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Casterton Joel Thomas

Disclosed activity across 1 company

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134979
SEC CIK
0001729187

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MODINE MANUFACTURING CO

Report date October 02, 2021 · Filed October 05, 2021

Section 16 reporting ended · disclosed 2021-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect51,407 Reported balance After 2021-10-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-10-02 · Tax withholding · Disposed 1,649 · Balance 51,407

F1: Shares disposed of in a private transaction to cover tax withholding.

F2: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of in a private transaction to cover tax withholding.

F2: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2021 Filed Oct 5, 2021 18:38 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 1,649 $11.94 $19,689.06
Disclosure

SEC source: 0001567619-21-017907 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,407

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:22 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option (Right to buy) · Derivative 7,483 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011858 · doc1.xml · derivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, HDE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,483

Underlying: Common stock · 7,483 shares

Expires 2031-06-04

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:22 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 6,915 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011858 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, HDE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,056

F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:22 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 1,325 $17.79 $23,571.75
Disclosure

SEC source: 0001567619-21-011858 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, HDE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,141

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:30 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 101 $18.13 $1,831.13
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,466

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
May 30, 2021 Filed Jun 2, 2021 21:30 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 549 $17.59 $9,656.91
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,567

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
May 29, 2021 Filed Jun 2, 2021 21:30 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 844 $17.59 $14,845.96
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,116

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:30 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 4,140 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011541 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Heavy Duty Equipment

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,960

F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target.

F2 · balance_after: This total includes 1335 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account which reflects an involuntary administrative adjustment.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:35 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option · Derivative 20,559 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001567619-20-017639 · doc1.xml · derivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,559

Underlying: Common stock · 20,559 shares

Expires 2030-10-02

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21.

Read SEC document
October 02, 2020 Filed Oct 7, 2020 00:35 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 20,604 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017639 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,830

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 22:19 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 489 $6.49 $3,173.61
Disclosure

SEC source: 0001567619-20-011925 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,226

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 23:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 97 $5.34 $517.98
Disclosure

SEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 5

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,715

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 23:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 150 $5.35 $802.50
Disclosure

SEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,812

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2020 Filed Jun 2, 2020 23:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 546 $5.35 $2,921.10
Disclosure

SEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,962

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2020 Filed Jun 2, 2020 23:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 1,571 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,508

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 800 $5.35 $4,280.00
Disclosure

SEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:06 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 134 $12.85 $1,721.90
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 5

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,737

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:06 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 100 $12.85 $1,285.00
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,871

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:06 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 845 $12.85 $10,858.25
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,971

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:06 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 2,714 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,816

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:06 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 151 $12.85 $1,940.35
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:58 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 546 $13.28 $7,250.88
Disclosure

SEC source: 0001567619-19-012491 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,253

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:58 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option · Derivative 12,246 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012491 · doc1.xml · derivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,246

Underlying: Common stock · 12,246 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:58 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 10,287 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012491 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,799

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 725 $18.15 $13,158.75
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,512

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 2,302 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,237

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 218 $18.15 $3,956.70
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 97 $18.15 $1,760.55
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,153

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 22:28 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 150 $18.00 $2,700.00
Disclosure

SEC source: 0001140361-18-027220 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:45 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option · Derivative 7,974 $0.00 Strike: $17.90 $0.00
Disclosure

SEC source: 0001140361-18-026846 · doc1.xml · derivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,974

Underlying: Common stock · 7,974 shares

Expires 2028-05-30

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:45 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 7,017 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-026846 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.