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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 22:35 UTC Tax withholdingCommon stock 695 $18.15 $12,614.25
Disclosure

SEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,124

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:34 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 396 $18.15 $7,187.40
Disclosure

SEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,690

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:33 UTC
McBurney Matthew JVP, Strat Planning and Dev
Tax withholdingCommon stock 350 $18.15 $6,352.50
Disclosure

SEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,538

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:33 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 2,713 $18.15 $49,240.95
Disclosure

SEC source: 0001140361-18-027443 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,116

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:32 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,835 $18.15 $33,305.25
Disclosure

SEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,919

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:31 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 97 $18.15 $1,760.55
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,153

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:29 UTC
Appel Dennis PVP Comm & Indust Solutions
Tax withholdingCommon stock 898 $18.15 $16,298.70
Disclosure

SEC source: 0001140361-18-027438 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,363

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:30 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 4,705 $18.15 $85,395.75
Disclosure

SEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,396

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:30 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 1,082 $18.15 $19,638.30
Disclosure

SEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,947

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:29 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 636 $18.15 $11,543.40
Disclosure

SEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,051

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:32 UTC Tax withholdingCommon stock 1,056 $18.00 $19,008.00
Disclosure

SEC source: 0001140361-18-027227 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,819

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:30 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 337 $18.00 $6,066.00
Disclosure

SEC source: 0001140361-18-027226 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,086

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:30 UTC
McBurney Matthew JVP, Commercial Products Group
Tax withholdingCommon stock 549 $18.00 $9,882.00
Disclosure

SEC source: 0001140361-18-027225 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,888

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:29 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 4,191 $18.00 $75,438.00
Disclosure

SEC source: 0001140361-18-027223 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,829

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:29 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 2,779 $18.00 $50,022.00
Disclosure

SEC source: 0001140361-18-027222 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,754

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:28 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 150 $18.00 $2,700.00
Disclosure

SEC source: 0001140361-18-027220 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:27 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 7,129 $18.00 $128,322.00
Disclosure

SEC source: 0001140361-18-027219 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,101

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:25 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 1,567 $18.00 $28,206.00
Disclosure

SEC source: 0001140361-18-027217 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,029

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:24 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 627 $18.00 $11,286.00
Disclosure

SEC source: 0001140361-18-027216 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,687

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:49 UTC GrantEmployee stock option · Derivative 9,040 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026854 · doc1.xml · derivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,040

Underlying: Common stock · 9,040 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:49 UTC GrantCommon stock 7,955 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026854 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,875

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:48 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
GrantEmployee stock option · Derivative 8,888 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026853 · doc1.xml · derivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Common stock · 8,888 shares

Expires 2028-05-30

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:48 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
GrantCommon stock 7,821 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026853 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,821

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:47 UTC
McBurney Matthew JVP, Strat Planning and Dev
GrantEmployee stock option · Derivative 4,678 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026850 · doc1.xml · derivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,678

Underlying: Common stock · 4,678 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:47 UTC
McBurney Matthew JVP, Strat Planning and Dev
GrantCommon stock 4,116 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026850 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,437

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:47 UTC
Miller Scott ArlanVP, Building HVAC
GrantEmployee stock option · Derivative 7,593 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026852 · doc1.xml · derivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,593

Underlying: Common stock · 7,593 shares

Expires 2028-05-30

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:47 UTC
Miller Scott ArlanVP, Building HVAC
GrantCommon stock 6,682 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026852 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:46 UTC
Marry Thomas FExec VP & COO
GrantEmployee stock option · Derivative 24,264 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026848 · doc1.xml · derivative · entry 2

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,264

Underlying: Common stock · 24,264 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:46 UTC
Marry Thomas FExec VP & COO
GrantCommon stock 21,352 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026848 · doc1.xml · nonDerivative · entry 1

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,020

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:45 UTC
Lucareli Michael BVP, Finance & CFO
GrantEmployee stock option · Derivative 20,131 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026847 · doc1.xml · derivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,131

Underlying: Common stock · 20,131 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:45 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock 17,715 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026847 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,533

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:44 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantEmployee stock option · Derivative 68,087 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026844 · doc1.xml · derivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,087

Underlying: Common stock · 68,087 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:44 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 59,916 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026844 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,230

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:45 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantEmployee stock option · Derivative 7,974 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026846 · doc1.xml · derivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,974

Underlying: Common stock · 7,974 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:45 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantCommon stock 7,017 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026846 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:44 UTC
Bowser Scott LVP, Global Operations
GrantEmployee stock option · Derivative 10,056 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026842 · doc1.xml · derivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,056

Underlying: Common stock · 10,056 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:44 UTC
Bowser Scott LVP, Global Operations
GrantCommon stock 8,849 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026842 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,596

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:43 UTC
Appel Dennis PVP Comm & Indust Solutions
GrantEmployee stock option · Derivative 10,107 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026840 · doc1.xml · derivative · entry 2

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,107

Underlying: Common stock · 10,107 shares

Expires 2028-05-30

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:43 UTC
Appel Dennis PVP Comm & Indust Solutions
GrantCommon stock 8,894 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026840 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,261

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:42 UTC
Agen Brian JonVP, Human Resources
GrantEmployee stock option · Derivative 6,643 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026839 · doc1.xml · derivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,643

Underlying: Common stock · 6,643 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:42 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 5,846 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026839 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,314

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2018 Filed May 31, 2018 18:45 UTC SaleCommon stock 5,400 $17.80 $96,095.16
Disclosure

SEC source: 0001140361-18-026489 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,259

Read SEC document
March 28, 2018 Filed Mar 29, 2018 13:33 UTC SaleCommon Stock 15,000 $20.91 $313,650.00
Disclosure

SEC source: 0001140361-18-015678 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,541

Read SEC document
March 07, 2018 Filed Mar 7, 2018 21:49 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GiftCommon stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-012482 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,315

F1 · balance_after: This total includes 8166 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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February 27, 2018 Filed Feb 28, 2018 20:22 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionEmployee stock option · Derivative 1,000 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001140361-18-010781 · doc1.xml · derivative · entry 6

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,523

Underlying: Common stock · 1,000 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.

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February 27, 2018 Filed Feb 28, 2018 20:22 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionEmployee stock option · Derivative 1,379 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001140361-18-010781 · doc1.xml · derivative · entry 5

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,379 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal installments on June 5, 2012, 2013, 2014, and 2015.

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February 27, 2018 Filed Feb 28, 2018 20:22 UTC
McBurney Matthew JVP, Strategic Planning and Dev
SaleCommon stock 1,000 $25.05 $25,050.00
Disclosure

SEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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February 27, 2018 Filed Feb 28, 2018 20:22 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionCommon stock 1,000 $10.40 $10,400.00
Disclosure

SEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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February 27, 2018 Filed Feb 28, 2018 20:22 UTC
McBurney Matthew JVP, Strategic Planning and Dev
SaleCommon stock 1,379 $25.05 $34,543.95
Disclosure

SEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 20:22 UTC
McBurney Matthew JVP, Strategic Planning and Dev
Exercise / conversionCommon stock 1,379 $5.75 $7,929.25
Disclosure

SEC source: 0001140361-18-010781 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strategic Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.