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Nasdaq · USD

NDAQ

NASDAQ, INC.

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Tapewire entity
3019
SEC CIK
0001120193
Parsed reports
584

Last 12 months

Inside the activity.

3 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202622
Mar 202602
Apr 202605
May 202601
Jun 202611
Jul 202605
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Jan 3, 2020 21:43 UTC
Zecca JohnExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 739 $107.10 $79,146.90
Disclosure

SEC source: 0001209191-20-001083 · doc4.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,827

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents 17,827 shares underlying performance share units, of which 15,452 are vested.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:41 UTC
SKULE JEREMYExecutive Vice President
Tax withholdingCommon stock, par value $0.01 per share 1,145 $107.10 $122,629.50
Disclosure

SEC source: 0001209191-20-001075 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 10,807 shares underlying performance share units, of which 9,741 are vested and (ii) 305 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 1,971 $107.10 $211,094.10
Disclosure

SEC source: 0001209191-20-001048 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,665

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 6,036 shares underlying performance share units of which 2,034 are vested and (ii) 629 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:40 UTC
SIBBERN BJORNPresident
Tax withholdingCommon stock, par value $0.01 per share 307 $107.10 $32,879.70
Disclosure

SEC source: 0001209191-20-001066 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,402

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 6,418 shares underlying performance share units, all of which are vested and, (ii) 984 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:36 UTC
Tal CohenExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 910 $107.10 $97,461.00
Disclosure

SEC source: 0001209191-20-001028 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,729

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · shares: Represents (i) 5,077 Shares or units of restricted stock of which 1,009 are vested, and (ii) 3,652 shares underlying performance share units, of which 894 are vested.

F2 · balance_after: Represents (i) 5,077 Shares or units of restricted stock of which 1,009 are vested, and (ii) 3,652 shares underlying performance share units, of which 894 are vested.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:38 UTC
Tal CohenExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 1,025 $98.06 $100,511.50
Disclosure

SEC source: 0001209191-19-053623 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,639

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 5,077 shares or units of restricted stock of which 1,009 are vested and (ii) 4,562 unvested shares underlying performance share units.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 21:04 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,444 $101.09 $145,973.96
Disclosure

SEC source: 0001209191-19-048920 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,306

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.08 to $101.12, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents 22,306 shares underlying performance share units, all of which are vested.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 20:08 UTC
Ottersgard LarsExecutive Vice President
SaleCommon Stock, par value $0.01 per share 4,861 $99.14 $481,919.54
Disclosure

SEC source: 0001209191-19-046971 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,636

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.32, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 7,254 shares underlying performance share units, all of which are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:03 UTC
DENNISON ANN MController and Prin Acctg Ofcr
SaleCommon Stock, par value $0.01 per share 5,496 $96.55 $530,638.80
Disclosure

SEC source: 0001209191-19-043993 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,610

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.08 to $96.80, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 8,007 shares underlying PSUs, of which none are vested and (ii) 603 shares purchased under the Employee Stock Purchase plan.

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July 25, 2019 Filed Jan 16, 2020 21:20 UTC
KNIGHT EDWARD SFormer EVP
GiftCommon Stock, par value $0.01 per share 6,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-003666 · doc5.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Former EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,771

F1 · balance_after: Represents (i) 65,762 vested shares underlying performance share units and (ii) 1,009 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
July 11, 2019 Filed Jul 12, 2019 20:06 UTC
PTASZNIK MICHAELEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock, par value $0.01 per share 4,152 $104.01 $431,849.52
Disclosure

SEC source: 0001209191-19-041916 · doc4.xml · nonDerivative · entry 1

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,114

F1 · shares: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 11,071 vested units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, and (ii) 7,043 vested shares underlying PSUs.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:49 UTC
Dillard Lauren B.Executive Vice President
GrantCommon Stock, par value $0.01 per share 26,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038056 · doc4.xml · nonDerivative · entry 1

Dillard Lauren B. · CIK 0001693945 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,268

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 70% on June 17, 2020 and 30% on June 17, 2021.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:38 UTC SaleCommon Stock, par value $0.01 per share 6,160 $96.54 $594,686.40
Disclosure

SEC source: 0001209191-19-036392 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.26 to $96.66, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 4,114 shares are vested as of the date hereof.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:37 UTC
Peterson Bradley JExecutive Vice President
SaleCommon stock, par value $0.01 per share 1,176 $96.67 $113,683.92
Disclosure

SEC source: 0001209191-19-036099 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,232

F1 · balance_after: Represents (i) 11,965 shares of vested restricted stock, (ii) 7,224 vested shares underlying PSUs and (iii) 1,043 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
June 07, 2019 Filed Jun 11, 2019 20:37 UTC
Peterson Bradley JExecutive Vice President
SaleCommon stock, par value $0.01 per share 374 $96.57 $36,117.18
Disclosure

