Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Executive Vice President | December 06, 2022 | December 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date December 06, 2022 · Filed December 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 79,809 |
Reported balance
After 2022-12-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-06 · Grant · Acquired 14,923 · Balance 79,809 F1: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on December 6, 2023, 33% on December 6, 2024 and 34% on December 6, 2025. F2: Represents (i) 27,541 shares or units of restricted stock, of which 1,116 are vested, (ii) 50,634 unvested shares underlying PSUs and (iii) 1,634 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on December 6, 2023, 33% on December 6, 2024 and 34% on December 6, 2025.
F2: Represents (i) 27,541 shares or units of restricted stock, of which 1,116 are vested, (ii) 50,634 unvested shares underlying PSUs and (iii) 1,634 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2022 Filed Dec 8, 2022 21:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 14,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060346 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,809 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on December 6, 2023, 33% on December 6, 2024 and 34% on December 6, 2025. F2 · balance_after: Represents (i) 27,541 shares or units of restricted stock, of which 1,116 are vested, (ii) 50,634 unvested shares underlying PSUs and (iii) 1,634 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 279 | $181.92 | $50,755.68 |
DisclosureSEC source: 0001209191-22-023002 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,505 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan F3 · balance_after: Represents (i) Represents 4,206 shares or units of restricted stock, of which 372 are vested (ii) 16,878 shares underlying PSUs of which all are vested and (iii) 421 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 1,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023002 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,784 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:23 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 10,119 | $168.19 | $1,701,914.61 |
DisclosureSEC source: 0001209191-22-013172 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,575 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 3,276 shares or units of restricted stock, of which none are vested, (ii) 16,878 shares underlying PSUs of which all are vested and (iii) 421 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:23 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 18,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013172 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,694 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,512 | $209.31 | $735,096.72 |
DisclosureSEC source: 0001209191-21-062384 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,596 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.25 to $209.37, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 3,276 shares or units of restricted stock, of which none are vested, (ii) 8,899 vested shares underlying PSUs and (iii) 421 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025248 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,919 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2023, one-third on April 1, 2024 and one-third on April 1, 2025. F2 · balance_after: Represents (i) 3,276 shares or units of restricted stock, of which none are vested, (ii) 12,111 vested shares underlying PSUs and (iii) 532 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 6,252 | $140.34 | $877,405.68 |
DisclosureSEC source: 0001209191-21-014394 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,594 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 12,111 vested shares underlying PSUs and (iii) 532 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014394 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,846 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon stock, par value $0.01 per share | 3,806 | $144.98 | $551,793.88 |
DisclosureSEC source: 0001209191-21-008523 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,695 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.51 to $145.31, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 5,212 vested shares underlying PSUs and (iii) 532 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:48 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon stock, par value $0.01 per share | 2,329 | $111.20 | $258,984.80 |
DisclosureSEC source: 0001209191-20-026191 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,270 F1 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 9,018 vested shares underlying PSUs and (iii) 301 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 27, 2020 Filed Apr 29, 2020 20:48 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon stock, par value $0.01 per share | 683 | $111.00 | $75,813.00 |
DisclosureSEC source: 0001209191-20-026191 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,599 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:36 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon stock, par value $0.01 per share | 1,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023161 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,282 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024. F2 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 11,347 vested shares underlying PSUs and (iii) 984 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:58 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon stock, par value $0.01 per share | 3,493 | $112.41 | $392,648.13 |
DisclosureSEC source: 0001209191-20-013559 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,331 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 11,347 shares underlying PSUs, all of which are vested and (ii) 984 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:58 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon stock, par value $0.01 per share | 8,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013559 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,824 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:40 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon stock, par value $0.01 per share | 307 | $107.10 | $32,879.70 |
DisclosureSEC source: 0001209191-20-001066 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,402 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 6,418 shares underlying performance share units, all of which are vested and, (ii) 984 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon stock, par value $0.01 per share | 822 | $85.81 | $70,535.82 |
DisclosureSEC source: 0001209191-19-006136 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,408 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 6,725 shares underlying PSUs, of which 6021 are vested and (ii) 683 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon stock, par value $0.01 per share | 1,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006136 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,230 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 626 | $81.57 | $51,062.82 |
DisclosureSEC source: 0001209191-19-000857 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,125 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 5,768 shares underlying performance share units, of which 5,064 are vested and (ii) 357 shares purchased under the Employee Stock Purchase Plan Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:23 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,640 | $88.11 | $496,940.40 |
DisclosureSEC source: 0001209191-18-027160 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,751 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.08 to $88.19, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4 F2 · balance_after: Represents (i) 6,394 shares underlying performance share units, of which 4,006 are vested and (ii) 357 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:23 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 136 | $88.13 | $11,985.68 |
DisclosureSEC source: 0001209191-18-027160 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,391 Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:54 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 848 | $77.66 | $65,855.68 |
DisclosureSEC source: 0001209191-18-002162 · doc4.xml · nonDerivative · entry 3 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,527 F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F4 · balance_after: Represents (i) 12,034 shares underlying performance share units, of which 9,646 are vested and (ii) 493 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:54 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002162 · doc4.xml · nonDerivative · entry 2 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:54 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 615 | $76.74 | $47,195.10 |
DisclosureSEC source: 0001209191-18-002162 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,574 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 20:51 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,000 | $76.17 | $228,510.00 |
DisclosureSEC source: 0001209191-17-048776 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,956 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.11 to $76.25, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 10,696 shares underlying performance share units, of which 5,640 are vested and (ii) 260 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:40 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006736 · doc4.xml · nonDerivative · entry 1 SIBBERN BJORN · CIK 0001687575 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,832 F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016. F2 · kind: Represents the settlement of PSUs that were granted under Nasdaq's Equity Incentive Plan on March 31, 2016. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2016 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2017, one-third on December 31, 2018 and one-third on December 31, 2019. F3 · balance_after: Represents (i) 13,696 shares underlying performance share units, of which 8,640 are vested and (ii) 136 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.