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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2020 Filed Jun 5, 2020 21:05 UTC Amendment
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,417 $5.35 $7,580.95
Disclosure

SEC source: 0001567619-20-011806 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,092

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020.

Read SEC document
May 30, 2020 Filed Jun 5, 2020 21:04 UTC Amendment
Bowser Scott LVP, CIS and COO
Tax withholdingCommon stock 708 $5.35 $3,787.80
Disclosure

SEC source: 0001567619-20-011804 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, CIS and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,995

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:18 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
Tax withholdingCommon stock 847 $5.35 $4,531.45
Disclosure

SEC source: 0001567619-20-011563 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,270

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:17 UTC
Miller Scott ArlanVP, Global Coils and Coolers
Tax withholdingCommon stock 869 $5.35 $4,649.15
Disclosure

SEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,524

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:16 UTC
McBurney Matthew JVP, BHVAC and Corp. Strategy
Tax withholdingCommon stock 756 $5.35 $4,044.60
Disclosure

SEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,790

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:15 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,970 $5.35 $10,539.50
Disclosure

SEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,826

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:14 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 800 $5.35 $4,280.00
Disclosure

SEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,937

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:13 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 9,847 $5.35 $52,681.45
Disclosure

SEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,017

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:11 UTC
Bowser Scott LVP, CIS and COO
Tax withholdingCommon stock 1,939 $5.35 $10,373.65
Disclosure

SEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, CIS and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,531

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 23:09 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 852 $5.35 $4,558.20
Disclosure

SEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,500

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 15:03 UTC
McBurney Matthew JVP, BHVAC and Corp. Strategy
Tax withholdingCommon stock 2,850 $7.28 $20,748.00
Disclosure

SEC source: 0001567619-20-001763 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,546

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 15:15 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GiftCommon stock 14,165 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022746 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,394

F1 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 23:26 UTC
BURKE THOMAS ANDREWDirector · President and CEO
PurchaseCommon stock 10,000 $6.81 $68,146.00
Disclosure

SEC source: 0001567619-19-022041 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,559

F1 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F2 · balance_after: This total includes 1500 shares which were inadvertently omitted from a previous filing due to a clerical error.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:21 UTC
McBurney Matthew JVP, Strat Planning & Dev
SaleCommon stock 4,900 $6.88 $33,694.85
Disclosure

SEC source: 0001567619-19-022003 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning & Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,396

F1 · shares: These common shares were sold by Mr. McBurney for financial and tax planning purposes.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 16:20 UTC
Lucareli Michael BVP, Finance & CFO
PurchaseCommon stock 5,000 $6.78 $33,879.50
Disclosure

SEC source: 0001567619-19-022002 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,796

F1 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 16:18 UTC PurchaseCommon stock 5,000 $6.98 $34,897.00
Disclosure

SEC source: 0001567619-19-022001 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,470

F1 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:14 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015444 · doc1.xml · nonDerivative · entry 1

Yan Christine Y · CIK 0001607095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,271

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within the earlier of 30 days of termination of service with MOD, or July 25, 2021 (the date selected by Ms. Yan).

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:13 UTC GrantCommon stock 15,516 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015443 · doc1.xml · nonDerivative · entry 1

WILLIAMS MARSHA C · CIK 0001185609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,840

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:12 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015442 · doc1.xml · nonDerivative · entry 1

Patterson Christopher William · CIK 0001492595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,481

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in ten equal annual installments beginning within 30 days of termination of service with MOD.

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:12 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015441 · doc1.xml · nonDerivative · entry 1

Moore Larry Oscar · CIK 0001491677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,381

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:11 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015440 · doc1.xml · nonDerivative · entry 1

Garimella Suresh V · CIK 0001525982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,755

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:10 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015439 · doc1.xml · nonDerivative · entry 1

COOLEY CHARLES P · CIK 0001058933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,941

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person within 30 days of termination of service with MOD.

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:10 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015438 · doc1.xml · nonDerivative · entry 1

Bills David G · CIK 0001633712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,540

F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD.

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:09 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015437 · doc1.xml · nonDerivative · entry 1

ASHLEMAN ERIC D · CIK 0001605266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,620

Read SEC document
July 25, 2019 Filed Jul 30, 2019 20:07 UTC GrantCommon stock 8,620 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015436 · doc1.xml · nonDerivative · entry 1

ANDERSON DAVID J · CIK 0001236344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,481

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:09 UTC Tax withholdingCommon stock 1,263 $12.85 $16,229.55
Disclosure

SEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 5

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,627

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:08 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 280 $12.85 $3,598.00
Disclosure

SEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 5

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,393

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:07 UTC
McBurney Matthew JVP, Commercial Products Group
Tax withholdingCommon stock 435 $12.85 $5,589.75
Disclosure

SEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 5

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,296

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:07 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 2,255 $12.85 $28,976.75
Disclosure

SEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 5

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,796

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:06 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 134 $12.85 $1,721.90
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 5

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,737

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 8,599 $12.85 $110,497.15
Disclosure

SEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 5

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,059

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:04 UTC Tax withholdingCommon stock 1,346 $12.85 $17,296.10
Disclosure

SEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 5

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,470

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 02, 2019 Filed Jun 4, 2019 21:03 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 742 $12.85 $9,534.70
Disclosure

SEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 5

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,352

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:09 UTC Tax withholdingCommon stock 1,006 $12.85 $12,927.10
Disclosure

SEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 4

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,890

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:08 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 408 $12.85 $5,242.80
Disclosure

SEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 4

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,673

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:07 UTC
McBurney Matthew JVP, Commercial Products Group
Tax withholdingCommon stock 360 $12.85 $4,626.00
Disclosure

SEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 4

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,731

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:07 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,835 $12.85 $23,579.75
Disclosure

SEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 4

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,051

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:06 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 100 $12.85 $1,285.00
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 4

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,871

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 6,897 $12.85 $88,626.45
Disclosure

SEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 4

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,658

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:03 UTC
Appel Dennis PVP Comm & Indust Solutions
Tax withholdingCommon stock 1,018 $12.85 $13,081.30
Disclosure

SEC source: 0001567619-19-012692 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,977

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:04 UTC Tax withholdingCommon stock 1,128 $12.85 $14,494.80
Disclosure

SEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 4

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,816

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:03 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 731 $12.85 $9,393.35
Disclosure

SEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 4

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,094

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:09 UTC Tax withholdingCommon stock 8,818 $12.85 $113,311.30
Disclosure

SEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,896

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:09 UTC GrantCommon stock 19,063 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,714

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:09 UTC Tax withholdingCommon stock 1,567 $12.85 $20,135.95
Disclosure

SEC source: 0001567619-19-012701 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,651

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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May 31, 2019 Filed Jun 4, 2019 21:08 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 1,817 $12.85 $23,348.45
Disclosure

SEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,081

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

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May 31, 2019 Filed Jun 4, 2019 21:08 UTC
Miller Scott ArlanVP, Building HVAC
GrantCommon stock 5,798 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,898

F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

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May 31, 2019 Filed Jun 4, 2019 21:08 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 329 $12.85 $4,227.65
Disclosure

SEC source: 0001567619-19-012700 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,100

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

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May 31, 2019 Filed Jun 4, 2019 21:07 UTC
McBurney Matthew JVP, Commercial Products Group
Tax withholdingCommon stock 3,105 $12.85 $39,899.25
Disclosure

SEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,091

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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May 31, 2019 Filed Jun 4, 2019 21:07 UTC
McBurney Matthew JVP, Commercial Products Group
GrantCommon stock 9,831 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,196

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.