Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | EXECUTIVE VICE PRESIDENT | February 23, 2021 | February 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date February 23, 2021 · Filed February 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 61,720 |
Reported balance
After 2021-02-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-23 · Grant · Acquired 30,062 · Balance 61,720 F1: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 46,675 |
Reported balance
After 2021-02-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-02-23 · Tax withholding · Disposed 15,045 · Balance 46,675 F2: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3: Represents (i) 15,189 shares or units of restricted stock, of which 11,071 are vested, and (ii) 31,486 vested shares underlying PSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.
F2: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
F3: Represents (i) 15,189 shares or units of restricted stock, of which 11,071 are vested, and (ii) 31,486 vested shares underlying PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 25, 2021 22:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 15,045 | $140.34 | $2,111,415.30 |
DisclosureSEC source: 0001209191-21-014395 · doc4.xml · nonDerivative · entry 2 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,675 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 15,189 shares or units of restricted stock, of which 11,071 are vested, and (ii) 31,486 vested shares underlying PSUs. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 30,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014395 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,720 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:35 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023157 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,658 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024. F2 · balance_after: Represents (i) 15,189 shares or units of restricted stock, of which 11,071 are vested, and (ii) 16,469 vested shares underlying PSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:49 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 10,789 | $112.41 | $1,212,791.49 |
DisclosureSEC source: 0001209191-20-013550 · doc4.xml · nonDerivative · entry 2 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,540 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 11,071 vested units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, and (ii) 16,469 vested shares underlying PSUs. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:49 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 20,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013550 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,329 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 20:06 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 4,152 | $104.01 | $431,849.52 |
DisclosureSEC source: 0001209191-19-041916 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,114 F1 · shares: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 11,071 vested units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, and (ii) 7,043 vested shares underlying PSUs. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon stock, par value $0.01 per share | 3,719 | $85.81 | $319,127.39 |
DisclosureSEC source: 0001209191-19-006135 · doc4.xml · nonDerivative · entry 2 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,266 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 15,223 units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,445 are vested and (ii) 7,043 vested shares underlying PSUs. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon stock, par value $0.01 per share | 10,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006135 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,985 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 20:32 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 4,112 | $91.38 | $375,754.56 |
DisclosureSEC source: 0001209191-18-042538 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,223 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents 15,223 units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,445 are vested. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:41 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 3,997 | $71.20 | $284,586.40 |
DisclosureSEC source: 0001209191-17-045046 · doc4.xml · nonDerivative · entry 1 PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,335 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents 19,335 units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,780 are vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.