Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NYLI MacKay DefinedTerm Muni Opportunities FundMMD · Entity 8991 | Portfolio Manager | August 18, 2023 | August 21, 2023 |
| NYLIM MacKay Muni Income Opportunities FundMMIOX · Entity 76 | Portfolio Manager | March 25, 2024 | March 25, 2024 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Portfolio Manager | September 12, 2022 | September 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NYLI MacKay DefinedTerm Muni Opportunities Fund
Report date August 18, 2023 · Filed August 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 1
1 source rowRow 1 · 2023-08-18 · Sale · Acquired 0.0666 · Balance 0 |
NYLIM MacKay Muni Income Opportunities Fund
Report date March 25, 2024 · Filed March 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date September 12, 2022 · Filed September 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2022-09-13 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-09-12 · Sale · Disposed 2,716 · Balance 0.2249 F1: The shares were sold in separate transactions. The range of prices for the transactions reported on September 12, 2022 was $16.60 to $16.75. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects additional shares the Reporting Person acquired and held under a dividend reinvestment plan. Row 2 · 2022-09-13 · Sale · Disposed 0.2249 · Balance 0 F2: Reflects additional shares the Reporting Person acquired and held under a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold in separate transactions. The range of prices for the transactions reported on September 12, 2022 was $16.60 to $16.75. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects additional shares the Reporting Person acquired and held under a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2023 Filed Aug 21, 2023 13:34 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 0.0666 | $16.67 | $1.11 |
DisclosureSEC source: 0001518557-23-000003 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 07, 2023 Filed Aug 8, 2023 08:54 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 4,567 | $16.86 | $76,981.81 |
DisclosureSEC source: 0001518557-23-000002 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.0666 F1 · balance_after: This reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 18.7252 shares. Read SEC document |
| July 10, 2023 Filed Jul 11, 2023 11:47 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 4,326 | $16.95 | $73,307.96 |
DisclosureSEC source: 0001518557-23-000001 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,548.3414 F1 · balance_after: The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 329.8757 shares. Read SEC document |
| October 11, 2022 Filed Oct 11, 2022 15:24 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | PurchaseShares of beneficial interest | 855 | $15.75 | $13,466.25 |
DisclosureSEC source: 0001518557-22-000004 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,544.4657 F1 · balance_after: The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 169.5157 shares. Read SEC document |
| September 13, 2022 Filed Sep 14, 2022 18:44 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleShares of Common Stock | 0.2249 | $16.41 | $3.69 |
DisclosureSEC source: 0000898432-22-000575 · form4.xml · nonDerivative · entry 2 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: Reflects additional shares the Reporting Person acquired and held under a dividend reinvestment plan. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 18:44 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleShares of Common Stock | 2,716 | $16.63 | $45,168.17 |
DisclosureSEC source: 0000898432-22-000575 · form4.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.2249 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on September 12, 2022 was $16.60 to $16.75. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Reflects additional shares the Reporting Person acquired and held under a dividend reinvestment plan. Read SEC document |
| May 13, 2022 Filed May 16, 2022 09:51 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | PurchaseShares of beneficial interest | 3,250 | $17.23 | $55,997.18 |
DisclosureSEC source: 0001568205-22-000001 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,519.95 F1 · balance_after: The reporting person since the previous Form 4 filing has acquired and held under a dividend reinvestment plan an additional 19.95 shares. Read SEC document |
| April 08, 2022 Filed Apr 11, 2022 10:47 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | PurchaseShares of beneficial interest | 4,250 | $18.15 | $77,141.33 |
DisclosureSEC source: 0001518557-22-000001 · primary_doc.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Read SEC document |
| February 11, 2022 Filed Feb 22, 2022 19:07 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseShares of Common Stock | 2,700 | $18.75 | $50,625.00 |
DisclosureSEC source: 0000898432-22-000122 · form4.xml · nonDerivative · entry 1 Denlinger Michael · CIK 0001864804 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.