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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2018 Filed Feb 15, 2018 14:07 UTC Exercise / conversionEmployee stock option · Derivative 7,089 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001140361-18-008593 · doc1.xml · derivative · entry 6

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,089 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:07 UTC Exercise / conversionEmployee stock option · Derivative 2,946 $0.00 Strike: $14.93 $0.00
Disclosure

SEC source: 0001140361-18-008593 · doc1.xml · derivative · entry 5

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,946 shares

Expires 2021-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on July 21, 2011, 2012, 2013, and 2014.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:07 UTC SaleCommon stock 7,089 $22.76 $161,329.34
Disclosure

SEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:07 UTC Exercise / conversionCommon stock 7,089 $10.40 $73,725.60
Disclosure

SEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:07 UTC SaleCommon stock 2,946 $22.76 $67,044.18
Disclosure

SEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 14:07 UTC Exercise / conversionCommon stock 2,946 $14.93 $43,983.78
Disclosure

SEC source: 0001140361-18-008593 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:04 UTC
Bowser Scott LVP - Global Operations
Exercise / conversionEmployee Stock Option · Derivative 3,812 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-18-005225 · doc1.xml · derivative · entry 3

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,812 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:04 UTC
Bowser Scott LVP - Global Operations
SaleCommon stock 3,500 $24.36 $85,249.50
Disclosure

SEC source: 0001140361-18-005225 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,747

F1 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:04 UTC
Bowser Scott LVP - Global Operations
Exercise / conversionCommon stock 3,812 $13.33 $50,813.96
Disclosure

SEC source: 0001140361-18-005225 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP - Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 20:14 UTC
Marry Thomas FExec VP & COO
Exercise / conversionEmployee stock option · Derivative 7,992 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-046873 · doc1.xml · derivative · entry 4

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,992 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions regarding options with near-term expiration date.

F3 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 20:14 UTC
Marry Thomas FExec VP & COO
SaleCommon stock 5,000 $21.00 $105,000.00
Disclosure

SEC source: 0001140361-17-046873 · doc1.xml · nonDerivative · entry 3

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,668

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 20:14 UTC
Marry Thomas FExec VP & COO
SaleCommon stock 492 $20.82 $10,244.47
Disclosure

SEC source: 0001140361-17-046873 · doc1.xml · nonDerivative · entry 2

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,668

F1 · shares: Transactions regarding options with near-term expiration date.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 20:14 UTC
Marry Thomas FExec VP & COO
Exercise / conversionCommon stock 7,992 $13.33 $106,533.36
Disclosure

SEC source: 0001140361-17-046873 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transactions regarding options with near-term expiration date.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:27 UTC
Miller Scott ArlanVP, Building HVAC
Exercise / conversionEmployee stock option · Derivative 2,000 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-046840 · doc1.xml · derivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:27 UTC
Miller Scott ArlanVP, Building HVAC
Exercise / conversionCommon stock 2,000 $13.33 $26,660.00
Disclosure

SEC source: 0001140361-17-046840 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 15:34 UTC SaleCommon stock 4,100 $21.01 $86,129.93
Disclosure

SEC source: 0001140361-17-046629 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,659

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC Exercise / conversionEmployee stock option · Derivative 3,099 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · derivative · entry 9

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common stock · 3,099 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC Exercise / conversionEmployee stock option · Derivative 3,404 $0.00 Strike: $11.39 $0.00
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · derivative · entry 8

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,404

Underlying: Common stock · 3,404 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal installments on June 2, 2016, 2017, 2018, and 2019.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC Exercise / conversionEmployee stock option · Derivative 4,638 $0.00 Strike: $14.94 $0.00
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · derivative · entry 7

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Underlying: Common stock · 4,638 shares

Expires 2024-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vests in four equal installments on June 2, 2015, 2016, 2017, and 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC SaleCommon stock 3,099 $20.10 $62,293.31
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 6

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,587

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC Exercise / conversionCommon stock 3,099 $10.00 $30,990.00
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 5

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC SaleCommon stock 3,404 $20.10 $68,424.14
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 4

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,587

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC Exercise / conversionCommon stock 3,404 $11.39 $38,771.56
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 3

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC SaleCommon stock 4,638 $20.10 $93,228.90
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 2

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,587

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:12 UTC Exercise / conversionCommon stock 4,638 $14.94 $69,291.72
Disclosure

SEC source: 0001140361-17-046342 · doc1.xml · nonDerivative · entry 1

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 16:36 UTC
Marry Thomas FExec VP & COO
Exercise / conversionEmployee stock option · Derivative 10,543 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001140361-17-046179 · doc1.xml · derivative · entry 2

