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Nasdaq · USD

NDAQ

NASDAQ, INC.

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3019
SEC CIK
0001120193
Parsed reports
584

Last 12 months

Inside the activity.

3 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202622
Mar 202602
Apr 202605
May 202601
Jun 202611
Jul 202605
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2019 Filed Jan 31, 2019 21:04 UTC
PTASZNIK MICHAELEXECUTIVE VICE PRESIDENT
Tax withholdingCommon stock, par value $0.01 per share 3,719 $85.81 $319,127.39
Disclosure

SEC source: 0001209191-19-006135 · doc4.xml · nonDerivative · entry 2

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,266

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 15,223 units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,445 are vested and (ii) 7,043 vested shares underlying PSUs.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:04 UTC
PTASZNIK MICHAELEXECUTIVE VICE PRESIDENT
GrantCommon stock, par value $0.01 per share 10,762 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006135 · doc4.xml · nonDerivative · entry 1

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,985

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:05 UTC
SIBBERN BJORNExecutive Vice President
Tax withholdingCommon stock, par value $0.01 per share 822 $85.81 $70,535.82
Disclosure

SEC source: 0001209191-19-006136 · doc4.xml · nonDerivative · entry 2

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,408

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 6,725 shares underlying PSUs, of which 6021 are vested and (ii) 683 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:05 UTC
SIBBERN BJORNExecutive Vice President
GrantCommon stock, par value $0.01 per share 1,779 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006136 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:04 UTC
Peterson Bradley JExecutive Vice President
Tax withholdingCommon stock, par value $0.01 per share 11,541 $85.81 $990,333.21
Disclosure

SEC source: 0001209191-19-006134 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,941

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:04 UTC
Peterson Bradley JExecutive Vice President
GrantCommon stock, par value $0.01 per share 24,924 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006134 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,482

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 21:37 UTC
Peterson Bradley JExecutive Vice President
SaleCommon Stock, par value $0.01 per share 5,841 $79.96 $467,046.36
Disclosure

SEC source: 0001209191-19-003725 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,558

F1 · kind: The reported sale was effected pursuant to Rule 10b5-1 trading plan

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.65 to $80.31, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 13,141 shares of vested restricted stock and (ii) 1,417 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:03 UTC
SKULE JEREMYExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 1,247 $81.57 $101,717.79
Disclosure

SEC source: 0001209191-19-000866 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,976

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents 9,976 shares underlying PSU's, of which 6,614 are vested

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:02 UTC
SIBBERN BJORNExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 626 $81.57 $51,062.82
Disclosure

SEC source: 0001209191-19-000857 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,125

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 5,768 shares underlying performance share units, of which 5,064 are vested and (ii) 357 shares purchased under the Employee Stock Purchase Plan

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:01 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 891 $81.57 $72,678.87
Disclosure

SEC source: 0001209191-19-000851 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,338

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 723 vested shares or units of restricted stock,(ii) 6,289 shares underlying PSUs,of which 2,485 shares are vested and(iii) 326 shares purchased under the Employee Stock Purchase plan.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:48 UTC SaleCommon Stock, par value $0.01 per share 2,500 $89.94 $224,850.00
Disclosure

SEC source: 0001209191-18-060392 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pension Insurance

Disclosed balance after: 7,500

F1 · balance_after: Represents shares of common stock acquired through purchases.

F2 · ownership.nature: The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 21:05 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 192 $88.76 $17,041.92
Disclosure

SEC source: 0001209191-18-057553 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,229

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 723 vested units of restricted stock, (ii) 7,180 shares underlying PSUs, of which 774 are vested, and (iii) 326 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 20:31 UTC
DENNISON ANN MController and Prin Acctg Ofcr
SaleCommon Stock, par value $0.01 per share 1,553 $83.67 $129,939.51
Disclosure

SEC source: 0001209191-18-056656 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,421

F1 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested, (ii) 7,180 shares underlying PSUs, of which 774 are vested and (iii) 326 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 21:15 UTC
Peterson Bradley JExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,500 $93.34 $140,010.00
Disclosure

SEC source: 0001209191-18-046071 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360

F1 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 5,841 vested shares underlying performance share units and (iii) 1,378 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:37 UTC
Wittman Thomas AExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 2,311 $91.39 $211,202.29
Disclosure

SEC source: 0001209191-18-045298 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,179

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 29,373 shares or units of restricted stock, of which 20,458 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan.

Read SEC document
July 11, 2018 Filed Jul 13, 2018 20:32 UTC
PTASZNIK MICHAELEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, par value $0.01 per share 4,112 $91.38 $375,754.56
Disclosure

SEC source: 0001209191-18-042538 · doc4.xml · nonDerivative · entry 1

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents 15,223 units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,445 are vested.

