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Nasdaq · USD

NDAQ

NASDAQ, INC.

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3019
SEC CIK
0001120193
Parsed reports
584

Last 12 months

Inside the activity.

3 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202622
Mar 202602
Apr 202605
May 202601
Jun 202611
Jul 202605
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2018 Filed Jan 4, 2018 22:55 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, par value $0.01 per share 2,052 $77.66 $159,358.32
Disclosure

SEC source: 0001209191-18-002165 · doc4.xml · nonDerivative · entry 3

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,196

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 4,684 vested shares or units of restricted stock, (ii) 15,173 shares underlying PSUs, of which 10,659 shares are vested and (iii) 1,339 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:55 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
GrantCommon Stock, par value $0.01 per share 5,357 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002165 · doc4.xml · nonDerivative · entry 2

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,248

F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:53 UTC
Ottersgard LarsExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 8,126 $77.66 $631,065.16
Disclosure

SEC source: 0001209191-18-002159 · doc4.xml · nonDerivative · entry 3

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,087

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 13,705 shares underlying performance share units, of which all are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:53 UTC
Ottersgard LarsExecutive Vice President
GrantCommon Stock, par value $0.01 per share 14,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002159 · doc4.xml · nonDerivative · entry 2

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,213

F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:51 UTC
Griggs PC NelsonExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 6,344 $77.66 $492,675.04
Disclosure

SEC source: 0001209191-18-002156 · doc4.xml · nonDerivative · entry 3

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,645

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents 19,645 shares underlying performance share units, all of which are vested.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:51 UTC
Griggs PC NelsonExecutive Vice President
GrantCommon Stock, par value $0.01 per share 16,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002156 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,989

F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:16 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 975 $77.66 $75,718.50
Disclosure

SEC source: 0001209191-18-002070 · doc4.xml · nonDerivative · entry 3

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,053

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 5,138 shares underlying PSUs, of which 2,327 are vested.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:16 UTC
DENNISON ANN MController and Prin Acctg Ofcr
GrantCommon Stock, par value $0.01 per share 2,407 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002070 · doc4.xml · nonDerivative · entry 2

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,028

F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:20 UTC
KNIGHT EDWARD SExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 15,482 $77.66 $1,202,332.12
Disclosure

SEC source: 0001209191-18-002505 · doc4.xml · nonDerivative · entry 3

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,369

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 59,994 vested shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:20 UTC
KNIGHT EDWARD SExecutive Vice President
GrantCommon Stock, par value $0.01 per share 33,622 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002505 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,851

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:21 UTC
Peterson Bradley JExecutive Vice President
Tax withholdingCommon stock, par value $0.01 per share 20,056 $77.66 $1,557,548.96
Disclosure

SEC source: 0001209191-18-002506 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,214

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 27,910 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:21 UTC
Peterson Bradley JExecutive Vice President
GrantCommon stock, par value $0.01 per share 39,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002506 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,270

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:18 UTC
FRIEDMAN ADENA TDirector · President and CEO
Tax withholdingCommon Stock, par value $0.00 per share 42,060 $77.66 $3,266,379.60
Disclosure

SEC source: 0001209191-18-002504 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,469

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 81,584 shares of vested restricted stock, (ii) 101,434 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 22:18 UTC
FRIEDMAN ADENA TDirector · President and CEO
GrantCommon Stock, par value $0.00 per share 84,055 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002504 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,529

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:54 UTC
SIBBERN BJORNExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 615 $76.74 $47,195.10
Disclosure

SEC source: 0001209191-18-002162 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,574

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:56 UTC
Wittman Thomas AExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 861 $76.74 $66,073.14
Disclosure

SEC source: 0001209191-18-002168 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,933

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:55 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, par value $0.01 per share 1,451 $76.74 $111,349.74
Disclosure

SEC source: 0001209191-18-002165 · doc4.xml · nonDerivative · entry 1

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,891

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:53 UTC
Ottersgard LarsExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 785 $76.74 $60,240.90
Disclosure

SEC source: 0001209191-18-002159 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,204

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:51 UTC
Griggs PC NelsonExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 579 $76.74 $44,432.46
Disclosure

SEC source: 0001209191-18-002156 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,179

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:16 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 510 $76.74 $39,137.40
Disclosure

SEC source: 0001209191-18-002070 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,621

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Read SEC document
December 04, 2017 Filed Jan 5, 2018 22:20 UTC
KNIGHT EDWARD SExecutive Vice President
GiftCommon Stock, par value $0.01 per share 6,579 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002505 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,229

