Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2017 Filed Sep 5, 2017 20:44 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $38.60 | $38,600.00 |
DisclosureSEC source: 0001164727-17-000091 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 147,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:52 UTC |
Palmer Thomas RonaldEVP, COO
|
SaleCommon Stock, $1.60 par value | 1,250 | $38.60 | $48,250.00 |
DisclosureSEC source: 0001164727-17-000092 · edgar.xml · nonDerivative · entry 1 Palmer Thomas Ronald · CIK 0001673925 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,362 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on May 18, 2017, as amended on May 24, 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:12 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $37.11 | $37,110.00 |
DisclosureSEC source: 0001164727-17-000085 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 148,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:17 UTC |
Gottesfeld Stephen PEVP and General Counsel
|
SaleCommon Stock, $1.60 par value | 5,000 | $37.11 | $185,550.00 |
DisclosureSEC source: 0001164727-17-000088 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,893 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:13 UTC |
Palmer Thomas RonaldEVP, COO
|
SaleCommon Stock, $1.60 par value | 1,250 | $37.11 | $46,387.50 |
DisclosureSEC source: 0001164727-17-000086 · edgar.xml · nonDerivative · entry 1 Palmer Thomas Ronald · CIK 0001673925 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,612 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on May 18, 2017, as amended on May 24, 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:15 UTC |
Engel E RandallEVP, Strategic Development
|
SaleCommon Stock, $1.60 par value | 5,700 | $37.11 | $211,527.00 |
DisclosureSEC source: 0001164727-17-000087 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,100 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:22 UTC |
MacGowan William NEVP, Human Resources
|
SaleCommon Stock, $1.60 par value | 2,007 | $36.59 | $73,436.13 |
DisclosureSEC source: 0001164727-17-000080 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,178 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2016. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 22:27 UTC |
Hickok Sheri E.Director
|
GrantCommon Stock, $1.60 par value | 3,546 | $33.84 | $119,996.64 |
DisclosureSEC source: 0001164727-17-000078 · edgar.xml · nonDerivative · entry 1 Hickok Sheri E. · CIK 0001712458 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,546 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the 2013 Stock Incentive Compensation Plan in connection with the reporting person's election to the Company's Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU, as such 3,546 shares are reported as beneficially owned in Table I above. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 22:26 UTC |
Zhang PeifangDirector
|
GrantCommon Stock, $1.60 par value | 3,546 | $33.84 | $119,996.64 |
DisclosureSEC source: 0001164727-17-000077 · edgar.xml · nonDerivative · entry 1 Zhang Peifang · CIK 0001708005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,546 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the 2013 Stock Incentive Compensation Plan in connection with the reporting person's election to the Company's Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU, as such 3,546 shares are reported as beneficially owned in Table I above. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:33 UTC |
Palmer Thomas RonaldEVP, COO
|
SaleCommon Stock, $1.60 par value | 1,250 | $31.80 | $39,750.00 |
DisclosureSEC source: 0001164727-17-000066 · edgar.xml · nonDerivative · entry 1 Palmer Thomas Ronald · CIK 0001673925 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,862 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on May 18, 2017, as amended on May 24, 2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:38 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $31.80 | $31,800.00 |
DisclosureSEC source: 0001164727-17-000068 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 149,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 21:40 UTC |
Dorward-King Elaine JEVP, S&ER
|
SaleCommon Stock, $1.60 par value | 10,250 | $32.79 | $336,097.50 |
DisclosureSEC source: 0001164727-17-000064 · edgar.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,364 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 21:37 UTC |
Lawson Scott PEVP & Chief Technology Officer
|
SaleCommon Stock, $1.60 par value | 5,000 | $32.79 | $163,950.00 |
DisclosureSEC source: 0001164727-17-000063 · edgar.xml · nonDerivative · entry 1 Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,696 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 22:22 UTC |
Engel E RandallEVP, Strategic Development
|
SaleCommon Stock, $1.60 par value | 5,700 | $35.00 | $199,500.00 |
DisclosureSEC source: 0001164727-17-000058 · edgar.xml · nonDerivative · entry 1 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,800 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 22:24 UTC |
MacGowan William NEVP, Human Resources
|
SaleCommon Stock, $1.60 par value | 2,006 | $35.00 | $70,210.00 |
DisclosureSEC source: 0001164727-17-000060 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,185 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2016. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:04 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $33.58 | $33,580.00 |
DisclosureSEC source: 0001164727-17-000056 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 150,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016. Read SEC document |
| May 01, 2017 Filed May 2, 2017 20:53 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $33.67 | $33,670.00 |
