Tapewire

NYSE · USD

MOD

MODINE MANUFACTURING CO

Export transactions ↓
Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2017 Filed Jun 6, 2017 20:03 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
Tax withholdingCommon stock 1,041 $15.85 $16,499.85
Disclosure

SEC source: 0001140361-17-023943 · doc1.xml · nonDerivative · entry 5

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,543

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:03 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
Tax withholdingCommon stock 1,080 $15.85 $17,118.00
Disclosure

SEC source: 0001140361-17-023943 · doc1.xml · nonDerivative · entry 4

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,584

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:03 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
GrantCommon stock 3,083 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023943 · doc1.xml · nonDerivative · entry 3

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,664

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:03 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
Tax withholdingCommon stock 1,054 $15.85 $16,705.90
Disclosure

SEC source: 0001140361-17-023943 · doc1.xml · nonDerivative · entry 2

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,581

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:03 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
Tax withholdingCommon stock 771 $15.85 $12,220.35
Disclosure

SEC source: 0001140361-17-023943 · doc1.xml · nonDerivative · entry 1

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,635

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:02 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 7,313 $15.85 $115,911.05
Disclosure

SEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 5

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,325

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:02 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 6,396 $15.85 $101,376.60
Disclosure

SEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 4

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,638

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:02 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 18,273 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 3

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,034

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:02 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 6,415 $15.85 $101,677.75
Disclosure

SEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,761

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:02 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 4,569 $15.85 $72,418.65
Disclosure

SEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,176

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:01 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 1,018 $15.85 $16,135.30
Disclosure

SEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 5

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,414

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:01 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 1,030 $15.85 $16,325.50
Disclosure

SEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 4

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,432

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:01 UTC
Bowser Scott LVP, Global Operations
GrantCommon stock 2,942 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 3

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,462

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:01 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 1,008 $15.85 $15,976.80
Disclosure

SEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,520

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:01 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 736 $15.85 $11,665.60
Disclosure

SEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,528

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:37 UTC
Wollenberg Scott DVP - Americas
Exercise / conversionEmployee stock option · Derivative 5,736 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001140361-17-023527 · doc1.xml · derivative · entry 6

Wollenberg Scott D · CIK 0001551285 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 5,736 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:37 UTC
Wollenberg Scott DVP - Americas
GrantEmployee stock option · Derivative 9,434 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023527 · doc1.xml · derivative · entry 5

Wollenberg Scott D · CIK 0001551285 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,434

Underlying: Common stock · 9,434 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:37 UTC
Wollenberg Scott DVP - Americas
SaleCommon stock 5,736 $15.95 $91,476.01
Disclosure

SEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,720

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:37 UTC
Wollenberg Scott DVP - Americas
Exercise / conversionCommon stock 5,736 $5.75 $32,982.00
Disclosure

SEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:37 UTC
Wollenberg Scott DVP - Americas
GrantCommon stock 8,679 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,720

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:36 UTC GrantEmployee stock option · Derivative 11,284 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023525 · doc1.xml · derivative · entry 3

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,284

Underlying: Common stock · 11,284 shares

Expires 2027-06-01

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:36 UTC GrantCommon stock 10,381 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023525 · doc1.xml · nonDerivative · entry 2

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,291

F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:34 UTC
McBurney Matthew JVP, Commercial Products Group
GrantEmployee stock option · Derivative 4,889 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023523 · doc1.xml · derivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,889

Underlying: Common stock · 4,889 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:34 UTC
McBurney Matthew JVP, Commercial Products Group
GrantCommon stock 4,498 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023523 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,677

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:35 UTC
Miller Scott ArlanVP, Building HVAC
GrantEmployee stock option · Derivative 5,532 $10.00 Strike: $15.90 $55,320.00
Disclosure

SEC source: 0001140361-17-023524 · doc1.xml · derivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,532

