Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | SVP, Australia & New Zealand | November 08, 2013 | November 12, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date November 08, 2013 · Filed November 12, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 62,060 |
Reported balance
After 2013-11-08 transaction · row 1
1 source rowRow 1 · 2013-11-08 · Grant · Acquired 285 · Balance 62,060 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2013 Filed Nov 12, 2013 21:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000067 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, Australia & New Zealand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,060 Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:57 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000028 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, Australia & New Zealand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,775 Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 01:13 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000012 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, Australia & New Zealand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,025 Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 652 | $58.27 | $37,989.56 |
DisclosureSEC source: 0001164727-12-000037 · edgar.xml · nonDerivative · entry 5 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,617 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.30. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000037 · edgar.xml · nonDerivative · entry 4 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,269 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,476 | $58.23 | $144,187.63 |
DisclosureSEC source: 0001164727-12-000037 · edgar.xml · nonDerivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,675 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,403 | $58.22 | $81,687.57 |
DisclosureSEC source: 0001164727-12-000037 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,151 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $58.13 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000037 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,554 Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 23:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 795 | $61.56 | $48,939.48 |
DisclosureSEC source: 0001164727-12-000024 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,842 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $61.5201 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 23:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 8 | $60.61 | $484.88 |
DisclosureSEC source: 0001164727-12-000024 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,637 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| September 21, 2011 Filed Sep 22, 2011 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $49.73 | $0.00 |
DisclosureSEC source: 0001164727-11-000102 · edgar.xml · derivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments beginning December 2, 2004. Read SEC document |
| September 21, 2011 Filed Sep 22, 2011 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,000 | $69.01 | $345,064.50 |
DisclosureSEC source: 0001164727-11-000102 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,645 F1 · price: This transaction was executed in multiple trades at prices between $68.55 and $69.59. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 21, 2011 Filed Sep 22, 2011 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 5,000 | $49.73 | $248,625.00 |
DisclosureSEC source: 0001164727-11-000102 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2011 Filed Aug 24, 2011 19:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $45.74 | $0.00 |
DisclosureSEC source: 0001164727-11-000096 · edgar.xml · derivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments on December 7, 2005, 2006 and 2007. Read SEC document |
| August 22, 2011 Filed Aug 24, 2011 19:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $63.07 | $630,733.00 |
DisclosureSEC source: 0001164727-11-000096 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,645 F1 · price: This transaction was executed in multiple trades at prices between $63.00 and $63.2003. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2011 Filed Aug 24, 2011 19:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $45.74 | $457,400.00 |
DisclosureSEC source: 0001164727-11-000096 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2011 Filed Jun 28, 2011 22:03 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001164727-11-000092 · edgar.xml · derivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2015-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments on April 27, 2006, 2007 and 2008. Read SEC document |
| June 24, 2011 Filed Jun 28, 2011 22:03 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $54.18 | $541,800.00 |
DisclosureSEC source: 0001164727-11-000092 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,645 Read SEC document |
| June 24, 2011 Filed Jun 28, 2011 22:03 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $38.05 | $380,500.00 |
DisclosureSEC source: 0001164727-11-000092 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 20:19 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantEmployee Stock Option (right to buy) · Derivative | 14,750 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000076 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,750 Underlying: Common Stock · 14,750 shares Expires 2021-04-25 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 25, 2012. Read SEC document |
| March 25, 2011 Filed Mar 29, 2011 20:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $40.43 | $0.00 |
DisclosureSEC source: 0001164727-11-000058 · edgar.xml · derivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments on April 27, 2005, 2006 and 2007. Read SEC document |
| March 25, 2011 Filed Mar 29, 2011 20:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $54.34 | $543,438.00 |
DisclosureSEC source: 0001164727-11-000058 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,645 F1 · price: This transaction was executed in multiple trades at prices between $54.30 and $54.375. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2011 Filed Mar 29, 2011 20:25 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $40.43 | $404,300.00 |
DisclosureSEC source: 0001164727-11-000058 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:16 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000040 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,645 Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:10 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 5,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000025 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,934 Read SEC document |
| September 10, 2010 Filed Sep 14, 2010 19:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $28.56 | $0.00 |