DisclosureSEC source: 0001164727-17-000054 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 151,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:11 UTC |
Kitlen JohnVP, Controller & CAO
|
GiftCommon Stock, $1.60 par vaule | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000053 · edgar.xml · nonDerivative · entry 3 Kitlen John · CIK 0001676175 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Indirect · By Daughter in a Uniform Transfer to Minor Account Disclosed balance after: 150 F2 · shares: This transaction involved a gift of securities by the reporting person to his daughter, who shares the reporting person's household. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 21:11 UTC |
Kitlen JohnVP, Controller & CAO
|
GiftCommon Stock, $1.60 par value | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000053 · edgar.xml · nonDerivative · entry 2 Kitlen John · CIK 0001676175 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,143 F2 · shares: This transaction involved a gift of securities by the reporting person to his daughter, who shares the reporting person's household. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 22:14 UTC |
Lawson Scott PEVP & Chief Technology Officer
|
SaleCommon Stock, $1.60 par value | 1,500 | $33.70 | $50,550.00 |
DisclosureSEC source: 0001164727-17-000052 · edgar.xml · nonDerivative · entry 1 Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,696 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 21:11 UTC |
Kitlen JohnVP, Controller & CAO
|
Tax withholdingCommon Stock, $1.60 par value | 879 | $32.89 | $28,910.31 |
DisclosureSEC source: 0001164727-17-000053 · edgar.xml · nonDerivative · entry 1 Kitlen John · CIK 0001676175 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,193 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,886 stock-settled restricted stock units. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:14 UTC |
BOYCE GREGORY HDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000042 · edgar.xml · nonDerivative · entry 1 BOYCE GREGORY H · CIK 0001265769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,153 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:17 UTC |
CALARCO VINCENT ADirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000045 · edgar.xml · nonDerivative · entry 1 CALARCO VINCENT A · CIK 0001109878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,776 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:15 UTC |
Brook Bruce RDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000043 · edgar.xml · nonDerivative · entry 1 Brook Bruce R · CIK 0001532580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:16 UTC |
Bucknor KofiDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000044 · edgar.xml · nonDerivative · entry 1 Bucknor Kofi · CIK 0001554686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,093 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:20 UTC |
Carrabba Joseph ADirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000046 · edgar.xml · nonDerivative · entry 1 Carrabba Joseph A · CIK 0001328270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,596 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:21 UTC |
Doyle NoreenDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000047 · edgar.xml · nonDerivative · entry 1 Doyle Noreen · CIK 0001342906 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,911 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:22 UTC |
HAGEN VERONICA MDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000048 · edgar.xml · nonDerivative · entry 1 HAGEN VERONICA M · CIK 0001281028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,911 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:24 UTC |
Nelson JaneDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000049 · edgar.xml · nonDerivative · entry 1 Nelson Jane · CIK 0001532497 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,643 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 22:25 UTC |
Quintana Julio MDirector
|
GrantCommon Stock, $1.60 par value | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000050 · edgar.xml · nonDerivative · entry 1 Quintana Julio M · CIK 0001364531 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,153 F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2013 Stock Incentive Compensation Plan (the "Plan"), which provides that on the first business day following the date of the annual meeting in each year in connection with the reporting person's re-election to the Newmont Mining Corporation Board of Directors, the award shall be issued to non-employee Directors, subject to the terms and conditions of the Plan. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:55 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $33.05 | $33,050.00 |
DisclosureSEC source: 0001164727-17-000040 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 152,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:18 UTC |
Gottesfeld Stephen PEVP and General Counsel
|
SaleCommon Stock, $1.60 par value | 10,000 | $33.65 | $336,536.00 |
DisclosureSEC source: 0001164727-17-000039 · edgar.xml · nonDerivative · entry 1 Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,893 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 27, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.564 to $33.74. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:13 UTC |
Lawson Scott PEVP & Chief Technology Officer
|
SaleCommon Stock, $1.60 par value | 4,500 | $33.74 | $151,830.00 |
DisclosureSEC source: 0001164727-17-000037 · edgar.xml · nonDerivative · entry 1 Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,196 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 16, 2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:16 UTC |
Goldberg Gary JDirector · President and CEO
|
SaleCommon Stock, $1.60 par value | 1,000 | $33.74 | $33,740.00 |
