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Appel Dennis P

Disclosed activity across 1 company

Tapewire entity
157027
SEC CIK
0001700143

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MODINE MANUFACTURING COMOD · Entity 3547VP Comm & Indust SolutionsJune 01, 2019June 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MODINE MANUFACTURING CO

Report date June 01, 2019 · Filed June 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect43,977 Reported balance After 2019-06-01 transaction · row 1
1 source row

Row 1 · 2019-06-01 · Tax withholding · Disposed 1,018 · Balance 43,977

F1: Shares disposed of in a private transaction to cover tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of in a private transaction to cover tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2019 Filed Jun 4, 2019 21:03 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 1,018 $12.85 $13,081.30
Disclosure

SEC source: 0001567619-19-012692 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,977

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:56 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 916 $13.28 $12,164.48
Disclosure

SEC source: 0001567619-19-012488 · doc1.xml · nonDerivative · entry 2

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,995

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:56 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option · Derivative 14,724 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012488 · doc1.xml · derivative · entry 3

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,724

Underlying: Common stock · 14,724 shares

Expires 2029-05-29

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:56 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 12,368 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012488 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,911

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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March 22, 2019 Filed Mar 26, 2019 18:56 UTC MODINE MANUFACTURING CO MOD · Entity 3547 PurchaseCommon stock 3,180 $13.99 $44,488.20
Disclosure

SEC source: 0001567619-19-007627 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,543

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:29 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 898 $18.15 $16,298.70
Disclosure

SEC source: 0001140361-18-027438 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,363

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:43 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option · Derivative 10,107 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026840 · doc1.xml · derivative · entry 2

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,107

Underlying: Common stock · 10,107 shares

Expires 2028-05-30

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:43 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 8,894 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026840 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,261

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:49 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,438 $22.60 $55,098.80
Disclosure

SEC source: 0001140361-17-044794 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,367

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:30 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option · Derivative 10,555 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001140361-17-023514 · doc1.xml · derivative · entry 2

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,555

Underlying: Common stock · 10,555 shares

Expires 2027-06-01

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/1/18.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:30 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 9,711 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023514 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,805

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/1/18. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.