Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cigna GroupCI · Entity 550 | EVP, CFO | February 27, 2026 | March 04, 2026 |
| NASDAQ, INC.NDAQ · Entity 3019 | Executive Vice President | November 01, 2023 | November 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cigna Group
Report date February 27, 2026 · Filed March 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 Par ValueSEC Table I · non-derivative | Direct | 7,745 |
Ending reported balance
After 2026-02-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-27 · Grant · Acquired 5,234 · Balance 8,154 F1: These restricted shares vest in three equal annual installments beginning March 1, 2027. Row 2 · 2026-02-27 · Tax withholding · Disposed 409 · Balance 7,745 F2: Represents shares withheld to satisfy tax obligations upon vesting of restricted shares. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $287.55 · Expires 2036-02-27 | Direct | 8,066 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 8,066 · Balance 8,066 F3: This option vests in three equal annual installments beginning March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted shares vest in three equal annual installments beginning March 1, 2027.
F2: Represents shares withheld to satisfy tax obligations upon vesting of restricted shares.
F3: This option vests in three equal annual installments beginning March 1, 2027.
NASDAQ, INC.
Report date November 01, 2023 · Filed November 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 59,359 |
Reported balance
After 2023-11-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-01 · Sale · Disposed 5,150 · Balance 59,359 F1: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 34,676 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 34,676 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 4, 2026 00:16 UTC | Cigna Group CI · Entity 550 | GrantEmployee Stock Option (Right to Buy) · Derivative | 8,066 | $0.00 Strike: $287.55 | $0.00 |
DisclosureSEC source: 0001739940-26-000010 · wk-form4_1772583393.xml · derivative · entry 3 DENNISON ANN M · CIK 0001671708 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,066 Underlying: Common Stock, $.01 Par Value · 8,066 shares Expires 2036-02-27 F3 · derivative.exercise_date: This option vests in three equal annual installments beginning March 1, 2027. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 00:16 UTC | Cigna Group CI · Entity 550 | Tax withholdingCommon Stock, $.01 Par Value | 409 | $287.55 | $117,607.95 |
DisclosureSEC source: 0001739940-26-000010 · wk-form4_1772583393.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,745 F2 · shares: Represents shares withheld to satisfy tax obligations upon vesting of restricted shares. Read SEC document |
| February 27, 2026 Filed Mar 4, 2026 00:16 UTC | Cigna Group CI · Entity 550 | GrantCommon Stock, $.01 Par Value | 5,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001739940-26-000010 · wk-form4_1772583393.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,154 F1 · shares: These restricted shares vest in three equal annual installments beginning March 1, 2027. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,150 | $49.41 | $254,461.50 |
DisclosureSEC source: 0001209191-23-054309 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,359 F1 · balance_after: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 34,676 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 20:11 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,100 | $50.05 | $255,255.00 |
DisclosureSEC source: 0001209191-23-043293 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,509 F1 · balance_after: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 39,826 shares underlying PSUs, all of which are vested and (iii) 3,926 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,973 | $54.40 | $107,331.20 |
DisclosureSEC source: 0001209191-23-023282 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,204 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 20,757 shares or units of restricted stock, of which 3,004 are vested, (ii) 44,926 shares underlying PSUs, all of which are vested and (iii) 3,521 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023282 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,177 F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 16,265 | $57.10 | $928,731.50 |
DisclosureSEC source: 0001209191-23-012691 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,825 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 15,378 shares or units of restricted stock, of which 1,113 are vested, (ii) 44,926 shares underlying PSUs, all of which are vested and (iii) 3,521 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 31,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012691 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,089 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,116 | $61.76 | $130,684.16 |
DisclosureSEC source: 0001209191-23-001164 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,229 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 15,378 shares or units of restricted stock, of which 1,113 are vested, (ii) 29,331 shares underlying PSUs, all of which are vested and (iii) 3,520 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 6,500 | $62.00 | $403,000.00 |
DisclosureSEC source: 0001209191-22-049492 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,345 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 15,378 shares or units of restricted stock, of which 1,113 are vested, (ii) 31,447 shares underlying PSUs of which 27,304 are vested and (iii) 3,520 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 388 | $181.92 | $70,584.96 |
DisclosureSEC source: 0001209191-22-022985 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,825 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 5,126 shares or units of restricted stock, of which 371 are vested, (ii) 12,649 shares underlying PSUs of which 11,268 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-022985 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,213 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,597 | $168.19 | $436,789.43 |
DisclosureSEC source: 0001209191-22-013157 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,564 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 3,865 shares or units of restricted stock, of which none are vested, (ii) 12,649 shares underlying PSUs of which 11,268 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 6,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013157 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,161 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,479 | $210.01 | $310,604.79 |
DisclosureSEC source: 0001209191-22-000733 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 3,865 shares or units of restricted stock, of which none are vested, (ii) 8,460 shares underlying PSUs of which 7,079 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 20:46 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,749 | $200.76 | $351,129.24 |
DisclosureSEC source: 0001209191-21-061509 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,854 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.76 to $200.79, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 3,865 shares or units of restricted stock, of which none are vested, (ii) 9,939 shares underlying PSUs of which 5,777 are vested and (iii) 1,050 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 1,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025223 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,414 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2023, one-third on April 1, 2024 and one-third on April 1, 2025. F2 · balance_after: Represents (i) 3,865 shares or units of restricted stock, of which none are vested, (ii) 11,688 shares underlying PSUs of which 7,526 are vested and (iii) 861 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,621 | $140.34 | $227,491.14 |
