Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, CIS and COO | October 02, 2020 | October 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date October 02, 2020 · Filed October 07, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 228,257 |
Reported balance
After 2020-10-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-10-02 · Grant · Acquired 49,063 · Balance 228,257 F1: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| Employee stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $6.62 · Expires 2030-10-02 | Direct | 48,956 |
Reported balance
After 2020-10-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-02 · Grant · Acquired 48,956 · Balance 48,956 F3: This option will vest in four equal annual installments commencing on 10/2/21. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.
F2: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
F3: This option will vest in four equal annual installments commencing on 10/2/21.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2020 Filed Oct 7, 2020 00:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 48,956 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001567619-20-017638 · doc1.xml · derivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,956 Underlying: Common stock · 48,956 shares Expires 2030-10-02 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 49,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017638 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,257 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:17 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 3,896 | $6.49 | $25,285.04 |
DisclosureSEC source: 0001567619-20-011923 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,194 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:11 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 773 | $5.34 | $4,127.82 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 5 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,131 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:11 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,111 | $5.35 | $5,943.85 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 4 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,904 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:04 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,132 | $5.35 | $6,056.20 |
DisclosureSEC source: 0001567619-20-011804 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,863 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:11 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 688 | $5.35 | $3,680.80 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,015 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:11 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,703 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 5, 2020 21:04 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 708 | $5.35 | $3,787.80 |
DisclosureSEC source: 0001567619-20-011804 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,995 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:11 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,939 | $5.35 | $10,373.65 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,531 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 16:18 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | PurchaseCommon stock | 5,000 | $6.98 | $34,897.00 |
DisclosureSEC source: 0001567619-19-022001 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,470 F1 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,346 | $12.85 | $17,296.10 |
DisclosureSEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 5 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,470 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,128 | $12.85 | $14,494.80 |
DisclosureSEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 4 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,816 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 9,308 | $12.85 | $119,607.80 |
DisclosureSEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,944 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 19,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,252 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,651 | $12.85 | $21,215.35 |
DisclosureSEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,309 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2019 Filed May 31, 2019 19:57 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,023 | $13.28 | $13,585.44 |
DisclosureSEC source: 0001567619-19-012489 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,960 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:57 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 29,160 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012489 · doc1.xml · derivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,160 Underlying: Common stock · 29,160 shares Expires 2029-05-29 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:57 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 24,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012489 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,983 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 7,122 | $18.15 | $129,264.30 |
DisclosureSEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 4 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,488 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 15,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,610 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,233 | $18.15 | $40,528.95 |
DisclosureSEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,714 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,082 | $18.15 | $19,638.30 |
DisclosureSEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,947 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,567 | $18.00 | $28,206.00 |
DisclosureSEC source: 0001140361-18-027217 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,029 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 10,056 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026842 · doc1.xml · derivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,056 Underlying: Common stock · 10,056 shares Expires 2028-05-30 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:44 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026842 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,596 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee Stock Option · Derivative | 3,812 | $0.00 Strike: $13.33 | $0.00 |
DisclosureSEC source: 0001140361-18-005225 · doc1.xml · derivative · entry 3 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,812 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,500 | $24.36 | $85,249.50 |
DisclosureSEC source: 0001140361-18-005225 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,747 F1 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:04 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,812 | $13.33 | $50,813.96 |
DisclosureSEC source: 0001140361-18-005225 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:15 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GiftCommon stock | 440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044425 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,433 F1 · balance_after: This total includes 4763 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 17:53 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee Stock Option · Derivative | 13,791 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001140361-17-035468 · doc1.xml · derivative · entry 4 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 13,791 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 17:53 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee Stock Option · Derivative | 19,580 | $0.00 Strike: $5.01 | $0.00 |
DisclosureSEC source: 0001140361-17-035468 · doc1.xml · derivative · entry 3 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 19,580 shares Expires 2019-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 17:53 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 13,791 | $5.75 | $79,298.25 |
DisclosureSEC source: 0001140361-17-035468 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 4747 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 17:53 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 19,580 | $5.01 | $98,095.80 |
DisclosureSEC source: 0001140361-17-035468 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP - Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 4747 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,018 | $15.85 | $16,135.30 |
DisclosureSEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 5 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,414 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,030 | $15.85 | $16,325.50 |
DisclosureSEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 4 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,432 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 2,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,462 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,008 | $15.85 | $15,976.80 |
DisclosureSEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,520 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 20:01 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 736 | $15.85 | $11,665.60 |
DisclosureSEC source: 0001140361-17-023940 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,528 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 10,500 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001140361-17-023515 · doc1.xml · derivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common stock · 10,500 shares Expires 2027-06-01 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 9,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-023515 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,264 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 19:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,207 | $15.20 | $18,346.40 |
DisclosureSEC source: 0001140361-17-023515 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,604 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:18 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 7,500 | $15.95 | $119,625.00 |
DisclosureSEC source: 0001140361-16-089375 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP - Asia & Global Procurement 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,697 F1 · balance_after: This total includes 4561 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.