Read SEC document
November 20, 2017 Filed Nov 22, 2017 21:38 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 2,064 $76.58 $158,061.12
Disclosure

SEC source: 0001209191-17-062372 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,758

F1 · balance_after: Represents 9,758 shares underlying performance share units, of which 8,282 are vested.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:43 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,396 $74.72 $104,309.12
Disclosure

SEC source: 0001209191-17-060921 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,822

F1 · balance_after: Represents 11,822 shares underlying performance share units, of which 10,346 are vested.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 21:43 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 209 $72.40 $15,131.60
Disclosure

SEC source: 0001209191-17-059613 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 4,216 shares underlying PSUs, of which none are vested.

Read SEC document
August 22, 2017 Filed Aug 24, 2017 21:08 UTC
DENNISON ANN MController and Prin Acctg Ofcr
SaleCommon Stock, par value $0.01 per share 1,170 $76.32 $89,294.40
Disclosure

SEC source: 0001209191-17-050161 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,340

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.32 to $76.33, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4

F2 · balance_after: Represents (i) 1,124 shares or units of restricted stock, of which none are vested and (ii) 4,216 shares underlying PSUs, of which none are vested.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 20:28 UTC SaleCommon Stock, par value $0.01 per share 3,045 $76.13 $231,815.85
Disclosure

SEC source: 0001209191-17-049820 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996

F1 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested.

Read SEC document
August 14, 2017 Filed Aug 16, 2017 20:16 UTC
KNIGHT EDWARD SExecutive Vice President
SaleCommon Stock, par value $0.01 per share 14,629 $76.74 $1,122,629.46
Disclosure

SEC source: 0001209191-17-049191 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,808

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.70 to $76.76, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 47,991 vested shares underlying performance share units and (ii) 817 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 20:51 UTC
SIBBERN BJORNExecutive Vice President
SaleCommon Stock, par value $0.01 per share 3,000 $76.17 $228,510.00
Disclosure

SEC source: 0001209191-17-048776 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,956

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.11 to $76.25, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 10,696 shares underlying performance share units, of which 5,640 are vested and (ii) 260 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:20 UTC
Wittman Thomas AExecutive Vice President
GrantCommon Stock, par value $0.01 per share 13,372 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047317 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,794

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vests as to one-third on August 1, 2018, one-third on August 1, 2019 and one-third on August 1, 2020.

F2 · balance_after: Represents (i) 31,684 shares or units of restricted stock, of which 18,312 are vested, (ii) 29,531 shares underlying performance share units, of which 27,759 are vested and (iii) 1,579 shares purchased under the Employee Share Purchase Plan.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 20:38 UTC GrantCommon Stock, par value $0.01 per share 2,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047123 · doc4.xml · nonDerivative · entry 1

Rainey John D · CIK 0001547433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

F1 · shares: Restricted stock vests as to 100% on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan of which none are vested.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:22 UTC
KNIGHT EDWARD SExecutive Vice President
SaleCommon Stock, par value $0.01 per share 15,000 $74.39 $1,115,850.00
Disclosure

SEC source: 0001209191-17-046913 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,437

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.25 to $74.53, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 62,620 vested shares underlying performance share units and (ii) 817 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 21:31 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, par value $0.01 per share 343 $72.74 $24,949.82
Disclosure

SEC source: 0001209191-17-046465 · doc4.xml · nonDerivative · entry 1

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,342

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 4,684 vested shares or units of restricted stock, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 1,339 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
July 11, 2017 Filed Jul 13, 2017 20:41 UTC
PTASZNIK MICHAELEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, par value $0.01 per share 3,997 $71.20 $284,586.40
Disclosure

SEC source: 0001209191-17-045046 · doc4.xml · nonDerivative · entry 1

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,335

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents 19,335 units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,780 are vested.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 21:18 UTC
FRIEDMAN ADENA TDirector · President and CEO
Tax withholdingCommon Stock, par value $0.00 per share 28,127 $71.16 $2,001,517.32
Disclosure

SEC source: 0001209191-17-041120 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,474

F1 · kind: The reported transaction consists of a surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 81,584 shares of vested restricted stock, (ii) 59,439 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq.