Underlying: Common stock · 5,532 shares

Expires 2027-06-01

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:35 UTC
Miller Scott ArlanVP, Building HVAC
GrantCommon stock 5,089 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023524 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,971

F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:34 UTC
Marry Thomas FExec VP & COO
GrantEmployee stock option · Derivative 25,362 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023521 · doc1.xml · derivative · entry 3

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,362

Underlying: Common stock · 25,362 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:34 UTC
Marry Thomas FExec VP & COO
GrantCommon stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023521 · doc1.xml · nonDerivative · entry 2

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,392

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:33 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock · Derivative 17,842 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023520 · doc1.xml · derivative · entry 3

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,842

Underlying: Common stock · 17,842 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:33 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023520 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,274

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:32 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
GrantEmployee stock option · Derivative 10,664 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023519 · doc1.xml · derivative · entry 3

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,664

Underlying: Common stock · 10,664 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:32 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
GrantCommon stock 9,811 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023519 · doc1.xml · nonDerivative · entry 2

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,406

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:32 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantEmployee stock option · Derivative 63,919 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023518 · doc1.xml · derivative · entry 3

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,919

Underlying: Common stock · 63,919 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:32 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 58,805 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023518 · doc1.xml · nonDerivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,745

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:31 UTC
Bowser Scott LVP, Global Operations
GrantEmployee stock option · Derivative 10,500 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023515 · doc1.xml · derivative · entry 3

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common stock · 10,500 shares

Expires 2027-06-01

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:31 UTC
Bowser Scott LVP, Global Operations
GrantCommon stock 9,660 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023515 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,264

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:30 UTC
Appel Dennis PVP Comm & Indust Solutions
GrantEmployee stock option · Derivative 10,555 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023514 · doc1.xml · derivative · entry 2

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

Underlying: Common stock · 10,555 shares

Expires 2027-06-01

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:30 UTC
Appel Dennis PVP Comm & Indust Solutions
GrantCommon stock 9,711 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023514 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,805

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:37 UTC
Wollenberg Scott DVP - Americas
Tax withholdingCommon stock 1,153 $15.20 $17,525.60
Disclosure

SEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,041

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:36 UTC Tax withholdingCommon stock 1,312 $15.20 $19,942.40
Disclosure

SEC source: 0001140361-17-023525 · doc1.xml · nonDerivative · entry 1

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,910

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:34 UTC
McBurney Matthew JVP, Commercial Products Group
Tax withholdingCommon stock 625 $15.20 $9,500.00
Disclosure

SEC source: 0001140361-17-023523 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,179

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:35 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 398 $15.20 $6,049.60
Disclosure

SEC source: 0001140361-17-023524 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,882

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:34 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 3,155 $15.20 $47,956.00
Disclosure

SEC source: 0001140361-17-023521 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,059

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:33 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 2,163 $15.20 $32,877.60
Disclosure

SEC source: 0001140361-17-023520 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,859

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:32 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
Tax withholdingCommon stock 1,268 $15.20 $19,273.60
Disclosure

SEC source: 0001140361-17-023519 · doc1.xml · nonDerivative · entry 1

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,595

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:32 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 7,797 $15.20 $118,514.40
Disclosure

SEC source: 0001140361-17-023518 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,940

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:31 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 1,207 $15.20 $18,346.40
Disclosure

SEC source: 0001140361-17-023515 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,604

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 18:49 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 9,154 $13.45 $123,121.30
Disclosure

SEC source: 0001140361-17-003389 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,214

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 16:17 UTC
KELSEY MARGARET CVP, Gen Counsel & Secretary
GiftCommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-090557 · doc1.xml · nonDerivative · entry 1

KELSEY MARGARET C · CIK 0001185603 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,863

F1 · balance_after: This total includes 318 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 19:44 UTC
Marry Thomas FExec VP & COO
Exercise / conversionEmployee stock option · Derivative 15,580 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0001140361-16-089645 · doc1.xml · derivative · entry 4

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,580 shares

Expires 2019-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.