person · Reporting owner

Petty Michael

Disclosed activity across 7 companies

Tapewire entity: 92692
SEC CIK: 0001552954

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NYLI MacKay DefinedTerm Muni Opportunities FundMMD · Entity 8991	Portfolio Manager	November 22, 2022	November 25, 2022
NYLIM MacKay Muni Income Opportunities FundMMIOX · Entity 76	Portfolio Manager	March 25, 2024	March 25, 2024
RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900	Portfolio Manager	February 23, 2021	February 24, 2021
RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849	Portfolio Manager	March 26, 2020	March 26, 2020
RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634	Portfolio Manager	February 10, 2022	February 10, 2022
RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021	Portfolio Manager	July 25, 2019	July 25, 2019
RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784	Portfolio Manager	October 25, 2018	October 25, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NYLI MacKay DefinedTerm Muni Opportunities Fund

Report date November 22, 2022 · Filed November 25, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Shares of beneficial interestSEC Table I · non-derivative	Direct	0	Reported balance After 2022-11-22 transaction · row 1 1 source row Row 1 · 2022-11-22 · Sale · Disposed 0.3153 · Balance 0 F1: Reflects 0.3153 shares that were acquired and held under a dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects 0.3153 shares that were acquired and held under a dividend reinvestment plan.

NYLIM MacKay Muni Income Opportunities Fund

Report date March 25, 2024 · Filed March 25, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Shares of beneficial interestSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2024-03-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

RiverNorth Flexible Municipal Income Fund II, Inc.

Report date February 23, 2021 · Filed February 24, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2021-02-23 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

RiverNorth Flexible Municipal Income Fund, Inc.

Report date March 26, 2020 · Filed March 26, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2020-03-26 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

RiverNorth Managed Duration Municipal Income Fund II, Inc.

Report date February 10, 2022 · Filed February 10, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Shares of Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2022-02-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as a Portfolio Manager.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as a Portfolio Manager.

RiverNorth Managed Duration Municipal Income Fund, Inc.

Report date July 25, 2019 · Filed July 25, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2019-07-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

RiverNorth Opportunistic Municipal Income Fund, Inc.

Report date October 25, 2018 · Filed October 25, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2018-10-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 22, 2022 Filed Nov 25, 2022 15:22 UTC	NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991	SaleShares of beneficial interest	0.3153	$16.21	$5.11	Disclosure SEC source: 0001518557-22-000005 · primary_doc.xml · nonDerivative · entry 1 Petty Michael · CIK 0001552954 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Reflects 0.3153 shares that were acquired and held under a dividend reinvestment plan. Read SEC document
November 21, 2022 Filed Nov 23, 2022 14:46 UTC	NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991	SaleShares of beneficial interest	1,709	$16.15	$27,600.52	Disclosure SEC source: 0001552954-22-000001 · primary_doc.xml · nonDerivative · entry 1 Petty Michael · CIK 0001552954 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.3153 F1 · shares: Reflects 709 shares that were acquired and held under a dividend reinvestment plan. Read SEC document
May 29, 2020 Filed Jun 18, 2020 17:44 UTC	NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991	GrantShares of beneficial interest	503.21	$20.94	$10,537.22	Disclosure SEC source: 0001552954-20-000001 · primary_doc.xml · nonDerivative · entry 1 Petty Michael · CIK 0001552954 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503.21 F1 · balance_after: Reflects 503.21 shares that were acquired and held under a dividend reinvestment plan and not previously reported on Form 4. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.