Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, CIS | October 02, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date October 02, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 72,652 |
Reported balance
After 2021-10-02 transaction · row 1
1 source rowRow 1 · 2021-10-02 · Tax withholding · Disposed 2,168 · Balance 72,652 F1: Shares disposed of in a private transaction to cover tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of in a private transaction to cover tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2021 Filed Oct 5, 2021 18:41 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,168 | $11.94 | $25,885.92 |
DisclosureSEC source: 0001567619-21-017911 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,652 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:51 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 1,679 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0001567619-21-012854 · doc1.xml · derivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,679 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:51 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,636 | $15.88 | $25,979.68 |
DisclosureSEC source: 0001567619-21-012854 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,820 F1 · shares: Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:51 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 1,679 | $14.93 | $25,067.47 |
DisclosureSEC source: 0001567619-21-012854 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option (Right to buy) · Derivative | 6,908 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001567619-21-011861 · doc1.xml · derivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,908 Underlying: Common stock · 6,908 shares Expires 2031-06-04 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 6,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011861 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,777 F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,796 | $17.79 | $31,950.84 |
DisclosureSEC source: 0001567619-21-011861 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,393 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 580 | $18.13 | $10,515.40 |
DisclosureSEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 4 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,189 F2 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 21:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 746 | $17.59 | $13,122.14 |
DisclosureSEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,769 F2 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 21:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,148 | $17.59 | $20,193.32 |
DisclosureSEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,515 F2 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 3,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011546 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, CIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,663 F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 18,991 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001567619-20-017642 · doc1.xml · derivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,991 Underlying: Common stock · 18,991 shares Expires 2030-10-02 F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 19,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017642 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,721 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,013 | $6.49 | $13,064.37 |
DisclosureSEC source: 0001567619-20-011928 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,688 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 396 | $5.34 | $2,114.64 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 5 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,534 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 384 | $5.35 | $2,054.40 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 4 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,930 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:06 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 320 | $5.35 | $1,712.00 |
DisclosureSEC source: 0001567619-20-011810 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,097 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 623 | $5.35 | $3,333.05 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,314 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 6,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,937 F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. Read SEC document |
| May 30, 2020 Filed Jun 5, 2020 21:06 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 520 | $5.35 | $2,782.00 |
DisclosureSEC source: 0001567619-20-011810 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,417 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 869 | $5.35 | $4,649.15 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,524 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:08 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 280 | $12.85 | $3,598.00 |
DisclosureSEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 5 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,393 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:08 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 408 | $12.85 | $5,242.80 |
DisclosureSEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 4 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,673 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:08 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,817 | $12.85 | $23,348.45 |
DisclosureSEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,081 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:08 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 5,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,898 F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:08 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 329 | $12.85 | $4,227.65 |
DisclosureSEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,100 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:00 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 566 | $13.28 | $7,516.48 |
DisclosureSEC source: 0001567619-19-012494 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,429 F2 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:00 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 11,312 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012494 · doc1.xml · derivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,312 Underlying: Common stock · 11,312 shares Expires 2029-05-29 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 20:00 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 9,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012494 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,995 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,538 | $18.15 | $27,914.70 |
DisclosureSEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 4 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,493 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 4,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,031 F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 474 | $18.15 | $8,603.10 |
DisclosureSEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,216 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 396 | $18.15 | $7,187.40 |
DisclosureSEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,690 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 337 | $18.00 | $6,066.00 |
DisclosureSEC source: 0001140361-18-027226 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,086 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:47 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 7,593 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026852 · doc1.xml · derivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,593 Underlying: Common stock · 7,593 shares Expires 2028-05-30 F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:47 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 6,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026852 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,423 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 17:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 2,000 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-17-046840 · doc1.xml · derivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 17:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 2,000 | $13.33 | $26,660.00 |
DisclosureSEC source: 0001140361-17-046840 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 307 | $15.85 | $4,865.95 |
DisclosureSEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 5 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,741 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 309 | $15.85 | $4,897.65 |
DisclosureSEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 4 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,048 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 904 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,357 F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 298 | $15.85 | $4,723.30 |
DisclosureSEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 220 | $15.85 | $3,487.00 |
DisclosureSEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,751 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 5,532 | $10.00 Strike: $15.90 | $55,320.00 |
DisclosureSEC source: 0001140361-17-023524 · doc1.xml · derivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,532 Underlying: Common stock · 5,532 shares Expires 2027-06-01 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 5,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023524 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,971 F2 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:35 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 398 | $15.20 | $6,049.60 |
DisclosureSEC source: 0001140361-17-023524 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,882 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.