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NYSE · USD

NBHC

National Bank Holdings Corp

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Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2018 Filed May 22, 2018 19:43 UTC
Bessko Zsolt KChief Admin Officer
SaleCommon Stock 9,450 $38.70 $365,744.30
Disclosure

SEC source: 0001179110-18-007378 · edgar.xml · nonDerivative · entry 2

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,429

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.70 to $38.73, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 22, 2018 Filed May 22, 2018 19:43 UTC
Bessko Zsolt KChief Admin Officer
Exercise / conversionCommon Stock 9,450 $20.54 $194,103.00
Disclosure

SEC source: 0001179110-18-007378 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:32 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-006909 · edgar.xml · derivative · entry 4

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 25,000 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011 and October 21, 2012.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:32 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-006909 · edgar.xml · derivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:32 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 50,000 $36.57 $1,828,460.00
Disclosure

SEC source: 0001179110-18-006909 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,809

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.985, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 16, 2018 Filed May 16, 2018 21:32 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 50,000 $20.00 $1,000,000.00
Disclosure

SEC source: 0001179110-18-006909 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 10, 2018 23:06 UTC SaleCommon Stock 3,825 $36.36 $139,080.83
Disclosure

SEC source: 0001179110-18-006582 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,489

Read SEC document
May 02, 2018 Filed May 3, 2018 21:46 UTC GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006180 · edgar.xml · nonDerivative · entry 2

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,359

F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:47 UTC
ZEILE ARTDirector
GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006183 · edgar.xml · nonDerivative · entry 2

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,537

F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:46 UTC GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006179 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,354

F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:47 UTC GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006182 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,314

F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:46 UTC GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006181 · edgar.xml · nonDerivative · entry 2

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,649

F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders.

Read SEC document
May 02, 2018 Filed May 3, 2018 21:45 UTC GrantCommon Stock 2,969 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006178 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,595

F1 · balance_after: Total includes 2,969 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Tax withholdingCommon Stock 157 $35.36 $5,551.52
Disclosure

SEC source: 0001179110-18-006331 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018.

Read SEC document
May 02, 2018 Filed May 4, 2018 17:09 UTC
Bartelli Whitney A.Chief Marketing Officer
Tax withholdingCommon Stock 96 $35.36 $3,394.56
Disclosure

SEC source: 0001179110-18-006326 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018.

Read SEC document
May 02, 2018 Filed May 4, 2018 17:10 UTC
LILLY BRIAN FChief Financial Officer
Tax withholdingCommon Stock 1,194 $35.36 $42,219.84
Disclosure

SEC source: 0001179110-18-006328 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,703

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018.

Read SEC document
May 02, 2018 Filed May 4, 2018 21:10 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 716 $35.36 $25,317.76
Disclosure

SEC source: 0001179110-18-006329 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,809

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:46 UTC Tax withholdingCommon Stock 582 $35.37 $20,585.34
Disclosure

SEC source: 0001179110-18-006180 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,814

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:47 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 238 $35.37 $8,418.06
Disclosure

SEC source: 0001179110-18-006183 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:46 UTC Tax withholdingCommon Stock 490 $35.37 $17,331.30
Disclosure

SEC source: 0001179110-18-006179 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,809

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:47 UTC Tax withholdingCommon Stock 598 $35.37 $21,151.26
Disclosure

SEC source: 0001179110-18-006182 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,769

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018.

Read SEC document
May 01, 2018 Filed May 3, 2018 21:46 UTC Tax withholdingCommon Stock 589 $35.37 $20,832.93
Disclosure

SEC source: 0001179110-18-006181 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,104

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 22:20 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
Tax withholdingCommon Stock 434 $34.69 $15,055.46
Disclosure

SEC source: 0001179110-18-006010 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,189

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:19 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
Tax withholdingCommon Stock 420 $34.69 $14,569.80
Disclosure

SEC source: 0001179110-18-006009 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:18 UTC
Bartelli Whitney A.Chief Marketing Officer
Tax withholdingCommon Stock 192 $34.69 $6,660.48
Disclosure

SEC source: 0001179110-18-006008 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:18 UTC
Bessko Zsolt KChief Admin Officer
Tax withholdingCommon Stock 1,674 $34.69 $58,071.06
Disclosure

SEC source: 0001179110-18-006007 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,429

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 18:17 UTC
LILLY BRIAN FChief Financial Officer
Tax withholdingCommon Stock 3,585 $34.69 $124,363.65
Disclosure

SEC source: 0001179110-18-006005 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,897

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 22:16 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,406 $34.69 $291,604.14
Disclosure

SEC source: 0001179110-18-006004 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,469

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 22:17 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 2,174 $34.69 $75,416.06
Disclosure

SEC source: 0001179110-18-006006 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,525

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 28, 2018.

Read SEC document
April 27, 2018 Filed May 1, 2018 22:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-006003 · edgar.xml · derivative · entry 3

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,333

Underlying: Common Stock · 10,000 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
April 27, 2018 Filed May 1, 2018 22:15 UTC Tax withholdingCommon Stock 5,766 $34.69 $200,022.54
Disclosure

SEC source: 0001179110-18-006003 · edgar.xml · nonDerivative · entry 2

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Read SEC document
April 27, 2018 Filed May 1, 2018 22:15 UTC Exercise / conversionCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001179110-18-006003 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 23:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,600 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-005343 · edgar.xml · derivative · entry 3

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,233

Underlying: Common Stock · 9,600 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 23:25 UTC Tax withholdingCommon Stock 5,775 $33.25 $192,018.75
Disclosure

SEC source: 0001179110-18-005343 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,367

Read SEC document
March 29, 2018 Filed Apr 3, 2018 23:25 UTC Exercise / conversionCommon Stock 9,600 $20.00 $192,000.00
Disclosure

SEC source: 0001179110-18-005343 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,109 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 19

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,218

Underlying: Common Stock · 7,109 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019.

Read SEC document
March 13, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,672 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 18

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,672 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
March 13, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
SaleCommon Stock 15,376 $33.81 $519,902.54
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 11

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,482

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.92, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 13, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 7,109 $19.56 $139,052.04
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 10

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 5,672 $20.00 $113,440.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 9

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,718 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 17

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,672

Underlying: Common Stock · 1,718 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,064 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 16

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,534

Underlying: Common Stock · 9,064 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,900 $0.00 Strike: $18.92 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 15

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,900 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 29, 2015, April 29, 2016, and April 29, 2017.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,300 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 14

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,300 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on May 2, 2016 and May 2, 2017.

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March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,231 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · derivative · entry 13

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,231 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015.

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March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
SaleCommon Stock 64,213 $33.81 $2,170,771.84
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 8

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,077

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.80 to $33.89, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 1,718 $20.00 $34,360.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 7

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 9,064 $19.08 $172,941.12
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 6

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 11,900 $18.92 $225,148.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 5

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 12, 2018 Filed Mar 13, 2018 19:54 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 16,300 $18.09 $294,867.00
Disclosure

SEC source: 0001179110-18-004232 · edgar.xml · nonDerivative · entry 4

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.