Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Executive Vice President | April 01, 2019 | April 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 74,033 |
Reported balance
After 2019-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-01 · Sale · Disposed 13,561 · Balance 74,033 F1: Represents (i) 27,227 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 27,227 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 20:15 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 13,561 | $88.04 | $1,193,910.44 |
DisclosureSEC source: 0001209191-19-023085 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,033 F1 · balance_after: Represents (i) 27,227 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:06 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon stock, par value $0.01 per share | 8,168 | $85.81 | $700,896.08 |
DisclosureSEC source: 0001209191-19-006138 · doc4.xml · nonDerivative · entry 2 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,594 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 29,373 shares or units of restricted stock, of which 20,458 are vested, (ii) 56,316 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:06 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon stock, par value $0.01 per share | 19,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006138 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,762 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:37 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,311 | $91.39 | $211,202.29 |
DisclosureSEC source: 0001209191-18-045298 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,179 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 29,373 shares or units of restricted stock, of which 20,458 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:56 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 11,787 | $77.66 | $915,378.42 |
DisclosureSEC source: 0001209191-18-002168 · doc4.xml · nonDerivative · entry 3 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,164 F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F4 · balance_after: Represents (i) 31,684 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,579 shares purchased under the Employee Share Purchase Plan. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:56 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 28,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002168 · doc4.xml · nonDerivative · entry 2 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,951 F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:56 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 861 | $76.74 | $66,073.14 |
DisclosureSEC source: 0001209191-18-002168 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,933 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 13,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047317 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,794 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vests as to one-third on August 1, 2018, one-third on August 1, 2019 and one-third on August 1, 2020. F2 · balance_after: Represents (i) 31,684 shares or units of restricted stock, of which 18,312 are vested, (ii) 29,531 shares underlying performance share units, of which 27,759 are vested and (iii) 1,579 shares purchased under the Employee Share Purchase Plan. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 9,495 | $68.18 | $647,369.10 |
DisclosureSEC source: 0001209191-17-006729 · doc4.xml · nonDerivative · entry 2 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,047 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 18,312 units of vested restricted stock, (ii) 29,531 shares underlying performance share units, of which 27,759 are vested and (iii) 1,204 shares purchased under the Employee Share Purchase Plan. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 19,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006729 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,542 F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014 and July 18, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,468 | $66.68 | $97,886.24 |
DisclosureSEC source: 0001209191-17-001131 · doc4.xml · nonDerivative · entry 1 Wittman Thomas A · CIK 0001609097 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,037 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 18,312 units of vested restricted stock, (ii) 19,522 shares underlying performance share units, of which 17,750 are vested and (iii) 1,203 shares purchased under the Employee Share Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.