Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | SVP, Africa | March 01, 2013 | March 06, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date March 01, 2013 · Filed March 06, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 12,384 |
Ending reported balance
After 2013-03-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-03-01 · Sale · Disposed 261 · Balance 12,787 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Row 2 · 2013-03-04 · Sale · Disposed 403 · Balance 12,384 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. |
| Common Stock, $1.60 par valueSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,500 |
Reported balance
Holding disclosure · report date 2013-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,500 F2: As of February 28, 2013, the reporting person held 3,500 shares of Newmont Mining common stock in his 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
F2: As of February 28, 2013, the reporting person held 3,500 shares of Newmont Mining common stock in his 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2013 Filed Mar 6, 2013 00:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 403 | $39.28 | $15,829.88 |
DisclosureSEC source: 0001164727-13-000019 · edgar.xml · nonDerivative · entry 2 Schummer David · CIK 0001516682 · SVP, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,384 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 00:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 261 | $39.14 | $10,215.57 |
DisclosureSEC source: 0001164727-13-000019 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,787 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 01:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 436 | $40.13 | $17,496.72 |
DisclosureSEC source: 0001164727-13-000014 · edgar.xml · nonDerivative · entry 3 Schummer David · CIK 0001516682 · SVP, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,048 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 01:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 597 | $40.51 | $24,184.53 |
DisclosureSEC source: 0001164727-13-000014 · edgar.xml · nonDerivative · entry 2 Schummer David · CIK 0001516682 · SVP, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,484 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 01:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000014 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, Africa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,081 Read SEC document |
| May 04, 2012 Filed May 9, 2012 00:04 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 81 | $45.27 | $3,666.87 |
DisclosureSEC source: 0001164727-12-000063 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,341 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 346 | $58.32 | $20,178.30 |
DisclosureSEC source: 0001164727-12-000029 · edgar.xml · nonDerivative · entry 3 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,422 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000029 · edgar.xml · nonDerivative · entry 2 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,768 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 220 | $58.31 | $12,828.20 |
DisclosureSEC source: 0001164727-12-000029 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,901 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 325 | $61.62 | $20,026.05 |
DisclosureSEC source: 0001164727-12-000016 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,121 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $61.24 to $61.62. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 23, 2012 Filed Feb 27, 2012 21:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 38 | $62.37 | $2,370.06 |
DisclosureSEC source: 0001164727-12-000009 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,446 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2011, solely to cover taxes and fees. Read SEC document |
| May 04, 2011 Filed May 6, 2011 17:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 91 | $56.76 | $5,165.16 |
DisclosureSEC source: 0001164727-11-000089 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,484 F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2011. F2 · balance_after: As of April 30, 2011 the reporting preson held 2,928 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 28, 2011 Filed May 2, 2011 20:29 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 68 | $58.63 | $3,986.84 |
DisclosureSEC source: 0001164727-11-000086 · edgar.xml · nonDerivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,575 F1 · price: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 22, 2011. F2 · balance_after: As of March 31, 2011 the reporting preson held 2,896 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 19:49 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000066 · edgar.xml · derivative · entry 1 Schummer David · CIK 0001516682 · SVP, African Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2021-04-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 25, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.