DisclosureSEC source: 0001164727-10-000106 · edgar.xml · derivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2012-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments on May 14, 2003, 2004 and 2005. Read SEC document |
| September 10, 2010 Filed Sep 14, 2010 19:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $60.82 | $228,084.75 |
DisclosureSEC source: 0001164727-10-000106 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,215 F1 · price: This transaction was executed in multiple trades at prices between $60.82 and $60.83. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2010 Filed Sep 14, 2010 19:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $28.56 | $107,100.00 |
DisclosureSEC source: 0001164727-10-000106 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2010 Filed Aug 10, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001164727-10-000105 · edgar.xml · derivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments on May 6, 2004, 2005 and 2006. Read SEC document |
| August 06, 2010 Filed Aug 10, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 10,000 | $57.30 | $572,984.00 |
DisclosureSEC source: 0001164727-10-000105 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,215 F1 · price: This transaction was executed in multiple trades at prices between $57.27 and $57.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| August 06, 2010 Filed Aug 10, 2010 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 10,000 | $28.11 | $281,100.00 |
DisclosureSEC source: 0001164727-10-000105 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2010 Filed May 3, 2010 23:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantEmployee Stock Option (right to buy) · Derivative | 14,749 | $0.00 Strike: $55.68 | $0.00 |
DisclosureSEC source: 0001164727-10-000083 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,749 Underlying: Common Stock · 14,749 shares Expires 2020-04-29 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 29, 2011. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 23:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 9,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000047 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · SVP, South American Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,215 Read SEC document |
| May 04, 2009 Filed May 6, 2009 20:50 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantEmployee Stock Option (right to buy) · Derivative | 21,761 | $0.00 Strike: $39.95 | $0.00 |
DisclosureSEC source: 0001164727-09-000083 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,761 Underlying: Common Stock · 21,761 shares Expires 2019-05-04 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning May 4, 2010. Read SEC document |
| February 23, 2009 Filed Feb 26, 2009 00:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000021 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,687 Read SEC document |
| February 23, 2009 Filed Mar 4, 2009 16:17 UTC Amendment | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-09-000052 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,507 Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 22:03 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $44.49 | $0.00 |
DisclosureSEC source: 0001164727-08-000058 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-04-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning April 28, 2009. Read SEC document |
| February 25, 2008 Filed Feb 28, 2008 00:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,985 | $49.45 | $147,608.25 |
DisclosureSEC source: 0001164727-08-000034 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,821 Read SEC document |
| April 30, 2007 Filed May 2, 2007 21:12 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $42.06 | $0.00 |
DisclosureSEC source: 0001164727-07-000068 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2017-04-30 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 30, 2008. Read SEC document |
| February 07, 2007 Filed Feb 9, 2007 21:06 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 3,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-07-000023 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,836 Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $57.71 | $0.00 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · derivative · entry 7 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2016-04-26 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning April 26, 2007. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $28.56 | $0.00 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · derivative · entry 6 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2012-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal annual installments on May 14, 2003, 2004, 2005 and 2006. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionStock Option (right to buy) · Derivative | 3,125 | $0.00 Strike: $23.67 | $0.00 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · derivative · entry 5 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires 2011-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal annual installments on November 12, 2002, 2003, 2004 and 2005. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,750 | $58.22 | $218,319.38 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · nonDerivative · entry 4 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,672 Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,750 | $28.56 | $107,100.00 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · nonDerivative · entry 3 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,125 | $58.22 | $181,932.81 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · nonDerivative · entry 2 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,672 Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 17:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Exercise / conversionCommon Stock, $1.60 par value | 3,125 | $23.67 | $73,968.75 |
DisclosureSEC source: 0001164727-06-000065 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2006 Filed Feb 28, 2006 21:40 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 2,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-06-000030 · edgar.xml · nonDerivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,672 Read SEC document |
| October 26, 2005 Filed Oct 28, 2005 20:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $45.16 | $0.00 |
DisclosureSEC source: 0001164727-05-000145 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-10-26 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 26, 2006. Read SEC document |
| April 27, 2005 Filed Apr 28, 2005 20:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001164727-05-000091 · edgar.xml · derivative · entry 1 SANTA CRUZ CARLOS · CIK 0001173853 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2015-04-27 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 27, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.