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 10,543 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on June 5, 2012, 2013, 2014, and 2015.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 16:36 UTC
Marry Thomas FExec VP & COO
Exercise / conversionCommon stock 10,543 $5.75 $60,622.25
Disclosure

SEC source: 0001140361-17-046179 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:44 UTC Exercise / conversionEmployee stock option · Derivative 7,572 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001140361-17-045179 · doc1.xml · derivative · entry 3

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,572 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:44 UTC SaleCommon stock 7,572 $22.62 $171,248.35
Disclosure

SEC source: 0001140361-17-045179 · doc1.xml · nonDerivative · entry 2

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,587

Read SEC document
December 04, 2017 Filed Dec 6, 2017 19:44 UTC Exercise / conversionCommon stock 7,572 $10.40 $78,748.80
Disclosure

SEC source: 0001140361-17-045179 · doc1.xml · nonDerivative · entry 1

Schwab Holger · CIK 0001553272 · VP, VTS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:49 UTC
Appel Dennis PVP Comm & Indust Solutions
Tax withholdingCommon stock 2,438 $22.60 $55,098.80
Disclosure

SEC source: 0001140361-17-044794 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,367

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:42 UTC
Lucareli Michael BVP, Finance & CFO
Exercise / conversionEmployee stock option · Derivative 3,715 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-044789 · doc1.xml · derivative · entry 3

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,715 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:42 UTC
Lucareli Michael BVP, Finance & CFO
SaleCommon stock 3,715 $22.80 $84,702.00
Disclosure

SEC source: 0001140361-17-044789 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,818

F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:42 UTC
Lucareli Michael BVP, Finance & CFO
Exercise / conversionCommon stock 3,715 $13.33 $49,520.95
Disclosure

SEC source: 0001140361-17-044789 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:04 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionEmployee stock option · Derivative 2,522 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001140361-17-044630 · doc1.xml · derivative · entry 6

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,522 shares

Expires 2020-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 11, 2010, 2011, 2012, and 2013.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:04 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionEmployee stock option · Derivative 1,000 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-044630 · doc1.xml · derivative · entry 5

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2008, 2009, 2010, and 2011.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:04 UTC
McBurney Matthew JVP, Strategic Planning and Dev
SaleCommon stock 2,522 $22.97 $57,931.35
Disclosure

SEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:04 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionCommon stock 2,522 $9.26 $23,353.72
Disclosure

SEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:04 UTC
McBurney Matthew JVP, Strategic Planning and Dev
SaleCommon stock 1,000 $22.97 $22,970.40
Disclosure

SEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:04 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionCommon stock 1,000 $13.33 $13,330.00
Disclosure

SEC source: 0001140361-17-044630 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 20:15 UTC
Bowser Scott LVP, Global Operations
GiftCommon stock 440 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044425 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,433

F1 · balance_after: This total includes 4763 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 20:15 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GiftCommon stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044423 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,465

F1 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 18:41 UTC
Marry Thomas FExec VP & COO
SaleCommon stock 7,000 $21.97 $153,820.10
Disclosure

SEC source: 0001140361-17-043177 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,625

F1 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 17:44 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Exercise / conversionEmployee Stock Option · Derivative 7,500 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-043071 · doc1.xml · derivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 7,500 shares

Expires 2008-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on February 11, 2009, 2010, 2011, and 2012.

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November 15, 2017 Filed Nov 16, 2017 17:44 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Exercise / conversionCommon stock 7,500 $13.33 $99,975.00
Disclosure

SEC source: 0001140361-17-043071 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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November 03, 2017 Filed Nov 6, 2017 19:21 UTC Exercise / conversionEmployee stock option · Derivative 4,414 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001140361-17-041111 · doc1.xml · derivative · entry 6

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,414 shares

Expires 2020-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 11, 2010, 2011, 2012, and 2013.

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November 03, 2017 Filed Nov 6, 2017 19:21 UTC Exercise / conversionEmployee stock option · Derivative 2,000 $0.00 Strike: $13.33 $0.00
Disclosure

SEC source: 0001140361-17-041111 · doc1.xml · derivative · entry 5

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on February 2, 2008, 2009, 2010, and 2011.

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November 03, 2017 Filed Nov 6, 2017 19:21 UTC SaleCommon stock 4,414 $23.55 $103,945.73
Disclosure

SEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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November 03, 2017 Filed Nov 6, 2017 19:21 UTC Exercise / conversionCommon stock 4,414 $9.26 $40,873.64
Disclosure

SEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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November 03, 2017 Filed Nov 6, 2017 19:21 UTC SaleCommon stock 2,000 $23.55 $47,098.20
Disclosure

SEC source: 0001140361-17-041111 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,920

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.