Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | Director | April 23, 2020 | April 27, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date April 23, 2020 · Filed April 27, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,795 |
Reported balance
After 2020-04-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-04-23 · Tax withholding · Disposed 770 · Balance 1,795 F1: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Pension Insurance | 7,500 |
Reported balance
Holding disclosure · report date 2020-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,500 F3: Represents shares of common stock acquired through purchases. F4: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Pension Insurance | 15,000 |
Reported balance
Holding disclosure · report date 2020-04-23 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 15,000 F3: Represents shares of common stock acquired through purchases. F5: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
F2: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested.
F3: Represents shares of common stock acquired through purchases.
F4: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.
F5: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 23, 2020 Filed Apr 27, 2020 21:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 770 | $103.85 | $79,964.50 |
DisclosureSEC source: 0001209191-20-025835 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,946 | $90.36 | $175,840.56 |
DisclosureSEC source: 0001209191-19-030847 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,565 F1 · balance_after: Represents unvested shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 22:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 835 | $89.18 | $74,465.30 |
DisclosureSEC source: 0001209191-19-026028 · doc4.xml · nonDerivative · entry 2 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,511 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 1,946 are vested as of the date hereof. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 22:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026028 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,346 F1 · kind: Restricted stock vests as to 100% on April 23, 2020. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:48 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,500 | $89.94 | $224,850.00 |
DisclosureSEC source: 0001209191-18-060392 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Pension Insurance Disclosed balance after: 7,500 F1 · balance_after: Represents shares of common stock acquired through purchases. F2 · ownership.nature: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:53 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,097 | $91.89 | $192,693.33 |
DisclosureSEC source: 0001209191-18-033872 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781 F1 · balance_after: Represents unvested shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:32 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 899 | $90.37 | $81,242.63 |
DisclosureSEC source: 0001209191-18-029850 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,878 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 2,097 are vested. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:09 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026269 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,777 F1 · shares: Restricted stock vests as to 100% on April 24, 2019. F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 20:28 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,045 | $76.13 | $231,815.85 |
DisclosureSEC source: 0001209191-17-049820 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 F1 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:34 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031973 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,041 F1 · shares: Restricted stock vests as to 100% on May 10, 2018. F2 · balance_after: Represents shares or units of restricted stock granted under Nasdaq's Equity Incentive Plan, of which 3,045 shares are vested as of the date hereof. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:19 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,305 | $67.91 | $88,622.55 |
DisclosureSEC source: 0001209191-17-030931 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,045 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents shares or units of vested restricted stock granted under Nasdaq's Equity Incentive Plan. Read SEC document |
| April 27, 2017 Filed May 1, 2017 20:27 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 10,000 | $68.38 | $683,800.00 |
DisclosureSEC source: 0001209191-17-028936 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Pension Insurance Disclosed balance after: 15,000 F1 · balance_after: Represents shares of common stock acquired through purchases. F2 · ownership.nature: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:15 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,000 | $71.22 | $356,100.00 |
DisclosureSEC source: 0001209191-17-007582 · doc4.xml · nonDerivative · entry 1 Wedenborn Lars · CIK 0001429096 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Pension Insurance Disclosed balance after: 25,000 F1 · balance_after: Represents shares of common stock acquired through purchases. F2 · ownership.nature: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.