FRIEDMAN ADENA T

SEC source: 0001628280-26-053716 · wk-form4_1785975919.xml · derivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413

Underlying: Common Stock · 413 shares

Expires 2031-08-03

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these restricted stock units.

F3 · derivative.expiration_date: Represents release date for these restricted stock units. Restricted stock units do not expire; they either vest or are canceled prior to the vest date.

SEC source: 0001193125-26-145586 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,983,866

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 458,565 shares or units of restricted stock, of which 335,425 are vested, (ii) 1,411,948 shares of Common Stock underlying PSUs, 1,370,208 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-140439 · ownership.xml · derivative · entry 7

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,611 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is currently exercisable.

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 4

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,991,941

F4 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F5 · balance_after: Represents (i) 466,640 shares or units of restricted stock, of which 327,569 are vested, (ii) 1,411,948 shares of Common Stock underlying PSUs, 1,370,208 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,005,680

F3 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030.

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,965,751

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 11, 2025.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.88, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,079,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-106155 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,965,751

F2 · kind: Reflects shares gifted by the reporting person to a donor advised fund. The reporting person does not exercise voting or investment control, directly or indirectly, over the donated shares following this transfer.

F3 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,411,948 shares of Common Stock underlying PSUs, 1,370,208 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-106155 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,022,537

F1 · kind: Reflects shares gifted by the reporting person to a charitable institution. The reporting person does not exercise voting or investment control, directly or indirectly, over the recipient or the donated shares following this transfer.

SEC source: 0001193125-26-100106 · ownership.xml · derivative · entry 5

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,611

Underlying: Common Stock · 92,840 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is currently exercisable.

SEC source: 0001193125-26-100106 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,079,323

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 11, 2025.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.37, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,525,520 shares of Common Stock underlying PSUs, 1,483,780 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-100106 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,172,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-054557 · ownership.xml · nonDerivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,079,323

F3 · kind: Represents PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a two-year performance period from January 1, 2024 through December 31, 2025. The shares underlying the PSUs will vest on January 4, 2027.

F4 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,525,520 shares of Common Stock underlying PSUs, 1,483,780 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-054557 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,037,583

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

SEC source: 0001193125-26-054557 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,153,358

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2023 through December 31, 2025.

SEC source: 0001193125-26-035470 · ownership.xml · derivative · entry 5

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,451

Underlying: Common Stock · 300,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is currently exercisable.

SEC source: 0001193125-26-035470 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,924,903

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 11, 2025.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.86, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-035470 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,224,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-004362 · ownership.xml · derivative · entry 5

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,451

Underlying: Common Stock · 300,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is currently exercisable.

SEC source: 0001193125-26-004362 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,924,903

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 11, 2025.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.82 to $97.07, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-004362 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,224,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-051639 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,924,903

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0000950170-25-050494 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932,960

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 448,507 shares or units of restricted stock, of which 306,330 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0000950170-25-050494 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,946,429

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029.

SEC source: 0000950170-25-039388 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,906,977

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 422,524 shares or units of restricted stock, of which 293,348 are vested, (ii) 1,371,100 vested shares of common stock underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases, and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0000950170-25-039388 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,991,988

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024.

SEC source: 0000950170-24-041238 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,823,863

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 422,524 shares or units of restricted stock, of which 293,348 are vested, (ii) 1,287,986 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0000950170-24-041238 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847,292

F1 · kind: Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028.

SEC source: 0000950170-24-019339 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,805,552

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,287,986 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0000950170-24-019339 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,938,644

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.

SEC source: 0001209191-23-044193 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,672,318

F1 · balance_after: Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,154,752 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-23-023302 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,662,318

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan

F3 · balance_after: Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,154,752 vested shares underlying PSUs and (iii) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-23-023302 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,678,742

F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027.

SEC source: 0001209191-23-013227 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630,948

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 372,843 shares or units of restricted stock, of which 254,481 are vested, (ii) 1,154,752 vested shares underlying PSUs and (iii) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.

SEC source: 0001209191-23-013227 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865,631

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.

SEC source: 0001209191-22-022993 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,815

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan

F3 · balance_after: Represents (i) 124,281 shares or units of restricted stock, of which 84,827 are vested, (ii) 307,083 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-22-022993 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,075

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026.

SEC source: 0001209191-22-013153 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,883

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 114,349 shares or units of restricted stock, of which 81,584 are vested, (ii) 307,083 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-22-013153 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,385

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

SEC source: 0001209191-22-001732 · doc4.xml · derivative · entry 4

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,312

Underlying: Common Stock · 102,312 shares

Expires 2032-01-03

F3 · derivative.exercise_date: The option vests on January 3, 2027.

SEC source: 0001209191-21-069774 · doc4.xml · nonDerivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The A.T. Friedman Irrevocable Trust No. 2

Disclosed balance after: 24,500

F2 · ownership.nature: Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.

SEC source: 0001209191-21-069774 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by The A.T. Friedman Irrevocable Trust No. 1

Disclosed balance after: 24,500

F2 · ownership.nature: Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.

SEC source: 0001209191-21-069774 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,079

F1 · balance_after: Represents (i) 114,349 shares or units of restricted stock, of which 81,584 are vested, (ii) 210,279 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-21-025235 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,079

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2023, one-third on April 1, 2024 and one-third on April 1, 2025.

F2 · balance_after: Represents (i) 114,349 shares or units of restricted stock, of which 81,584 are vested, (ii) 259,279 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-21-014400 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,821

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 101,091 shares or units of restricted stock, of which 81,584 are vested, (ii) 259,279 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-21-014400 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,902

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

SEC source: 0001209191-20-023126 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,380

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 101,091 shares or units of restricted stock, of which 81,584 are vested, (ii) 190,838 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-20-013543 · doc4.xml · derivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,817

Underlying: Common Stock · 89,606 shares

Expires 2027-01-03

F4 · derivative.exercise_date: Options exercisable.

F5 · balance_after: On January 3, 2017, Ms. Friedman received a grant of 268,817 performance-based options that vests in one-third annual installments based on Nasdaq's satisfaction of certain performance goals for each of the fiscal years ending December 31, 2018, 2018 and 2019. On February 25, 2020, Nasdaq's Management Compensation Committee and Board of Directors determined that the performance goal for 2019 was met, resulting in the settlement of the final one-third of the grant.

SEC source: 0001209191-20-013543 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,873

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 81,584 shares of vested restricted stock, (ii) 190,838 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq.

SEC source: 0001209191-20-013543 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,174

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.