Read SEC document
May 17, 2017 Filed Aug 1, 2017 20:22 UTC
KNIGHT EDWARD SExecutive Vice President
GiftCommon Stock, par value $0.01 per share 7,463 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046913 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,063

Read SEC document
May 10, 2017 Filed May 12, 2017 20:29 UTC GrantCommon Stock, par value $0.01 per share 4,747 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031966 · doc4.xml · nonDerivative · entry 1

HUTCHINS GLENN H · CIK 0001027038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,781

F1 · shares: 254 units of restricted stock vested immediately upon grant, and the remaining units vest on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 38,288 are vested as of the date hereof. Mr. Hutchins disclaims beneficial ownership of any Nasdaq securities that may be held by Silver Lake or its affiliates, except to the extent of any pecuniary interest he may have therein.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:34 UTC GrantCommon Stock, par value $0.01 per share 2,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031973 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,041

F1 · shares: Restricted stock vests as to 100% on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted under Nasdaq's Equity Incentive Plan, of which 3,045 shares are vested as of the date hereof.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:33 UTC GrantCommon Stock, par value $0.01 per share 7,691 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031972 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,848

F1 · shares: 651 units of restricted stock vested immediately upon grant, and the remaining units vest on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 44,808 shares are vested as of the date hereof.

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May 10, 2017 Filed May 12, 2017 20:32 UTC GrantCommon Stock, par value $0.01 per share 4,119 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031971 · doc4.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,631

F1 · shares: Restricted stock vests as to 100% on May 10, 2018.

F2 · balance_after: Represents (i) 9,631 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 5,512 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases.

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May 10, 2017 Filed May 12, 2017 20:30 UTC
Kazim EssaDirector
GrantCommon Stock, par value $0.01 per share 4,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031970 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,419

F1 · shares: Restricted stock vests as to 100% on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 28,226 are vested as of the date hereof.

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May 10, 2017 Filed May 12, 2017 20:28 UTC GrantCommon Stock, par value $0.01 per share 5,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031963 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,199

F1 · shares: 494 units of restricted stock vested immediately upon grant, and the remaining units vest on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 26,556 are vested as of the date hereof.

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May 10, 2017 Filed May 12, 2017 20:26 UTC GrantCommon Stock, par value $0.01 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031955 · doc4.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

F1 · shares: Restricted stock vests as to 100% on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested.

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May 10, 2017 Filed May 12, 2017 20:27 UTC GrantCommon Stock, par value $0.01 per share 2,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031959 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,625

F1 · shares: Restricted stock vests as to 100% on May 10, 2018.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 8,629 shares are vested as of the date hereof.

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May 05, 2017 Filed May 9, 2017 20:20 UTC
Kazim EssaDirector
Tax withholdingCommon Stock, par value $0.01 per share 1,305 $67.91 $88,622.55
Disclosure

SEC source: 0001209191-17-030934 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,226

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which all are vested as of the date hereof.

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May 05, 2017 Filed May 9, 2017 20:19 UTC Tax withholdingCommon Stock, par value $0.01 per share 1,305 $67.91 $88,622.55
Disclosure

SEC source: 0001209191-17-030931 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,045

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of vested restricted stock granted under Nasdaq's Equity Incentive Plan.

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April 27, 2017 Filed May 1, 2017 20:27 UTC SaleCommon Stock, par value $0.01 per share 10,000 $68.38 $683,800.00
Disclosure

SEC source: 0001209191-17-028936 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pension Insurance

Disclosed balance after: 15,000

F1 · balance_after: Represents shares of common stock acquired through purchases.

F2 · ownership.nature: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.

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March 14, 2017 Filed Mar 16, 2017 20:44 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,012 $0.00 Strike: $20.04 $0.00
Disclosure

SEC source: 0001209191-17-021111 · doc4.xml · derivative · entry 3

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,012 shares

Expires 2017-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options exercisable.

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March 14, 2017 Filed Mar 16, 2017 20:44 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
SaleCommon Stock, par value $0.01 per share 1,012 $70.76 $71,609.12
Disclosure

SEC source: 0001209191-17-021111 · doc4.xml · nonDerivative · entry 2

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,311

F1 · balance_after: Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.

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March 14, 2017 Filed Mar 16, 2017 20:44 UTC
SWANSTROM STACIEEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock, par value $0.01 per share 1,012 $20.04 $20,280.48
Disclosure

SEC source: 0001209191-17-021111 · doc4.xml · nonDerivative · entry 1

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2017 Filed Mar 3, 2017 22:26 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,639 $72.44 $118,729.16
Disclosure

SEC source: 0001209191-17-017770 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,218

F1 · balance_after: Represents 13,218 shares underlying performance share units, of which 11,742 are vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.