Read SEC document
May 24, 2018 Filed May 29, 2018 20:53 UTC SaleCommon Stock, par value $0.01 per share 2,097 $91.89 $192,693.33
Disclosure

SEC source: 0001209191-18-033872 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

F1 · balance_after: Represents unvested shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:32 UTC Tax withholdingCommon Stock, par value $0.01 per share 899 $90.37 $81,242.63
Disclosure

SEC source: 0001209191-18-029850 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,878

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 2,097 are vested.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:20 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,000 $90.85 $90,850.00
Disclosure

SEC source: 0001209191-18-029829 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,645

F1 · balance_after: Represents 16,645 shares underlying performance share units, all of which are vested.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:16 UTC
Kazim EssaDirector
Tax withholdingCommon Stock, par value $0.01 per share 1,258 $90.37 $113,685.46
Disclosure

SEC source: 0001209191-18-029824 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,753

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 31,161 are vested as of the date hereof.

Read SEC document
May 09, 2018 Filed May 10, 2018 20:38 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,000 $90.15 $90,150.00
Disclosure

SEC source: 0001209191-18-029273 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,645

F1 · balance_after: Represents 17,645 shares underlying performance share units, all of which are vested.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:38 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,000 $88.69 $88,690.00
Disclosure

SEC source: 0001209191-18-029273 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,645

Read SEC document
April 27, 2018 Filed May 1, 2018 21:24 UTC
KNIGHT EDWARD SExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,258 $0.00 Strike: $25.07 $0.00
Disclosure

SEC source: 0001209191-18-027161 · doc4.xml · derivative · entry 3

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,258 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable as to 100%.

Read SEC document
April 27, 2018 Filed May 1, 2018 21:24 UTC
KNIGHT EDWARD SExecutive Vice President
SaleCommon Stock, par value $0.01 per share 26,258 $88.20 $2,315,955.60
Disclosure

SEC source: 0001209191-18-027161 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,369

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.80 to $88.58, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 59,994 vested shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 27, 2018 Filed May 1, 2018 21:24 UTC
KNIGHT EDWARD SExecutive Vice President
Exercise / conversionCommon Stock, par value $0.01 per share 26,258 $25.07 $658,288.06
Disclosure

SEC source: 0001209191-18-027161 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 21:23 UTC
SIBBERN BJORNExecutive Vice President
SaleCommon Stock, par value $0.01 per share 5,640 $88.11 $496,940.40
Disclosure

SEC source: 0001209191-18-027160 · doc4.xml · nonDerivative · entry 2

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,751

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.08 to $88.19, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4

F2 · balance_after: Represents (i) 6,394 shares underlying performance share units, of which 4,006 are vested and (ii) 357 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 27, 2018 Filed May 1, 2018 21:23 UTC
SIBBERN BJORNExecutive Vice President
SaleCommon Stock, par value $0.01 per share 136 $88.13 $11,985.68
Disclosure

SEC source: 0001209191-18-027160 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,391

Read SEC document
April 26, 2018 Filed Apr 30, 2018 20:26 UTC
Peterson Bradley JExecutive Vice President
SaleCommon stock, par value $0.01 per share 1,400 $88.25 $123,550.00
Disclosure

SEC source: 0001209191-18-026842 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,645

F1 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 7,341 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:12 UTC GrantCommon Stock, par value $0.01 per share 3,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026272 · doc4.xml · nonDerivative · entry 1

Wallenberg Jacob · CIK 0001422970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:09 UTC GrantCommon Stock, par value $0.01 per share 5,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026270 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,643

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 44,808 shares are vested as of the date hereof.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:09 UTC GrantCommon Stock, par value $0.01 per share 2,781 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026269 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,777

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:09 UTC GrantCommon Stock, par value $0.01 per share 3,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026268 · doc4.xml · nonDerivative · entry 1

Rainey John D · CIK 0001547433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,702

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan of which none are vested.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:07 UTC
Kazim EssaDirector
GrantCommon Stock, par value $0.01 per share 3,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026264 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,011

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 28,226 are vested as of the date hereof.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:08 UTC GrantCommon Stock, par value $0.01 per share 3,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026267 · doc4.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,571

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents (i) 13,571 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 5,512 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:06 UTC GrantCommon Stock, par value $0.01 per share 2,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026262 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,274

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 4,612 shares are vested as of the date hereof.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:07 UTC GrantCommon Stock, par value $0.01 per share 3,940 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026263 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,139

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 26,556 are vested as of the date hereof.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:05 UTC GrantCommon Stock, par value $0.01 per share 3,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026261 · doc4.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,368

F1 · shares: Restricted stock vests as to 100% on April 24, 2019.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which none are vested.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:50 UTC
KNIGHT EDWARD SExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,200 $0.00 Strike: $25.07 $0.00
Disclosure

SEC source: 0001209191-18-011394 · doc4.xml · derivative · entry 3

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258

Underlying: Common Stock · 39,458 shares

Expires 2018-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable as to 100%.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:50 UTC
KNIGHT EDWARD SExecutive Vice President
SaleCommon Stock, par value $0.01 per share 13,200 $79.41 $1,048,212.00
Disclosure

SEC source: 0001209191-18-011394 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,369

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.86 to $79.50, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 59,994 shares underlying performance share units and (ii) 375 shares purchased under the Employee Stock Purchase Plan.

