Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NYLI MacKay DefinedTerm Muni Opportunities FundMMD · Entity 8991 | Portfolio Manager | January 17, 2025 | January 21, 2025 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Portfolio Manager | February 23, 2021 | February 24, 2021 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Portfolio Manager | March 26, 2020 | March 26, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Portfolio Manager | February 10, 2022 | February 10, 2022 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Portfolio Manager | May 21, 2020 | May 21, 2020 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Portfolio Manager | October 25, 2018 | October 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NYLI MacKay DefinedTerm Muni Opportunities Fund
Report date January 17, 2025 · Filed January 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 3,300 |
Reported balance
After 2025-01-17 transaction · row 1
1 source rowRow 1 · 2025-01-17 · Purchase · Acquired 3,300 · Balance 3,300 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date February 23, 2021 · Filed February 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-02-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.
RiverNorth Flexible Municipal Income Fund, Inc.
Report date March 26, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-03-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date February 10, 2022 · Filed February 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-02-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as a Portfolio Manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not own any of the Issuer's equity securities and is filing this report solely in his capacity as a Portfolio Manager.
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date May 21, 2020 · Filed May 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,000 |
Reported balance
After 2020-05-21 transaction · row 1
1 source rowRow 1 · 2020-05-21 · Purchase · Acquired 500 · Balance 1,000 |
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date October 25, 2018 · Filed October 25, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-10-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2025 Filed Jan 21, 2025 15:55 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | PurchaseShares of beneficial interest | 3,300 | $14.92 | $49,248.54 |
DisclosureSEC source: 0001552955-25-000002 · primary_doc.xml · nonDerivative · entry 1 Dowden David · CIK 0001552955 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,300 Read SEC document |
| May 21, 2020 Filed May 21, 2020 21:06 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 500 | $16.45 | $8,225.00 |
DisclosureSEC source: 0000898432-20-000560 · form4.xml · nonDerivative · entry 1 Dowden David · CIK 0001552955 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 31, 2019 Filed Dec 31, 2019 19:08 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 250 | $19.24 | $4,810.00 |
DisclosureSEC source: 0000898432-19-001537 · form4.xml · nonDerivative · entry 1 Dowden David · CIK 0001552955 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:29 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 250 | $19.96 | $4,990.00 |
DisclosureSEC source: 0000898432-19-001046 · form4.xml · nonDerivative · entry 1 Dowden David · CIK 0001552955 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.