Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | Director | March 05, 2026 | March 09, 2026 |
| Ivanhoe Electric Inc.IE · Entity 984 | Director | March 06, 2026 | March 09, 2026 |
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP & CFO | March 31, 2013 | April 01, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS MINERALS INTERNATIONAL INC
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-03-04 | Direct | 5,032 |
Reported balance
After 2026-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-05 · Grant · Acquired 5,032 · Balance 5,032 F1: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | Direct | 186 |
Reported balance
Holding disclosure · report date 2026-03-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 186 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.
Ivanhoe Electric Inc.
Report date March 06, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,629 |
Reported balance
After 2026-03-06 transaction · row 1
1 source rowRow 1 · 2026-03-06 · Grant · Acquired 9,901 · Balance 37,629 F1: Deferred share unit award subject to vesting criteria relating to continued board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred share unit award subject to vesting criteria relating to continued board service.
NEWMONT Corp /DE/
Report date March 31, 2013 · Filed April 01, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,297 |
Reported balance
After 2013-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-03-31 · Grant · Acquired 14 · Balance 1,297 F1: Convertible on a 1-for-1 basis. F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Convertible on a 1-for-1 basis.
F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2026 Filed Mar 9, 2026 21:58 UTC | Ivanhoe Electric Inc. IE · Entity 984 | GrantCommon Stock | 9,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-26-002062 · section16.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,629 F1 · shares: Deferred share unit award subject to vesting criteria relating to continued board service. Read SEC document |
| March 05, 2026 Filed Mar 9, 2026 18:10 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 5,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299936-26-000005 · wk-form4_1773094211.xml · derivative · entry 2 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,032 Underlying: Common Stock · 5,032 shares Expires 2027-03-04 F1 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date. Read SEC document |
| December 31, 2025 Filed Jan 5, 2026 19:30 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001299936-26-000003 · wk-form4_1767659426.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186 F1 · shares: Represents common stock units granted by the Issuer in connection with the Reporting Person's service as a director. Read SEC document |
| December 18, 2025 Filed Jan 5, 2026 19:30 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 1,348 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299936-26-000003 · wk-form4_1767659426.xml · derivative · entry 2 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,348 Underlying: Common Stock · 1,348 shares Expires 2026-12-18 F2 · shares: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the first anniversary of the grant date. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 19:34 UTC | Ivanhoe Electric Inc. IE · Entity 984 | GrantCommon Stock | 17,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-25-002530 · section16.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,728 F1 · shares: Deferred share unit award subject to vesting criteria relating to continued board service. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 23:50 UTC | Ivanhoe Electric Inc. IE · Entity 984 | GrantDirector Stock Option (right to buy) · Derivative | 28,927 | $0.00 Strike: $13.50 | $0.00 |
DisclosureSEC source: 0001654954-24-003022 · section16.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,927 Underlying: Common Stock · 28,927 shares Expires 2031-03-11 F1 · derivative.exercise_date: The Option vests in three equal annual installments beginning on March 11, 2025 and subject to continued board service. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 22:52 UTC | Ivanhoe Electric Inc. IE · Entity 984 | GrantCommon Stock | 6,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-010931 · section16.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,605 F1 · shares: The award is subject to vesting criteria relating to continued board service. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 23:19 UTC | Ivanhoe Electric Inc. IE · Entity 984 | GrantCommon Stock | 4,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-121855 · tm2231190-6_4seq1.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 F1 · shares: The award is subject to vesting criteria relating to continued board service. Read SEC document |
| March 31, 2013 Filed Apr 1, 2013 21:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 14 | $41.89 | $586.46 |
DisclosureSEC source: 0001164727-13-000034 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Convertible on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,098 | $39.28 | $43,129.44 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 11 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,805 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 4,972 | $39.15 | $194,660.76 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 10 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,903 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $39.1201 to $39.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 15,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 9 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,875 Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 8 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son IV Disclosed balance after: 450 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 7 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,725 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 6 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son III Disclosed balance after: 450 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 5 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,975 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 4 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son II Disclosed balance after: 450 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 3 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,225 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 2 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son I Disclosed balance after: 450 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:46 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000026 · edgar.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,475 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of March 1, 2013, the reporting person indirectly held 1,800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 00:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,388 | $39.98 | $55,493.49 |
DisclosureSEC source: 0001164727-13-000006 · edgar.xml · nonDerivative · entry 3 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,725 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $39.9801 to $40.12. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 00:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,479 | $40.63 | $60,091.92 |