DisclosureSEC source: 0001209191-21-014391 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,824 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 11,688 shares underlying PSUs of which 7,526 are vested and (iii) 861 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 22:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014391 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,445 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 22:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,034 | $141.44 | $287,688.96 |
DisclosureSEC source: 0001209191-21-008173 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,749 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.18 to $141.69, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 8,613 shares underlying PSUs of which 4,451 are vested and (iii) 861 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,957 | $132.74 | $259,772.18 |
DisclosureSEC source: 0001209191-21-001240 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 1,419 shares or units of restricted stock, of which none are vested, (ii) 8,158 shares underlying PSUs of which 6,485 are vested and (iii) 537 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023153 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,508 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024. F2 · balance_after: Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 12,604 shares underlying PSUs of which 4,463 are vested and (iii) 629 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:57 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,360 | $112.41 | $152,877.60 |
DisclosureSEC source: 0001209191-20-013557 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,233 F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F4 · balance_after: Represents (i) 12,604 shares underlying PSUs of which 4,463 are vested and (ii) 629 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:57 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013557 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,593 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019. F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2019 through December 31, 2019. The shares underlying the PSUs will vest as to one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:38 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,971 | $107.10 | $211,094.10 |
DisclosureSEC source: 0001209191-20-001048 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,665 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 6,036 shares underlying performance share units of which 2,034 are vested and (ii) 629 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 20:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,496 | $96.55 | $530,638.80 |
DisclosureSEC source: 0001209191-19-043993 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,610 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.08 to $96.80, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 8,007 shares underlying PSUs, of which none are vested and (ii) 603 shares purchased under the Employee Stock Purchase plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:32 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,272 | $85.81 | $109,150.32 |
DisclosureSEC source: 0001209191-19-006153 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,829 F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described in Footnote (1) above. F4 · balance_after: Represents (i) 723 vested shares or units of restricted stock,(ii) 12,780 shares underlying PSUs, of which 4,773 shares are vested and (iii) 326 shares purchased under the Employee Stock Purchase plan. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:32 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006153 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,101 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018. F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2018 through December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 891 | $81.57 | $72,678.87 |
DisclosureSEC source: 0001209191-19-000851 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,338 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 723 vested shares or units of restricted stock,(ii) 6,289 shares underlying PSUs,of which 2,485 shares are vested and(iii) 326 shares purchased under the Employee Stock Purchase plan. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 21:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 192 | $88.76 | $17,041.92 |
DisclosureSEC source: 0001209191-18-057553 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,229 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 723 vested units of restricted stock, (ii) 7,180 shares underlying PSUs, of which 774 are vested, and (iii) 326 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 20:31 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,553 | $83.67 | $129,939.51 |
DisclosureSEC source: 0001209191-18-056656 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,421 F1 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested, (ii) 7,180 shares underlying PSUs, of which 774 are vested and (iii) 326 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 21:15 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 3,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006458 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,648 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2017 through December 31, 2017. F2 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 8,733 shares underlying PSUs, of which 2,327 are vested. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:16 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 975 | $77.66 | $75,718.50 |
DisclosureSEC source: 0001209191-18-002070 · doc4.xml · nonDerivative · entry 3 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,053 F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F4 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 5,138 shares underlying PSUs, of which 2,327 are vested. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:16 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 2,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-002070 · doc4.xml · nonDerivative · entry 2 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,028 F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:16 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 510 | $76.74 | $39,137.40 |
DisclosureSEC source: 0001209191-18-002070 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:43 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 209 | $72.40 | $15,131.60 |
DisclosureSEC source: 0001209191-17-059613 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,131 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 4,216 shares underlying PSUs, of which none are vested. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 21:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,170 | $76.32 | $89,294.40 |
DisclosureSEC source: 0001209191-17-050161 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,340 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.32 to $76.33, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4 F2 · balance_after: Represents (i) 1,124 shares or units of restricted stock, of which none are vested and (ii) 4,216 shares underlying PSUs, of which none are vested. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 21:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 | 4,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006714 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,135 F1 · kind: Represents the settlement of PSUs that were granted under Nasdaq's Equity Incentive Plan on March 31, 2016. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2016 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2017, one-third on December 31, 2018 and one-third on December 31, 2019. F2 · balance_after: Represents (i) 1,477 shares or units of restricted stock, of which 353 are vested, (ii) 4,216 shares underlying PSUs, of which none are vested and (iii) 442 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 22:28 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 | 209 | $64.16 | $13,409.44 |
DisclosureSEC source: 0001209191-16-148692 · doc4.xml · nonDerivative · entry 1 DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 1,477 shares or units of restricted stock, of which 353 are vested and (ii) 442 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.