Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | SVP, North America | November 08, 2013 | November 12, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date November 08, 2013 · Filed November 12, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 28,610 |
Ending reported balance
After 2013-11-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-11-08 · Grant · Acquired 256 · Balance 28,681 Row 2 · 2013-11-08 · Tax withholding · Disposed 71 · Balance 28,610 F1: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 4,546 |
Reported balance
Holding disclosure · report date 2013-11-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,546 F2: As of October 31, 2013, the reporting person held 4,546 shares of Newmont Mining common stock in his 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013.
F2: As of October 31, 2013, the reporting person held 4,546 shares of Newmont Mining common stock in his 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2013 Filed Nov 12, 2013 21:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 71 | $27.05 | $1,920.20 |
DisclosureSEC source: 0001164727-13-000066 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,610 F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 21:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000066 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,681 Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 01:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 399 | $39.28 | $15,672.76 |
DisclosureSEC source: 0001164727-13-000024 · edgar.xml · nonDerivative · entry 4 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,698 | $39.16 | $66,493.68 |
DisclosureSEC source: 0001164727-13-000024 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,824 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 375 | $39.14 | $14,677.54 |
DisclosureSEC source: 0001164727-13-000024 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,522 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000024 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,897 Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 01:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 471 | $40.00 | $18,840.28 |
DisclosureSEC source: 0001164727-13-000010 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,852 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 01:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 526 | $40.50 | $21,300.48 |
DisclosureSEC source: 0001164727-13-000010 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,323 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 01:09 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000010 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North America 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,849 Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 25 | $45.32 | $1,133.00 |
DisclosureSEC source: 0001164727-12-000062 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,441 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 389 | $58.31 | $22,682.16 |
DisclosureSEC source: 0001164727-12-000027 · edgar.xml · nonDerivative · entry 5 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,466 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000027 · edgar.xml · nonDerivative · entry 4 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,855 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,397 | $58.23 | $81,348.15 |
DisclosureSEC source: 0001164727-12-000027 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,505 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 364 | $58.31 | $21,224.33 |
DisclosureSEC source: 0001164727-12-000027 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,902 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:38 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000027 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,266 Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 23:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 458 | $61.59 | $28,207.76 |
DisclosureSEC source: 0001164727-12-000026 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 23:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4 | $60.48 | $241.92 |
DisclosureSEC source: 0001164727-12-000026 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,608 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 23, 2012 Filed Feb 27, 2012 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 205 | $62.17 | $12,744.73 |
DisclosureSEC source: 0001164727-12-000008 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,612 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 13, 2010, solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $62.11 and $62.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| September 06, 2011 Filed Sep 8, 2011 16:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,250 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001164727-11-000097 · edgar.xml · derivative · entry 6 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2014-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning December 7, 2005. Read SEC document |
| September 06, 2011 Filed Sep 8, 2011 16:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,250 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-11-000097 · edgar.xml · derivative · entry 5 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2013-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning December 2, 2004. Read SEC document |
| September 06, 2011 Filed Sep 8, 2011 16:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,250 | $64.29 | $144,659.70 |
DisclosureSEC source: 0001164727-11-000097 · edgar.xml · nonDerivative · entry 4 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817 F2 · price: This transaction was executed in multiple trades at prices between $64.25 and $64.315. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. F3 · balance_after: As of August 31, 2011, the reporting person held 3,585 shares of Newmont Mining Corporation common stock in his 401(k) Plan. Read SEC document |
| September 06, 2011 Filed Sep 8, 2011 16:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 2,250 | $45.74 | $102,915.00 |
DisclosureSEC source: 0001164727-11-000097 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2011 Filed Sep 8, 2011 16:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,250 | $64.27 | $144,596.48 |
DisclosureSEC source: 0001164727-11-000097 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817 F1 · price: This transaction was executed in multiple trades at prices between $64.25 and $64.295. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2011 Filed Sep 8, 2011 16:34 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 2,250 | $49.73 | $111,881.25 |
DisclosureSEC source: 0001164727-11-000097 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2011 Filed May 6, 2011 17:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 24 | $56.78 | $1,362.72 |
DisclosureSEC source: 0001164727-11-000090 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,817 F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 13, 2010. F2 · balance_after: Between April 1and April 30, 2011 the reporting person acquired 201 shares of Newmont Mining common stock in his 401(k) Plan. As of April 30, 2011 the reporting person held 3,485 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 28, 2011 Filed May 2, 2011 20:33 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 61 | $58.55 | $3,571.55 |
