Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, Building HVAC | October 02, 2021 | October 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date October 02, 2021 · Filed October 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 68,961 |
Reported balance
After 2021-10-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-02 · Tax withholding · Disposed 1,654 · Balance 68,961 F1: Shares disposed of in a private transaction to cover tax withholding. F2: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed of in a private transaction to cover tax withholding.
F2: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2021 Filed Oct 5, 2021 18:40 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,654 | $11.94 | $19,748.76 |
DisclosureSEC source: 0001567619-21-017910 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,961 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option (Right to buy) · Derivative | 7,504 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001567619-21-011860 · doc1.xml · derivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, BHVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,504 Underlying: Common stock · 7,504 shares Expires 2031-06-04 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 6,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011860 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, BHVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,615 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 777 | $17.79 | $13,822.83 |
DisclosureSEC source: 0001567619-21-011860 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,680 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 361 | $18.13 | $6,544.93 |
DisclosureSEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,457 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 321 | $17.59 | $5,646.39 |
DisclosureSEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,818 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 803 | $17.59 | $14,124.77 |
DisclosureSEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,139 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 2,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011545 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Building HVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,942 F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:45 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 12,500 | $14.57 | $182,125.00 |
DisclosureSEC source: 0001567619-21-004817 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,514 F1 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 20:23 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | OtherCommon stock | 49 | $14.31 | $701.19 |
DisclosureSEC source: 0001567619-20-020089 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 76,014 F1 · shares: The reported securities of 49 Modine Common Stock Fund Units (Modine 401(k) Retirement Plan) were sold on 11/18/2020 at a price of $14.31 per Unit. Each Unit consists of Modine common stock and cash components. F1 · balance_after: The reported securities of 49 Modine Common Stock Fund Units (Modine 401(k) Retirement Plan) were sold on 11/18/2020 at a price of $14.31 per Unit. Each Unit consists of Modine common stock and cash components. F2 · balance_after: This total includes 271 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:40 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 20,619 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001567619-20-017641 · doc1.xml · derivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,619 Underlying: Common stock · 20,619 shares Expires 2030-10-02 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:40 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 20,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017641 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,063 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:20 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,814 | $6.49 | $11,772.86 |
DisclosureSEC source: 0001567619-20-011927 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,398 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 360 | $5.34 | $1,922.40 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,234 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 543 | $5.35 | $2,905.05 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,594 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:06 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 558 | $5.35 | $2,985.30 |
DisclosureSEC source: 0001567619-20-011808 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,572 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 321 | $5.35 | $1,717.35 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,137 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 5,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,458 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 5, 2020 21:06 UTC Amendment | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 328 | $5.35 | $1,754.80 |
DisclosureSEC source: 0001567619-20-011808 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,130 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 23:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 756 | $5.35 | $4,044.60 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,790 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 15:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,850 | $7.28 | $20,748.00 |
DisclosureSEC source: 0001567619-20-001763 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,546 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 16:21 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 4,900 | $6.88 | $33,694.85 |
DisclosureSEC source: 0001567619-19-022003 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning & Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,396 F1 · shares: These common shares were sold by Mr. McBurney for financial and tax planning purposes. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 435 | $12.85 | $5,589.75 |
DisclosureSEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,296 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 360 | $12.85 | $4,626.00 |
DisclosureSEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,731 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 3,105 | $12.85 | $39,899.25 |
DisclosureSEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,091 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 9,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,196 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:07 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 558 | $12.85 | $7,170.30 |
DisclosureSEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,365 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2019 Filed May 31, 2019 19:59 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 345 | $13.28 | $4,581.60 |
DisclosureSEC source: 0001567619-19-012493 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,923 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:59 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 11,564 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012493 · doc1.xml · derivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,564 Underlying: Common stock · 11,564 shares Expires 2029-05-29 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:59 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 9,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012493 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,268 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 1,200 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001567619-19-006419 · doc1.xml · derivative · entry 6 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 Underlying: Common stock · 1,200 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 3,788 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006419 · doc1.xml · derivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,790 Underlying: Common stock · 3,788 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,200 | $14.70 | $17,642.88 |
DisclosureSEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,555 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 1,200 | $10.40 | $12,480.00 |
DisclosureSEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,788 | $14.75 | $55,859.36 |
DisclosureSEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,555 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 22:34 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,788 | $10.00 | $37,880.00 |
DisclosureSEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 21:06 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,639 | $13.09 | $99,994.51 |
DisclosureSEC source: 0001567619-19-002018 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,555 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 2,401 | $18.15 | $43,578.15 |
DisclosureSEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,916 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,317 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 723 | $18.15 | $13,122.45 |
DisclosureSEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,815 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:33 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 350 | $18.15 | $6,352.50 |
DisclosureSEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,538 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 549 | $18.00 | $9,882.00 |
DisclosureSEC source: 0001140361-18-027225 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,888 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:47 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 4,678 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026850 · doc1.xml · derivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678 Underlying: Common stock · 4,678 shares Expires 2028-05-30 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:47 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 4,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026850 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,437 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 1,000 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001140361-18-010781 · doc1.xml · derivative · entry 6 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 Underlying: Common stock · 1,000 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option · Derivative | 1,379 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001140361-18-010781 · doc1.xml · derivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,379 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on June 5, 2012, 2013, 2014, and 2015. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,000 | $25.05 | $25,050.00 |
DisclosureSEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,321 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 1,000 | $10.40 | $10,400.00 |
DisclosureSEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,379 | $25.05 | $34,543.95 |
DisclosureSEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,321 F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 20:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 1,379 | $5.75 | $7,929.25 |
DisclosureSEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.