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February 15, 2018 Filed Feb 20, 2018 21:50 UTC
KNIGHT EDWARD SExecutive Vice President
Exercise / conversionCommon Stock, par value $0.01 per share 13,200 $25.07 $330,924.00
Disclosure

SEC source: 0001209191-18-011394 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2018 Filed Feb 6, 2018 22:41 UTC SaleCommon Stock, par value $0.01 per share 4,017 $81.37 $326,863.29
Disclosure

SEC source: 0001209191-18-007941 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,608

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.35 to $81.38, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 4,612 shares are vested as of the date hereof.

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February 01, 2018 Filed Feb 5, 2018 22:38 UTC
Ottersgard LarsExecutive Vice President
SaleCommon Stock, par value $0.01 per share 6,451 $80.75 $520,918.25
Disclosure

SEC source: 0001209191-18-007611 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.54 to $80.99, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 7,254 shares underlying performance share units, of which all are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

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January 30, 2018 Filed Feb 1, 2018 22:55 UTC
FRIEDMAN ADENA TDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 89,605 $0.00 Strike: $66.68 $0.00
Disclosure

SEC source: 0001209191-18-006554 · doc4.xml · derivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,605

Underlying: Common Stock · 89,605 shares

Expires 2027-01-03

F2 · derivative.exercise_date: Options exercisable.

F3 · balance_after: On January 3, 2017, Ms. Friedman received a grant of 268,817 performance-based options that vests in one-third annual installments based on Nasdaq's satisfaction of certain performance goals for each of the fiscal years ending December 31, 2017, 2018 and 2019. On January 30, 2018, Nasdaq's Management Compensation Committee and Board of Directors determined that the performance goal for 2017 was met, resulting in the settlement of the first one-third of the grant.

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January 30, 2018 Filed Feb 1, 2018 21:15 UTC
DENNISON ANN MController and Prin Acctg Ofcr
GrantCommon Stock, par value $0.01 per share 3,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006458 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2017 through December 31, 2017.

F2 · balance_after: Represents (i) 915 shares or units of restricted stock, of which 353 are vested and (ii) 8,733 shares underlying PSUs, of which 2,327 are vested.

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January 12, 2018 Filed Jan 18, 2018 00:42 UTC
Peterson Bradley JExecutive Vice President
SaleCommon stock, par value $0.01 per share 9,169 $80.69 $739,846.61
Disclosure

SEC source: 0001209191-18-004113 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,045

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.26 to $81.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 8,741 vested shares underlying performance share units and (iii) 1,163 shares purchased under the Employee Stock Purchase Plan.

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January 12, 2018 Filed Jan 18, 2018 00:42 UTC
Peterson Bradley JExecutive Vice President
SaleCommon stock, par value $0.01 per share 10,000 $80.70 $807,000.00
Disclosure

SEC source: 0001209191-18-004113 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,214

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.34 to $81.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

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January 03, 2018 Filed Jan 4, 2018 22:54 UTC
SIBBERN BJORNExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 848 $77.66 $65,855.68
Disclosure

SEC source: 0001209191-18-002162 · doc4.xml · nonDerivative · entry 3

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,527

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 12,034 shares underlying performance share units, of which 9,646 are vested and (ii) 493 shares purchased under the Employee Stock Purchase Plan.

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January 03, 2018 Filed Jan 4, 2018 22:54 UTC
SIBBERN BJORNExecutive Vice President
GrantCommon Stock, par value $0.01 per share 2,801 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002162 · doc4.xml · nonDerivative · entry 2

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

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January 03, 2018 Filed Jan 4, 2018 22:56 UTC
Wittman Thomas AExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 11,787 $77.66 $915,378.42
Disclosure

SEC source: 0001209191-18-002168 · doc4.xml · nonDerivative · entry 3

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,164

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 31,684 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,579 shares purchased under the Employee Share Purchase Plan.

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January 03, 2018 Filed Jan 4, 2018 22:56 UTC
Wittman Thomas AExecutive Vice President
GrantCommon Stock, par value $0.01 per share 28,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002168 · doc4.xml · nonDerivative · entry 2

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,951

F2 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.