-12-000077 · edgar.xml · nonDerivative · entry 1

HUSPENI JEFFREY R · CIK 0001064615 · SVP, Asia Pacific Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2012 Filed Oct 2, 2012 20:52 UTC GrantPhantom Stock · Derivative 8 $56.01 $448.08
Disclosure

SEC source: 0001164727-12-000073 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.