Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NASDAQ, INC.
Report date December 31, 2019 · Filed January 16, 2020
Section 16 reporting ended · disclosed 2020-01-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 66,771 |
Reported balance
After 2019-07-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-07-25 · Gift · Disposed 6,800 · Balance 66,771 F1: Represents (i) 65,762 vested shares underlying performance share units and (ii) 1,009 shares purchased under the Employee Stock Purchase Plan. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.28 · Expires 2021-03-28 | Direct | 25,496 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 25,496 F2: Exercisable options. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 65,762 vested shares underlying performance share units and (ii) 1,009 shares purchased under the Employee Stock Purchase Plan.
F2: Exercisable options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2019 Filed Jan 16, 2020 21:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 6,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003666 · doc5.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Former EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,771 F1 · balance_after: Represents (i) 65,762 vested shares underlying performance share units and (ii) 1,009 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:44 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,059 | $0.00 Strike: $19.75 | $0.00 |
DisclosureSEC source: 0001209191-19-033449 · doc4.xml · derivative · entry 3 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,059 shares Expires 2020-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options exercisable as to 100%. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:44 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 22,059 | $90.83 | $2,003,618.97 |
DisclosureSEC source: 0001209191-19-033449 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,263 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.05 to $91.04, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 72,562 vested shares underlying performance share units and (ii) 701 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| May 28, 2019 Filed May 30, 2019 20:44 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Exercise / conversionCommon Stock, par value $0.01 per share | 22,059 | $19.75 | $435,665.25 |
DisclosureSEC source: 0001209191-19-033449 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:35 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 8,796 | $85.81 | $754,784.76 |
DisclosureSEC source: 0001209191-19-006160 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,263 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 72,562 vested shares underlying performance share units and (ii) 701 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:35 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 21,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006160 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,733 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:24 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,258 | $0.00 Strike: $25.07 | $0.00 |
DisclosureSEC source: 0001209191-18-027161 · doc4.xml · derivative · entry 3 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,258 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options exercisable as to 100%. Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:24 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 26,258 | $88.20 | $2,315,955.60 |
DisclosureSEC source: 0001209191-18-027161 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,369 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.80 to $88.58, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 59,994 vested shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:24 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Exercise / conversionCommon Stock, par value $0.01 per share | 26,258 | $25.07 | $658,288.06 |
DisclosureSEC source: 0001209191-18-027161 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:50 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,200 | $0.00 Strike: $25.07 | $0.00 |
DisclosureSEC source: 0001209191-18-011394 · doc4.xml · derivative · entry 3 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,258 Underlying: Common Stock · 39,458 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options exercisable as to 100%. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:50 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 13,200 | $79.41 | $1,048,212.00 |
DisclosureSEC source: 0001209191-18-011394 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,369 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.86 to $79.50, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 59,994 shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:50 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Exercise / conversionCommon Stock, par value $0.01 per share | 13,200 | $25.07 | $330,924.00 |
DisclosureSEC source: 0001209191-18-011394 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 15,482 | $77.66 | $1,202,332.12 |
DisclosureSEC source: 0001209191-18-002505 · doc4.xml · nonDerivative · entry 3 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,369 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 59,994 vested shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 33,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002505 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,851 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
| December 04, 2017 Filed Jan 5, 2018 22:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 6,579 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002505 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,229 Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:16 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 14,629 | $76.74 | $1,122,629.46 |
DisclosureSEC source: 0001209191-17-049191 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,808 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.70 to $76.76, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 47,991 vested shares underlying performance share units and (ii) 817 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:22 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 15,000 | $74.39 | $1,115,850.00 |
DisclosureSEC source: 0001209191-17-046913 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,437 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.25 to $74.53, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 62,620 vested shares underlying performance share units and (ii) 817 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| May 17, 2017 Filed Aug 1, 2017 20:22 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 7,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046913 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,063 Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:41 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 30,390 | $68.18 | $2,071,990.20 |
DisclosureSEC source: 0001209191-17-006740 · doc4.xml · nonDerivative · entry 2 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,526 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 84,561 vested shares underlying performance share units and (ii) 965 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:41 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 59,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006740 · doc4.xml · nonDerivative · entry 1 KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,916 F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.