Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | Director · President and CEO | June 05, 2020 | June 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date June 05, 2020 · Filed June 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 672,900 |
Reported balance
After 2020-06-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-05 · Tax withholding · Disposed 34,217 · Balance 672,900 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of in a private transaction to cover tax withholding.
F2: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
USG CORP
Report date April 24, 2019 · Filed April 24, 2019
Section 16 reporting ended · disclosed 2019-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 1
1 source rowRow 1 · 2019-04-24 · Disposition to issuer · Disposed 710 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration"). |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-24 · Disposition to issuer · Disposed 19,421.7651 · Balance 0 F2: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration").
F2: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2020 Filed Jun 9, 2020 22:18 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 34,217 | $6.49 | $222,068.33 |
DisclosureSEC source: 0001567619-20-011924 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,900 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,789 | $5.34 | $36,253.26 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 5 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,117 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 10,287 | $5.35 | $55,035.45 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 4 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,906 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,918 | $5.35 | $37,011.30 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,193 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 74,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,111 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 9,847 | $5.35 | $52,681.45 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,017 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 15:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GiftCommon stock | 14,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-022746 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,394 F1 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 23:26 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | PurchaseCommon stock | 10,000 | $6.81 | $68,146.00 |
DisclosureSEC source: 0001567619-19-022041 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,559 F1 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F2 · balance_after: This total includes 1500 shares which were inadvertently omitted from a previous filing due to a clerical error. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 8,599 | $12.85 | $110,497.15 |
DisclosureSEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 5 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,059 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,897 | $12.85 | $88,626.45 |
DisclosureSEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 4 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,658 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 58,934 | $12.85 | $757,301.90 |
DisclosureSEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683,555 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 125,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,489 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 10,450 | $12.85 | $134,282.50 |
DisclosureSEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,858 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2019 Filed May 31, 2019 19:57 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 7,027 | $13.28 | $93,318.56 |
DisclosureSEC source: 0001567619-19-012490 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,308 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:57 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 99,790 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012490 · doc1.xml · derivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,790 Underlying: Common stock · 99,790 shares Expires 2029-05-29 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:57 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 83,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012490 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,335 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 27, 2020 15:41 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 101,541 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-20-011195 · doc1.xml · derivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,541 Underlying: Common stock · 101,541 shares Expires 2029-05-29 F4 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019. F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. F4 · derivative.underlying_shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019. F4 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019. Read SEC document |
| May 29, 2019 Filed May 27, 2020 15:41 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 85,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011195 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,805 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F4 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F4 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 14:35 UTC | USG CORP USG · Entity 12609 | Disposition to issuerDeferred Stock Units · Derivative | 19,421.7651 | $43.50 | $844,846.78 |
DisclosureSEC source: 0000757011-19-000050 · primary_doc.xml · derivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,421.7651 shares Expires not disclosed F2 · derivative.exercise_price: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration. F2 · price: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration. F2 · derivative.exercise_date: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration. F2 · derivative.expiration_date: Each deferred stock unit represented the right to receive one share of common stock. The deferred stock units became payable in shares of common stock following termination of service as a director. Pursuant to the Merger Agreement, at the effective time of the merger, each deferred stock unit held by the reporting person was converted into the right to receive the closing consideration. Read SEC document |
| April 24, 2019 Filed Apr 24, 2019 14:35 UTC | USG CORP USG · Entity 12609 | Disposition to issuerCommon Stock | 710 | $43.50 | $30,885.00 |
DisclosureSEC source: 0000757011-19-000050 · primary_doc.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 10, 2018, by and among USG Corporation (the "Company"), Gebr. Knauf KG and World Cup Acquisition Corporation, at the effective time of the merger, each share of the Company's common stock held by the reporting person was converted into the right to receive $43.50 in cash, without interest (the "closing consideration"). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 11:20 UTC | USG CORP USG · Entity 12609 | GrantDeferred Stock Units · Derivative | 2,807.3459 | $42.75 | $120,000.00 |
DisclosureSEC source: 0000757011-19-000002 · primary_doc.xml · derivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,421.7651 Underlying: Common Stock · 2,807.3459 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F2 · price: Mean of the high and low sales prices of a share of common stock on December 31, 2018. F1 · derivative.exercise_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F1 · derivative.expiration_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 15:08 UTC | USG CORP USG · Entity 12609 | GrantDeferred Stock Units · Derivative | 189.3381 | $43.38 | $8,212.54 |
