Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP - CTO | May 31, 2019 | June 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date May 31, 2019 · Filed June 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 74,627 |
Last balance in matching sequence
After 2019-06-02 transaction · row 5
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
5 source rowsRow 1 · 2019-05-31 · Tax withholding · Disposed 1,567 · Balance 66,651 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Row 2 · 2019-05-31 · Grant · Acquired 19,063 · Balance 85,714 F3: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Row 3 · 2019-05-31 · Tax withholding · Disposed 8,818 · Balance 76,896 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Row 4 · 2019-06-01 · Tax withholding · Disposed 1,006 · Balance 75,890 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Row 5 · 2019-06-02 · Tax withholding · Disposed 1,263 · Balance 74,627 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of in a private transaction to cover tax withholding.
F2: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F3: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2019 Filed Jun 4, 2019 21:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,263 | $12.85 | $16,229.55 |
DisclosureSEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 5 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,627 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,006 | $12.85 | $12,927.10 |
DisclosureSEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,890 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 8,818 | $12.85 | $113,311.30 |
DisclosureSEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,896 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 19,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,714 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,567 | $12.85 | $20,135.95 |
DisclosureSEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,651 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 904 | $13.28 | $12,005.12 |
DisclosureSEC source: 0001567619-19-012496 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,218 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 13,180 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012496 · doc1.xml · derivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,180 Underlying: Common stock · 13,180 shares Expires 2029-05-29 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 11,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012496 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,122 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 7,348 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · derivative · entry 7 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,348 Underlying: Common stock · 7,348 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 6,186 | $0.00 Strike: $11.39 | $0.00 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · derivative · entry 6 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,062 Underlying: Common stock · 6,186 shares Expires 2025-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four equal installments on June 5, 2016, 2017, 2018, and 2019. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 21,800 | $15.35 | $334,630.00 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 5 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,051 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 7,348 | $15.35 | $112,784.45 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,851 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 7,348 | $10.00 | $73,480.00 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 6,186 | $15.35 | $94,948.91 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,851 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 6,186 | $11.39 | $70,458.54 |
DisclosureSEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 4,808 | $18.15 | $87,265.20 |
DisclosureSEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,851 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 15,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,659 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,489 | $18.15 | $27,025.35 |
DisclosureSEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,635 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 695 | $18.15 | $12,614.25 |
DisclosureSEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,124 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,056 | $18.00 | $19,008.00 |
DisclosureSEC source: 0001140361-18-027227 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,819 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:49 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 9,040 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026854 · doc1.xml · derivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,040 Underlying: Common stock · 9,040 shares Expires 2028-05-30 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:49 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026854 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,875 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 7,089 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001140361-18-008593 · doc1.xml · derivative · entry 6 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,089 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 2,946 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0001140361-18-008593 · doc1.xml · derivative · entry 5 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,946 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on July 21, 2011, 2012, 2013, and 2014. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 7,089 | $22.76 | $161,329.34 |
DisclosureSEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,920 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 7,089 | $10.40 | $73,725.60 |
DisclosureSEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 2,946 | $22.76 | $67,044.18 |
DisclosureSEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,920 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 2,946 | $14.93 | $43,983.78 |
DisclosureSEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 4,414 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001140361-17-041111 · doc1.xml · derivative · entry 6 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 4,414 shares Expires 2020-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 11, 2010, 2011, 2012, and 2013. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 2,000 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-17-041111 · doc1.xml · derivative · entry 5 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on February 2, 2008, 2009, 2010, and 2011. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 4,414 | $23.55 | $103,945.73 |
DisclosureSEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,920 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 4,414 | $9.26 | $40,873.64 |
DisclosureSEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,334 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 2,000 | $23.55 | $47,098.20 |
DisclosureSEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,920 F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 19:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 2,000 | $13.33 | $26,660.00 |
DisclosureSEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 926 | $15.85 | $14,677.10 |
DisclosureSEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 5 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,920 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 945 | $15.85 | $14,978.25 |
DisclosureSEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,846 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 2,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,791 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 953 | $15.85 | $15,105.05 |
DisclosureSEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,092 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 675 | $15.85 | $10,698.75 |
DisclosureSEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,045 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 5,736 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001140361-17-023527 · doc1.xml · derivative · entry 6 Wollenberg Scott D · CIK 0001551285 · VP - Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 5,736 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 9,434 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001140361-17-023527 · doc1.xml · derivative · entry 5 Wollenberg Scott D · CIK 0001551285 · VP - Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,434 Underlying: Common stock · 9,434 shares Expires 2027-06-01 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 5,736 | $15.95 | $91,476.01 |
DisclosureSEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 4 Wollenberg Scott D · CIK 0001551285 · VP - Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,720 F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 5,736 | $5.75 | $32,982.00 |
DisclosureSEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 3 Wollenberg Scott D · CIK 0001551285 · VP - Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 2 Wollenberg Scott D · CIK 0001551285 · VP - Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,720 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,153 | $15.20 | $17,525.60 |
DisclosureSEC source: 0001140361-17-023527 · doc1.xml · nonDerivative · entry 1 Wollenberg Scott D · CIK 0001551285 · VP - Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,041 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.