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NYSE · USD

MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2017 Filed Nov 6, 2017 19:21 UTC Exercise / conversionCommon stock 2,000 $13.33 $26,660.00
Disclosure

SEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 17:53 UTC
Bowser Scott LVP - Global Operations
Exercise / conversionEmployee Stock Option · Derivative 13,791 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001140361-17-035468 · doc1.xml · derivative · entry 4

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 13,791 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 17:53 UTC
Bowser Scott LVP - Global Operations
Exercise / conversionEmployee Stock Option · Derivative 19,580 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0001140361-17-035468 · doc1.xml · derivative · entry 3

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 19,580 shares

Expires 2019-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 17:53 UTC
Bowser Scott LVP - Global Operations
Exercise / conversionCommon stock 13,791 $5.75 $79,298.25
Disclosure

SEC source: 0001140361-17-035468 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 4747 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 17:53 UTC
Bowser Scott LVP - Global Operations
Exercise / conversionCommon stock 19,580 $5.01 $98,095.80
Disclosure

SEC source: 0001140361-17-035468 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 4747 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Exercise / conversionEmployee Stock Option · Derivative 90,572 $0.00 Strike: $5.01 $0.00
Disclosure

SEC source: 0001140361-17-034089 · doc1.xml · derivative · entry 6

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 90,572 shares

Expires 2019-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 9, 2009, 2010, 2011, and 2012.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Exercise / conversionEmployee Stock Option · Derivative 24,348 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-034089 · doc1.xml · derivative · entry 5

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common stock · 24,348 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2009, 2010, 2011, and 2012.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
SaleCommon stock 60,632 $16.19 $981,486.56
Disclosure

SEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 4

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,265

F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Exercise / conversionCommon stock 90,572 $5.01 $453,765.72
Disclosure

SEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 3

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
SaleCommon stock 24,348 $16.19 $394,135.68
Disclosure

SEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,325

F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 16:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Exercise / conversionCommon stock 24,348 $13.33 $324,558.84
Disclosure

SEC source: 0001140361-17-034089 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions regarding options with near-term expiration dates for tax planning purposes.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:20 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028461 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,759

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:18 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028460 · doc1.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,549

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:17 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028459 · doc1.xml · nonDerivative · entry 1

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,759

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:16 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028458 · doc1.xml · nonDerivative · entry 1

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,219

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:15 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028457 · doc1.xml · nonDerivative · entry 1

Bills David G · CIK 0001633712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,818

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD.

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:14 UTC GrantCommon stock 12,978 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028456 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,541

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:13 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028455 · doc1.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001236344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,759

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:12 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028454 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,214

Read SEC document
July 20, 2017 Filed Jul 24, 2017 19:11 UTC GrantCommon stock 7,079 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-028453 · doc1.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001236344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,759

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:07 UTC Tax withholdingCommon stock 926 $15.85 $14,677.10
Disclosure

SEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 5

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:07 UTC Tax withholdingCommon stock 945 $15.85 $14,978.25
Disclosure

SEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,846

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:07 UTC GrantCommon stock 2,699 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,791

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:07 UTC Tax withholdingCommon stock 953 $15.85 $15,105.05
Disclosure

SEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,092

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:07 UTC Tax withholdingCommon stock 675 $15.85 $10,698.75
Disclosure

SEC source: 0001140361-17-023949 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,045

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC Tax withholdingCommon stock 1,300 $15.85 $20,605.00
Disclosure

SEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 5

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,587

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC Tax withholdingCommon stock 1,375 $15.85 $21,793.75
Disclosure

SEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 4

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,887

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC GrantCommon stock 2,987 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 3

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,262

F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC Tax withholdingCommon stock 1,034 $15.85 $16,388.90
Disclosure

SEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 2

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,275

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC Tax withholdingCommon stock 982 $15.85 $15,564.70
Disclosure

SEC source: 0001140361-17-023948 · doc1.xml · nonDerivative · entry 1

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,309

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 307 $15.85 $4,865.95
Disclosure

SEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 5

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,741

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 309 $15.85 $4,897.65
Disclosure

SEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 4

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,048

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC
Miller Scott ArlanVP, Building HVAC
GrantCommon stock 904 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,357

F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 298 $15.85 $4,723.30
Disclosure

SEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,453

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:06 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 220 $15.85 $3,487.00
Disclosure

SEC source: 0001140361-17-023947 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,751

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:04 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 2,196 $15.85 $34,806.60
Disclosure

SEC source: 0001140361-17-023945 · doc1.xml · nonDerivative · entry 5

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,625

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:04 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 2,612 $15.85 $41,400.20
Disclosure

SEC source: 0001140361-17-023945 · doc1.xml · nonDerivative · entry 4

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,821

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:04 UTC
Marry Thomas FExec VP & COO
GrantCommon stock 7,462 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023945 · doc1.xml · nonDerivative · entry 3

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,433

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:04 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 2,555 $15.85 $40,496.75
Disclosure

SEC source: 0001140361-17-023945 · doc1.xml · nonDerivative · entry 2

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,971

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:04 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 1,866 $15.85 $29,576.10
Disclosure

SEC source: 0001140361-17-023945 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,526

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:05 UTC
McBurney Matthew JVP, Luvata HTS Integration
Tax withholdingCommon stock 451 $15.85 $7,148.35
Disclosure

SEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 5

McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:05 UTC
McBurney Matthew JVP, Luvata HTS Integration
Tax withholdingCommon stock 460 $15.85 $7,291.00
Disclosure

SEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,772

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:05 UTC
McBurney Matthew JVP, Luvata HTS Integration
GrantCommon stock 1,348 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,232

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 20:05 UTC
McBurney Matthew JVP, Luvata HTS Integration
Tax withholdingCommon stock 464 $15.85 $7,354.40
Disclosure

SEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,884

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2017 Filed Jun 6, 2017 20:05 UTC
McBurney Matthew JVP, Luvata HTS Integration
Tax withholdingCommon stock 329 $15.85 $5,214.65
Disclosure

SEC source: 0001140361-17-023946 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Luvata HTS Integration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2017 Filed Jun 6, 2017 20:03 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,748 $15.85 $27,705.80
Disclosure

SEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 5

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,818

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2017 Filed Jun 6, 2017 20:03 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,801 $15.85 $28,545.85
Disclosure

SEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 4

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,566

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2017 Filed Jun 6, 2017 20:03 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock 5,145 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 3

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,367

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2017 Filed Jun 6, 2017 20:03 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,766 $15.85 $27,991.10
Disclosure

SEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,222

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2017 Filed Jun 6, 2017 20:03 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,286 $15.85 $20,383.10
Disclosure

SEC source: 0001140361-17-023944 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,988

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.