DisclosureSEC source: 0001164727-13-000006 · edgar.xml · nonDerivative · entry 2 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,113 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 00:58 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 13,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000006 · edgar.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,592 Read SEC document |
| December 31, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 10 | $46.44 | $464.40 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · derivative · entry 10 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Underlying: Common Stock · 10 shares Expires not disclosed F3 · derivative.exercise_price: Converted on a 1-for-1 basis. F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| September 30, 2012 Filed Oct 2, 2012 20:52 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 8 | $56.01 | $448.08 |
DisclosureSEC source: 0001164727-12-000073 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 8 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son IV Disclosed balance after: 200 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 7 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,891 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 6 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son III Disclosed balance after: 200 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 5 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,091 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 4 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son II Disclosed balance after: 200 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 3 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,291 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 2 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Son I Disclosed balance after: 200 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| July 16, 2012 Filed Jan 2, 2013 23:51 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000001 · edgar.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,491 F1 · kind: This transaction involved gifts of securities by the reporting person to four (4) of his minor sons, who share the reporting person's household. As of December 31, 2012, the reporting person indirectly held 800 shares of Newmont Mining common stock by virtue of the aforementioned gifts. Read SEC document |
| June 30, 2012 Filed Jul 3, 2012 16:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 9 | $48.51 | $436.59 |
DisclosureSEC source: 0001164727-12-000064 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,265 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 31, 2012 Filed Apr 3, 2012 22:57 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 10 | $51.27 | $512.70 |
DisclosureSEC source: 0001164727-12-000046 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,076 | $58.32 | $62,751.03 |
DisclosureSEC source: 0001164727-12-000040 · edgar.xml · nonDerivative · entry 5 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,691 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.3201. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 10,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000040 · edgar.xml · nonDerivative · entry 4 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,767 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 5,440 | $58.17 | $316,438.27 |
DisclosureSEC source: 0001164727-12-000040 · edgar.xml · nonDerivative · entry 3 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,511 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $57.74 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 2,533 | $58.22 | $147,468.73 |
DisclosureSEC source: 0001164727-12-000040 · edgar.xml · nonDerivative · entry 2 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,951 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.26. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 12,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000040 · edgar.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,484 Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,324 | $61.55 | $81,492.86 |
DisclosureSEC source: 0001164727-12-000013 · edgar.xml · nonDerivative · entry 2 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,664 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $61.53 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:11 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 13 | $60.29 | $783.77 |
DisclosureSEC source: 0001164727-12-000013 · edgar.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,988 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 21:47 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 7 | $60.01 | $420.07 |
DisclosureSEC source: 0001164727-12-000003 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,246 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| October 13, 2011 Filed Dec 7, 2011 21:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000114 · edgar.xml · nonDerivative · entry 2 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,001 F1 · kind: Charitable gift to non-profit entity. Read SEC document |
| October 13, 2011 Filed Dec 7, 2011 21:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GiftCommon Stock, $1.60 par value | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000114 · edgar.xml · nonDerivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,101 F1 · kind: Charitable gift to non-profit entity. Read SEC document |
| September 30, 2011 Filed Oct 3, 2011 20:41 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 5 | $62.90 | $314.50 |
DisclosureSEC source: 0001164727-11-000105 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| June 30, 2011 Filed Jul 5, 2011 23:02 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 5 | $53.97 | $269.85 |
DisclosureSEC source: 0001164727-11-000094 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 19:44 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 36,500 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000064 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Underlying: Common Stock · 36,500 shares Expires 2021-04-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 25, 2012. Read SEC document |
| March 31, 2011 Filed Apr 4, 2011 22:21 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantPhantom Stock · Derivative | 3 | $54.58 | $163.74 |
DisclosureSEC source: 0001164727-11-000060 · edgar.xml · derivative · entry 1 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Converted on a 1-for-1 basis. F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:35 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,033 | $54.94 | $166,640.91 |
DisclosureSEC source: 0001164727-11-000048 · edgar.xml · nonDerivative · entry 3 Ball Russell David · CIK 0001299936 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,201 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2010 solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices between $54.94 and $54.95. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F5 · balance_after: As of February 28, 2011 the reporting person held 1,622 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.