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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 7, 2019 22:34 UTC
McBurney Matthew JVP, Strat Planning and Dev
Exercise / conversionEmployee stock option · Derivative 3,788 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-19-006419 · doc1.xml · derivative · entry 5

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790

Underlying: Common stock · 3,788 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:34 UTC
McBurney Matthew JVP, Strat Planning and Dev
SaleCommon stock 1,200 $14.70 $17,642.88
Disclosure

SEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,555

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:34 UTC
McBurney Matthew JVP, Strat Planning and Dev
Exercise / conversionCommon stock 1,200 $10.40 $12,480.00
Disclosure

SEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:34 UTC
McBurney Matthew JVP, Strat Planning and Dev
SaleCommon stock 3,788 $14.75 $55,859.36
Disclosure

SEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,555

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:34 UTC
McBurney Matthew JVP, Strat Planning and Dev
Exercise / conversionCommon stock 3,788 $10.00 $37,880.00
Disclosure

SEC source: 0001567619-19-006419 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 16:19 UTC SaleCommon stock 6,600 $15.10 $99,683.76
Disclosure

SEC source: 0001567619-19-003496 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,761

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC Exercise / conversionEmployee stock option · Derivative 7,348 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · derivative · entry 7

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,348

Underlying: Common stock · 7,348 shares

Expires 2026-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC Exercise / conversionEmployee stock option · Derivative 6,186 $0.00 Strike: $11.39 $0.00
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · derivative · entry 6

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062

Underlying: Common stock · 6,186 shares

Expires 2025-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in four equal installments on June 5, 2016, 2017, 2018, and 2019.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC SaleCommon stock 21,800 $15.35 $334,630.00
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 5

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,051

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC SaleCommon stock 7,348 $15.35 $112,784.45
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,851

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC Exercise / conversionCommon stock 7,348 $10.00 $73,480.00
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC SaleCommon stock 6,186 $15.35 $94,948.91
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,851

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:32 UTC Exercise / conversionCommon stock 6,186 $11.39 $70,458.54
Disclosure

SEC source: 0001567619-19-002930 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:06 UTC
McBurney Matthew JVP, Strat Planning and Dev
GrantCommon stock 7,639 $13.09 $99,994.51
Disclosure

SEC source: 0001567619-19-002018 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,555

F1 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 14:52 UTC SaleCommon stock 14,181 $17.65 $250,301.74
Disclosure

SEC source: 0001567619-18-001694 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,135

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:24 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-033000 · doc1.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,651

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:23 UTC GrantCommon stock 12,783 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032999 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,324

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:23 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032998 · doc1.xml · nonDerivative · entry 1

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,861

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in ten equal annual installments beginning within 30 days of termination of service with MOD.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:21 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032995 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,361

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:20 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032993 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,316

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:20 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032992 · doc1.xml · nonDerivative · entry 1

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,321

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:19 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032991 · doc1.xml · nonDerivative · entry 1

Bills David G · CIK 0001633712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,920

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 19:19 UTC GrantCommon stock 7,102 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-032990 · doc1.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001236344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,861

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:35 UTC Tax withholdingCommon stock 4,808 $18.15 $87,265.20
Disclosure

SEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,851

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:35 UTC GrantCommon stock 15,024 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,659

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:35 UTC Tax withholdingCommon stock 1,489 $18.15 $27,025.35
Disclosure

SEC source: 0001140361-18-027448 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,635

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:34 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 1,538 $18.15 $27,914.70
Disclosure

SEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 4

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,493

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:34 UTC
Miller Scott ArlanVP, Building HVAC
GrantCommon stock 4,815 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,031

F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:34 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 474 $18.15 $8,603.10
Disclosure

SEC source: 0001140361-18-027447 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,216

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:33 UTC
McBurney Matthew JVP, Strat Planning and Dev
Tax withholdingCommon stock 2,401 $18.15 $43,578.15
Disclosure

SEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,916

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:33 UTC
McBurney Matthew JVP, Strat Planning and Dev
GrantCommon stock 7,502 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,317

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:33 UTC
McBurney Matthew JVP, Strat Planning and Dev
Tax withholdingCommon stock 723 $18.15 $13,122.45
Disclosure

SEC source: 0001140361-18-027444 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,815

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:33 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 18,733 $18.15 $340,003.95
Disclosure

SEC source: 0001140361-18-027443 · doc1.xml · nonDerivative · entry 4

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,794

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:33 UTC
Marry Thomas FExec VP & COO
GrantCommon stock 40,285 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027443 · doc1.xml · nonDerivative · entry 3

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,527

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:33 UTC
Marry Thomas FExec VP & COO
Tax withholdingCommon stock 5,874 $18.15 $106,613.10
Disclosure

SEC source: 0001140361-18-027443 · doc1.xml · nonDerivative · entry 2

Marry Thomas F · CIK 0001417508 · Exec VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,242

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 937 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:32 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 12,446 $18.15 $225,894.90
Disclosure

SEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 4

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,416

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:32 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock 27,842 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 3

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,862

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:32 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 3,899 $18.15 $70,766.85
Disclosure

SEC source: 0001140361-18-027442 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,020

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:31 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 725 $18.15 $13,158.75
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,512

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:31 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantCommon stock 2,302 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,237

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:31 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 218 $18.15 $3,956.70
Disclosure

SEC source: 0001140361-18-027441 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:30 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 47,549 $18.15 $863,014.35
Disclosure

SEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 4

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,011

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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June 02, 2018 Filed Jun 5, 2018 22:30 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 101,168 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 3

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,560

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:30 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 12,004 $18.15 $217,872.60
Disclosure

SEC source: 0001140361-18-027440 · doc1.xml · nonDerivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,392

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:30 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 7,122 $18.15 $129,264.30
Disclosure

SEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 4

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,488

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:30 UTC
Bowser Scott LVP, Global Operations
GrantCommon stock 15,896 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 3

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,610

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:30 UTC
Bowser Scott LVP, Global Operations
Tax withholdingCommon stock 2,233 $18.15 $40,528.95
Disclosure

SEC source: 0001140361-18-027439 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,714

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:29 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 3,643 $18.15 $66,120.45
Disclosure

SEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 4

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,127

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:29 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 8,820 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,770

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 22:29 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 1,101 $18.15 $19,983.15
Disclosure

SEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,950

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.