SEC source: 0001209191-19-036099 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,408

Read SEC document
May 28, 2019 Filed May 30, 2019 20:44 UTC
KNIGHT EDWARD SExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,059 $0.00 Strike: $19.75 $0.00
Disclosure

SEC source: 0001209191-19-033449 · doc4.xml · derivative · entry 3

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,059 shares

Expires 2020-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable as to 100%.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:44 UTC
KNIGHT EDWARD SExecutive Vice President
SaleCommon Stock, par value $0.01 per share 22,059 $90.83 $2,003,618.97
Disclosure

SEC source: 0001209191-19-033449 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,263

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.05 to $91.04, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 72,562 vested shares underlying performance share units and (ii) 701 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
May 28, 2019 Filed May 30, 2019 20:44 UTC
KNIGHT EDWARD SExecutive Vice President
Exercise / conversionCommon Stock, par value $0.01 per share 22,059 $19.75 $435,665.25
Disclosure

SEC source: 0001209191-19-033449 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:05 UTC SaleCommon Stock, par value $0.01 per share 1,946 $90.36 $175,840.56
Disclosure

SEC source: 0001209191-19-030847 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565

F1 · balance_after: Represents unvested shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 22:04 UTC
Kazim EssaDirector
Tax withholdingCommon Stock, par value $0.01 per share 1,078 $89.18 $96,136.04
Disclosure

SEC source: 0001209191-19-026022 · doc4.xml · nonDerivative · entry 2

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,131

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 33,675 are vested as of the date hereof.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 22:09 UTC Tax withholdingCommon Stock, par value $0.01 per share 835 $89.18 $74,465.30
Disclosure

SEC source: 0001209191-19-026028 · doc4.xml · nonDerivative · entry 2

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,511

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 1,946 are vested as of the date hereof.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 22:08 UTC Tax withholdingCommon Stock, par value $0.01 per share 1,078 $89.18 $96,136.04
Disclosure

SEC source: 0001209191-19-026027 · doc4.xml · nonDerivative · entry 2

Wallenberg Jacob · CIK 0001422970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,970

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 2,514 are vested as of the date hereof.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:04 UTC
Kazim EssaDirector
GrantCommon Stock, par value $0.01 per share 3,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026022 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,209

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:12 UTC GrantCommon Stock, par value $0.01 per share 3,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026030 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,401

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of unvested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:09 UTC GrantCommon Stock, par value $0.01 per share 2,565 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026028 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,346

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:07 UTC GrantCommon Stock, par value $0.01 per share 5,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026026 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,219

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 57,643 shares are vested as of the date hereof.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:08 UTC GrantCommon Stock, par value $0.01 per share 3,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026027 · doc4.xml · nonDerivative · entry 1

Wallenberg Jacob · CIK 0001422970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,048

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:05 UTC GrantCommon Stock, par value $0.01 per share 3,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026023 · doc4.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,362

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents (i) 17,362 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 13,571 are vested as of the date hereof and (ii) 2,000 shares of common stock acquired through open market purchases.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:06 UTC GrantCommon Stock, par value $0.01 per share 3,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026024 · doc4.xml · nonDerivative · entry 1

Rainey John D · CIK 0001547433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,437

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 5,702 are vested as of the date hereof.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:02 UTC GrantCommon Stock, par value $0.01 per share 2,565 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026020 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,839

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 10,274 shares are vested as of the date hereof.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:03 UTC GrantCommon Stock, par value $0.01 per share 3,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026021 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,930

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 35,139 are vested as of the date hereof.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 22:01 UTC GrantCommon Stock, par value $0.01 per share 3,512 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026019 · doc4.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

F1 · kind: Restricted stock vests as to 100% on April 23, 2020.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,368 are vested as of the date hereof.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:15 UTC
Wittman Thomas AExecutive Vice President
SaleCommon Stock, par value $0.01 per share 13,561 $88.04 $1,193,910.44
Disclosure

SEC source: 0001209191-19-023085 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,033

F1 · balance_after: Represents (i) 27,227 shares or units of restricted stock, of which 18,312 are vested, (ii) 44,901 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 23:50 UTC
Griggs PC NelsonExecutive Vice President
SaleCommon Stock, par value $0.01 per share 1,339 $90.24 $120,831.36
Disclosure

SEC source: 0001209191-19-014219 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

F1 · balance_after: Represents 23,750 shares underlying performance share units, all of which are vested.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:04 UTC
Peterson Bradley JExecutive Vice President
SaleCommon Stock, par value $0.01 per share 6,159 $85.48 $526,471.32
Disclosure

SEC source: 0001209191-19-006134 · doc4.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,782

F3 · kind: The reported sale was effected pursuant to Rule 10b5-1 trading plan

F4 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85 to $85.98, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.