DisclosureSEC source: 0000757011-18-000095 · primary_doc.xml · derivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,614.4192 Underlying: Common Stock · 189.3381 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F2 · kind: Reflects the reinvestment of dividend equivalents in additional deferred stock units pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. F3 · price: Mean of the high and low sales prices of a share of common stock on October 2, 2018. F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 47,549 | $18.15 | $863,014.35 |
DisclosureSEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 4 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,011 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 101,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,560 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 12,004 | $18.15 | $217,872.60 |
DisclosureSEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,392 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 4,705 | $18.15 | $85,395.75 |
DisclosureSEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,396 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 7,129 | $18.00 | $128,322.00 |
DisclosureSEC source: 0001140361-18-027219 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,101 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 68,087 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026844 · doc1.xml · derivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,087 Underlying: Common stock · 68,087 shares Expires 2028-05-30 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 59,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026844 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,230 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 07, 2018 Filed Mar 7, 2018 21:49 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GiftCommon stock | 1,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012482 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,315 F1 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 11:13 UTC | USG CORP USG · Entity 12609 | GrantDeferred Stock Units · Derivative | 3,101.5766 | $38.69 | $120,000.00 |
DisclosureSEC source: 0000757011-18-000002 · primary_doc.xml · derivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,425.0811 Underlying: Common Stock · 3,101.5766 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F2 · price: Mean of the high and low sales prices of a share of common stock on December 29, 2017. F1 · derivative.exercise_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F1 · derivative.expiration_date: Deferral of the reporting person's compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors (the "Program"). Each deferred stock unit represents the right to receive one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director. F3 · balance_after: All deferred stock units held by the reporting person under the Program become payable in shares of common stock following termination of service as a director. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GiftCommon stock | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044423 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,465 F1 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 17:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee Stock Option · Derivative | 7,500 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-17-043071 · doc1.xml · derivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,500 shares Expires 2008-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2009, 2010, 2011, and 2012. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 17:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 7,500 | $13.33 | $99,975.00 |
DisclosureSEC source: 0001140361-17-043071 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee Stock Option · Derivative | 90,572 | $0.00 Strike: $5.01 | $0.00 |
DisclosureSEC source: 0001140361-17-034089 · doc1.xml · derivative · entry 6 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 90,572 shares Expires 2019-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee Stock Option · Derivative | 24,348 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-17-034089 · doc1.xml · derivative · entry 5 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common stock · 24,348 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2009, 2010, 2011, and 2012. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 60,632 | $16.19 | $981,486.56 |
DisclosureSEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 4 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,265 F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 90,572 | $5.01 | $453,765.72 |
DisclosureSEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,897 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 24,348 | $16.19 | $394,135.68 |
DisclosureSEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,325 F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:05 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 24,348 | $13.33 | $324,558.84 |
DisclosureSEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:02 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 7,313 | $15.85 | $115,911.05 |
DisclosureSEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 5 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,325 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:02 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,396 | $15.85 | $101,376.60 |
DisclosureSEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 4 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,638 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:02 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 18,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,034 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:02 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,415 | $15.85 | $101,677.75 |
DisclosureSEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,761 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:02 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 4,569 | $15.85 | $72,418.65 |
DisclosureSEC source: 0001140361-17-023941 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,176 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 63,919 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001140361-17-023518 · doc1.xml · derivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,919 Underlying: Common stock · 63,919 shares Expires 2027-06-01 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 58,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023518 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,745 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 7,797 | $15.20 | $118,514.40 |
DisclosureSEC source: 0001140361-17-023518 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,940 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 12:15 UTC | USG CORP [USG] · Entity 12609 | GrantDeferred Stock Units · Derivative | 4,114.5208 | $29.17 | $120,000.00 |
DisclosureSEC source: 0000757011-17-000002 · primary_doc.xml · derivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,323.5045 Underlying: Common Stock · 4,114.5208 shares Expires not disclosed F1 · derivative.exercise_price: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director. F2 · price: Mean of the high and low sales prices of a share of common stock on December 30, 2016. F1 · derivative.exercise_date: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director. F1 · derivative.expiration_date: Deferral of compensation for service as a director pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors. Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash or shares of common stock at the reporting person's option, following termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.