Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, VTS | December 14, 2017 | December 15, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date December 14, 2017 · Filed December 15, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 42,587 |
Ending reported balance
After 2017-12-14 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-12-14 · Exercise / conversion · Acquired 4,638 · Balance 47,225 Row 2 · 2017-12-14 · Sale · Disposed 4,638 · Balance 42,587 Row 3 · 2017-12-14 · Exercise / conversion · Acquired 3,404 · Balance 45,991 Row 4 · 2017-12-14 · Sale · Disposed 3,404 · Balance 42,587 Row 5 · 2017-12-14 · Exercise / conversion · Acquired 3,099 · Balance 45,686 Row 6 · 2017-12-14 · Sale · Disposed 3,099 · Balance 42,587 |
| Employee stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $14.94 · Expires 2024-06-02 | Direct | 1,546 |
Reported balance
After 2017-12-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-12-14 · Exercise / conversion · Disposed 4,638 · Balance 1,546 F1: This option vests in four equal installments on June 2, 2015, 2016, 2017, and 2018. |
| Employee stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2025-06-02 | Direct | 3,404 |
Reported balance
After 2017-12-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-12-14 · Exercise / conversion · Disposed 3,404 · Balance 3,404 F2: This option vests in four equal installments on June 2, 2016, 2017, 2018, and 2019. |
| Employee stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2026-05-31 | Direct | 9,300 |
Reported balance
After 2017-12-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-12-14 · Exercise / conversion · Disposed 3,099 · Balance 9,300 F3: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: This option vests in four equal installments on June 2, 2015, 2016, 2017, and 2018.
F2: This option vests in four equal installments on June 2, 2016, 2017, 2018, and 2019.
F3: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 3,099 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · derivative · entry 9 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,300 Underlying: Common stock · 3,099 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 3,404 | $0.00 Strike: $11.39 | $0.00 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · derivative · entry 8 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,404 Underlying: Common stock · 3,404 shares Expires 2025-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four equal installments on June 2, 2016, 2017, 2018, and 2019. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 4,638 | $0.00 Strike: $14.94 | $0.00 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · derivative · entry 7 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,546 Underlying: Common stock · 4,638 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vests in four equal installments on June 2, 2015, 2016, 2017, and 2018. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,099 | $20.10 | $62,293.31 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 6 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,587 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,099 | $10.00 | $30,990.00 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 5 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,404 | $20.10 | $68,424.14 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 4 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,587 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,404 | $11.39 | $38,771.56 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 3 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 4,638 | $20.10 | $93,228.90 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 2 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,587 Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 17:12 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 4,638 | $14.94 | $69,291.72 |
DisclosureSEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 1 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 7,572 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001140361-17-045179 · doc1.xml · derivative · entry 3 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 7,572 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 7,572 | $22.62 | $171,248.35 |
DisclosureSEC source: 0001140361-17-045179 · doc1.xml · nonDerivative · entry 2 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,587 Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 19:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 7,572 | $10.40 | $78,748.80 |
DisclosureSEC source: 0001140361-17-045179 · doc1.xml · nonDerivative · entry 1 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,300 | $15.85 | $20,605.00 |
DisclosureSEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 5 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,587 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,375 | $15.85 | $21,793.75 |
DisclosureSEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 4 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,887 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 2,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 3 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,262 F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,034 | $15.85 | $16,388.90 |
DisclosureSEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 2 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,275 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 982 | $15.85 | $15,564.70 |
DisclosureSEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 1 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,309 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:36 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 11,284 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001140361-17-023525 · doc1.xml · derivative · entry 3 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,284 Underlying: Common stock · 11,284 shares Expires 2027-06-01 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:36 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 10,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023525 · doc1.xml · nonDerivative · entry 2 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,291 F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:36 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,312 | $15.20 | $19,942.40 |
DisclosureSEC source: 0001140361-17-023525 · doc1.xml · nonDerivative · entry 1 Schwab Holger · CIK 0001553272 · VP, VTS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,910 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.