F5 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 7,224 vested shares underlying PSUs and (iii) 1,417 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:36 UTC
Ottersgard LarsExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 6,715 $85.81 $576,214.15
Disclosure

SEC source: 0001209191-19-006162 · doc4.xml · nonDerivative · entry 2

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,497

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 12,115 shares underlying performance share units, all of which are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:36 UTC
Ottersgard LarsExecutive Vice President
GrantCommon Stock, par value $0.01 per share 11,576 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006162 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,212

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:35 UTC
KNIGHT EDWARD SExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 8,796 $85.81 $754,784.76
Disclosure

SEC source: 0001209191-19-006160 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,263

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 72,562 vested shares underlying performance share units and (ii) 701 shares purchased under the Employee Stock Purchase Plan.

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January 29, 2019 Filed Jan 31, 2019 21:35 UTC
KNIGHT EDWARD SExecutive Vice President
GrantCommon Stock, par value $0.01 per share 21,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006160 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,733

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

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January 29, 2019 Filed Jan 31, 2019 21:34 UTC
Griggs PC NelsonExecutive Vice President
Tax withholdingCommon Stock, par value $0.01 per share 4,017 $85.81 $344,698.77
Disclosure

SEC source: 0001209191-19-006157 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,089

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents 25,089 shares underlying performance share units, all of which are vested.

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January 29, 2019 Filed Jan 31, 2019 21:34 UTC
Griggs PC NelsonExecutive Vice President
GrantCommon Stock, par value $0.01 per share 12,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006157 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,106

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

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January 29, 2019 Filed Jan 31, 2019 21:33 UTC
FRIEDMAN ADENA TDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 89,606 $0.00 Strike: $66.68 $0.00
Disclosure

SEC source: 0001209191-19-006156 · doc4.xml · derivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,211

Underlying: Common Stock · 89,606 shares

Expires 2027-01-03

F4 · derivative.exercise_date: Options exercisable.

F5 · balance_after: On January 3, 2017, Ms. Friedman received a grant of 268,817 performance-based options that vests in one-third annual installments based on Nasdaq's satisfaction of certain performance goals for each of the fiscal years ending December 31, 2017, 2018 and 2019. On January 29, 2019, Nasdaq's Management Compensation Committee and Board of Directors determined that the performance goal for 2018 was met, resulting in the settlement of the second one-third of the grant.

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January 29, 2019 Filed Jan 31, 2019 21:33 UTC
FRIEDMAN ADENA TDirector · President and CEO
Tax withholdingCommon Stock, par value $0.01 per share 33,589 $85.81 $2,882,272.09
Disclosure

SEC source: 0001209191-19-006156 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,095

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 81,584 shares of vested restricted stock, (ii) 139,060 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq.

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January 29, 2019 Filed Jan 31, 2019 21:33 UTC
FRIEDMAN ADENA TDirector · President and CEO
GrantCommon Stock, par value $0.01 per share 71,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006156 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,684

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:32 UTC
DENNISON ANN MController and Prin Acctg Ofcr
Tax withholdingCommon Stock, par value $0.01 per share 1,272 $85.81 $109,150.32
Disclosure

SEC source: 0001209191-19-006153 · doc4.xml · nonDerivative · entry 2

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,829

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described in Footnote (1) above.

F4 · balance_after: Represents (i) 723 vested shares or units of restricted stock,(ii) 12,780 shares underlying PSUs, of which 4,773 shares are vested and (iii) 326 shares purchased under the Employee Stock Purchase plan.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:32 UTC
DENNISON ANN MController and Prin Acctg Ofcr
GrantCommon Stock, par value $0.01 per share 7,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006153 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,101

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2018 through December 31, 2018.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:06 UTC
Wittman Thomas AExecutive Vice President
Tax withholdingCommon stock, par value $0.01 per share 8,168 $85.81 $700,896.08
Disclosure

SEC source: 0001209191-19-006138 · doc4.xml · nonDerivative · entry 2

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,594

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 29,373 shares or units of restricted stock, of which 20,458 are vested, (ii) 56,316 shares underlying performance share units, all of which are vested and (iii) 1,905 shares purchased under the Employee Share Purchase Plan.

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January 29, 2019 Filed Jan 31, 2019 21:06 UTC
Wittman Thomas AExecutive Vice President
GrantCommon stock, par value $0.01 per share 19,583 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006138 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,762

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:06 UTC
SKULE JEREMYExecutive Vice President
Tax withholdingCommon stock, par value $0.01 per share 1,138 $85.81 $97,651.78
Disclosure

SEC source: 0001209191-19-006137 · doc4.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,952

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents 11,952 shares underlying PSUs, of which 8,590 are vested

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:06 UTC
SKULE JEREMYExecutive Vice President
GrantCommon stock, par value $0.01 per share 3,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006137 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,090

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.