DisclosureSEC source: 0001164727-11-000087 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,841 F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on April 13, 2010. F2 · balance_after: As of March 31, 2011 the reporting person held 3,284 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 20:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000073 · edgar.xml · derivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2021-04-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 25, 2012. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 358 | $55.41 | $19,836.78 |
DisclosureSEC source: 0001164727-11-000045 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees. F2 · balance_after: As of February 28, 2011 the reporting person held 3,207 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:32 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000045 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,908 Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:31 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 460 | $55.94 | $25,732.40 |
DisclosureSEC source: 0001164727-11-000032 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011. F2 · balance_after: As of February 28, 2011 the reporting person directly held 3,207 shares of Newmont Mining Corporation common stock. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:31 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000032 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954 Read SEC document |
| February 23, 2011 Filed Feb 25, 2011 19:24 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 224 | $58.01 | $12,995.25 |
DisclosureSEC source: 0001164727-11-000013 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,863 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 13, 2010. F2 · price: This transaction was executed in multiple trades at prices of $58.01 and $58.02. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of January 31, 2011 the reporting person held 3,181 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| November 15, 2010 Filed Dec 6, 2010 23:48 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 257 | $60.66 | $15,589.62 |
DisclosureSEC source: 0001164727-10-000114 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 3,110 Read SEC document |
| September 14, 2010 Filed Sep 16, 2010 16:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,250 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-10-000107 · edgar.xml · derivative · entry 4 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning April 27, 2005. Read SEC document |
| September 14, 2010 Filed Sep 16, 2010 16:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,591 | $62.85 | $99,994.35 |
DisclosureSEC source: 0001164727-10-000107 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 3,363 Read SEC document |
| September 14, 2010 Filed Sep 16, 2010 16:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,250 | $63.35 | $142,537.50 |
DisclosureSEC source: 0001164727-10-000107 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 Read SEC document |
| September 14, 2010 Filed Sep 16, 2010 16:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 2,250 | $40.43 | $90,967.50 |
DisclosureSEC source: 0001164727-10-000107 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2010 Filed May 11, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 375 | $0.00 Strike: $23.99 | $0.00 |
DisclosureSEC source: 0001164727-10-000098 · edgar.xml · derivative · entry 6 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375 shares Expires 2012-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning November 20, 2003. Read SEC document |
| May 11, 2010 Filed May 11, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $28.56 | $0.00 |
DisclosureSEC source: 0001164727-10-000098 · edgar.xml · derivative · entry 5 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2012-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became exercisable in three equal annual installments beginning May 14, 2003. Read SEC document |
| May 11, 2010 Filed May 11, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 375 | $58.56 | $21,960.00 |
DisclosureSEC source: 0001164727-10-000098 · edgar.xml · nonDerivative · entry 4 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 F2 · balance_after: As of April 30, 2010 the reporting person held 4,829 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| May 11, 2010 Filed May 11, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 375 | $23.99 | $8,996.25 |
DisclosureSEC source: 0001164727-10-000098 · edgar.xml · nonDerivative · entry 3 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2010 Filed May 11, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,500 | $58.49 | $87,738.15 |
DisclosureSEC source: 0001164727-10-000098 · edgar.xml · nonDerivative · entry 2 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 F1 · price: This transaction was executed in multiple trades at prices between $58.49 and $58.50. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2010 Filed May 11, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 1,500 | $28.56 | $42,840.00 |
DisclosureSEC source: 0001164727-10-000098 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2010 Filed May 5, 2010 21:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 25 | $53.23 | $1,330.81 |
DisclosureSEC source: 0001164727-10-000097 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on April 13, 2010. F2 · balance_after: As of April 30, 2010 the reporting person held 4,829 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 30, 2010 Filed May 4, 2010 21:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 55 | $55.15 | $3,033.25 |
DisclosureSEC source: 0001164727-10-000093 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,112 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on April 13, 2010. F2 · balance_after: As of April 30, 2010 the reporting person held 4,829 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 29, 2010 Filed May 3, 2010 23:27 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 8,465 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-10-000091 · edgar.xml · derivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,465 Underlying: Common Stock · 8,465 shares Expires 2020-04-29 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 29, 2011. Read SEC document |
| April 28, 2010 Filed Apr 30, 2010 18:23 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 60 | $55.24 | $3,314.40 |
DisclosureSEC source: 0001164727-10-000069 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,167 F1 · balance_after: As of March 31, 2010 the reporting person held 4,795 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 03, 2010 Filed Mar 4, 2010 17:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,925 | $51.94 | $99,984.50 |
DisclosureSEC source: 0001164727-10-000062 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 4,727 F1 · balance_after: As of March 3, 2010, the reporting person directly held 8,227 shares of Newmont Mining Corporation common stock. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 23:57 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000054 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227 Read SEC document |
| February 23, 2010 Filed Feb 25, 2010 23:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 232 | $47.03 | $10,909.80 |
DisclosureSEC source: 0001164727-10-000037 · edgar.xml · nonDerivative · entry 1 KERR THOMAS R. · CIK 0001480228 · SVP, North American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,226 F1 · balance_after: As of January 31, 2010 the reporting person held 6,665 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.