Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Director | June 10, 2026 | June 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date June 10, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 36,559 |
Reported balance
After 2026-06-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 4,554 · Balance 36,559 F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027. F2: Represents (i) 30,559 granted pursuant to Nasdaq's Equity Incentive Plan, of which 26,005 are vested as of the filing date of this Form 4 and, (ii) 6,000 shares of common stock acquired through open market purchases. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Thomas A. Kloet Trust | 68,709 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 68,709 F3: Reflects shares held by a family trust of which the reporting person is trustee and beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.
F2: Represents (i) 30,559 granted pursuant to Nasdaq's Equity Incentive Plan, of which 26,005 are vested as of the filing date of this Form 4 and, (ii) 6,000 shares of common stock acquired through open market purchases.
F3: Reflects shares held by a family trust of which the reporting person is trustee and beneficiary.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 12, 2026 20:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-269487 · ownership.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,559 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027. F2 · balance_after: Represents (i) 30,559 granted pursuant to Nasdaq's Equity Incentive Plan, of which 26,005 are vested as of the filing date of this Form 4 and, (ii) 6,000 shares of common stock acquired through open market purchases. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:28 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-086247 · ownership.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,005 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026. F2 · balance_after: Represents (i) 26,005 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 21,456 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 20:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 6,522 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-073079 · ownership.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,456 F1 · kind: Restricted stock vests as to 100% on June 11, 2025. F2 · balance_after: Represents (i) 21,456 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,320 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:16 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-039357 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,934 F1 · kind: Restricted stock vests as to 100% on June 21, 2024. F2 · balance_after: Represents (i) 14,934 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,320 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases. Read SEC document |
| December 27, 2022 Filed Feb 1, 2023 21:37 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GiftCommon Stock, par value $0.01 per share | 68,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-005932 · doc5.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,320 F1 · balance_after: Represents (i) 7,320 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 0 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 20:23 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039226 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,343 F1 · kind: Restricted stock vests as to 100% on June 22, 2023. F2 · balance_after: Represents (i) 25,343 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 22,903 are vested as of the current date and (ii) 2,000 shares of common stock acquired through open market purchases. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 21:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041582 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,903 F1 · kind: Restricted stock vests as to 100% on June 15, 2022. F2 · balance_after: Represents (i) shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 20,778 are vested as of the current date and (ii) 2,000 shares of common stock acquired through open market purchases. Read SEC document |
| May 19, 2020 Filed May 21, 2020 21:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 3,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031341 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,778 F1 · kind: Restricted stock vests as to 100% on May 19, 2021. F2 · balance_after: Represents (i) shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 17,362 are vested as of the current date and (ii) 2,000 shares of common stock acquired through open market purchases. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 3,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026023 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,362 F1 · kind: Restricted stock vests as to 100% on April 23, 2020. F2 · balance_after: Represents (i) 17,362 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 13,571 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 3,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026267 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,571 F1 · shares: Restricted stock vests as to 100% on April 24, 2019. F2 · balance_after: Represents (i) 13,571 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 5,512 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:32 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031971 · doc4.xml · nonDerivative · entry 1 KLOET THOMAS A · CIK 0001635673 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,631 F1 · shares: Restricted stock vests as to 100% on May 10, 2018. F2 · balance_after: Represents (i) 9,631 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 5,512 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.