DisclosureSEC source: 0001164727-17-000038 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust Disclosed balance after: 153,114 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 22:02 UTC |
Engel E RandallEVP, Strategic Development
|
SaleCommon Stock, $1.60 par value | 12,720 | $34.22 | $435,278.40 |
DisclosureSEC source: 0001164727-17-000035 · edgar.xml · nonDerivative · entry 4 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,500 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016. F3 · price: This transaction was executed in multiple trades at prices ranging from $34.09 to $34.36. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:01 UTC |
Engel E RandallEVP, Strategic Development
|
SaleCommon Stock, $1.60 par value | 2,356 | $35.82 | $84,391.92 |
DisclosureSEC source: 0001164727-17-000021 · edgar.xml · nonDerivative · entry 3 Engel E Randall · CIK 0001397788 · EVP, Strategic Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,070 F3 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2016. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:39 UTC |
Goldberg Gary JDirector · President and CEO
|
GrantCommon Stock, $1.60 par value | 68,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000028 · edgar.xml · nonDerivative · entry 3 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,730 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:39 UTC |
Goldberg Gary JDirector · President and CEO
|
Tax withholdingCommon Stock, $1.60 par value | 118,932 | $35.01 | $4,163,809.32 |
DisclosureSEC source: 0001164727-17-000028 · edgar.xml · nonDerivative · entry 2 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,655 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 255,327 stock-settled restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:39 UTC |
Goldberg Gary JDirector · President and CEO
|
GrantCommon Stock, $1.60 par value | 255,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000028 · edgar.xml · nonDerivative · entry 1 Goldberg Gary J · CIK 0001536423 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,587 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:42 UTC |
Palmer Thomas RonaldEVP, COO
|
GrantCommon Stock, $1.60 par value | 24,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000029 · edgar.xml · nonDerivative · entry 3 Palmer Thomas Ronald · CIK 0001673925 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,112 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:42 UTC |
Palmer Thomas RonaldEVP, COO
|
Tax withholdingCommon Stock, $1.60 par value | 18,031 | $35.01 | $631,265.31 |
DisclosureSEC source: 0001164727-17-000029 · edgar.xml · nonDerivative · entry 2 Palmer Thomas Ronald · CIK 0001673925 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,120 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 38,708 stock-settled restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:42 UTC |
Palmer Thomas RonaldEVP, COO
|
GrantCommon Stock, $1.60 par value | 38,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000029 · edgar.xml · nonDerivative · entry 1 Palmer Thomas Ronald · CIK 0001673925 · EVP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,151 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:44 UTC |
Lawson Scott PEVP & Chief Technology Officer
|
GrantCommon Stock, $1.60 par value | 14,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000030 · edgar.xml · nonDerivative · entry 3 Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,696 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:44 UTC |
Lawson Scott PEVP & Chief Technology Officer
|
Tax withholdingCommon Stock, $1.60 par value | 14,379 | $35.01 | $503,408.79 |
DisclosureSEC source: 0001164727-17-000030 · edgar.xml · nonDerivative · entry 2 Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,558 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 30,868 stock-settled restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:44 UTC |
Lawson Scott PEVP & Chief Technology Officer
|
GrantCommon Stock, $1.60 par value | 30,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000030 · edgar.xml · nonDerivative · entry 1 Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,937 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:45 UTC |
Dorward-King Elaine JEVP, S&ER
|
GrantCommon Stock, $1.60 par value | 12,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000031 · edgar.xml · nonDerivative · entry 3 Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,614 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:45 UTC |
Dorward-King Elaine JEVP, S&ER
|
Tax withholdingCommon Stock, $1.60 par value | 28,231 | $35.01 | $988,367.31 |
DisclosureSEC source: 0001164727-17-000031 · edgar.xml · nonDerivative · entry 2 Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,211 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 60,607 stock-settled restricted stock units. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:45 UTC |
Dorward-King Elaine JEVP, S&ER
|
GrantCommon Stock, $1.60 par value | 60,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000031 · edgar.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,442 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:47 UTC |
MacGowan William NEVP, Human Resources
|
GrantCommon Stock, $1.60 par value | 12,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-17-000032 · edgar.xml · nonDerivative · entry 3 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,191 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:47 UTC |
MacGowan William NEVP, Human Resources
|
Tax withholdingCommon Stock, $1.60 par value | 27,828 | $35.01 | $974,258.28 |
DisclosureSEC source: 0001164727-17-000032 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,852 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 59,742 stock-settled restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.