Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NYLI MacKay DefinedTerm Muni Opportunities FundMMD · Entity 8991 | Portfolio Manager | April 12, 2022 | April 12, 2022 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Portfolio Manager | May 10, 2024 | May 13, 2024 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Portfolio Manager | March 26, 2020 | March 26, 2020 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Portfolio Manager | August 29, 2023 | August 30, 2023 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Portfolio Manager | July 25, 2019 | July 25, 2019 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Portfolio Manager | November 04, 2024 | November 05, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NYLI MacKay DefinedTerm Muni Opportunities Fund
Report date April 12, 2022 · Filed April 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share of beneficial interestSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2022-04-11 transaction · row 1
1 source rowRow 1 · 2022-04-11 · Purchase · Acquired 2,000 · Balance 2,000 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date May 10, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-05-10 transaction · row 1
1 source rowRow 1 · 2024-05-10 · Sale · Disposed 2,000 · Balance 0 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date March 26, 2020 · Filed March 26, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-03-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date August 29, 2023 · Filed August 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-29 transaction · row 1
1 source rowRow 1 · 2023-08-29 · Sale · Disposed 1,000 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date July 25, 2019 · Filed July 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-07-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not beneficially own any of the Issuer's equity securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not beneficially own any of the Issuer's equity securities.
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date November 04, 2024 · Filed November 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-04 transaction · row 1
1 source rowRow 1 · 2024-11-04 · Sale · Disposed 752 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2024 Filed Nov 5, 2024 18:20 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 752 | $15.91 | $11,964.32 |
DisclosureSEC source: 0000898432-24-000866 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 10, 2024 Filed May 13, 2024 17:02 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | SaleCommon Stock | 2,000 | $13.90 | $27,800.00 |
DisclosureSEC source: 0000898432-24-000397 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 20:51 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | SaleCommon Stock | 2,000 | $13.52 | $27,046.00 |
DisclosureSEC source: 0000898432-23-000639 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on this line was $13.52 to $13.58. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 16:49 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 1,000 | $15.30 | $15,295.00 |
DisclosureSEC source: 0000898432-23-000638 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 10, 2022 Filed May 12, 2022 20:38 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 0.8101 | $16.17 | $13.10 |
DisclosureSEC source: 0000898432-22-000335 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752 F1 · balance_after: Includes shares acquired over time under a distribution reinvestment plan. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 13:31 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | PurchaseShare of beneficial interest | 2,000 | $17.89 | $35,780.00 |
DisclosureSEC source: 0001518557-22-000002 · primary_doc.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 21:40 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 2,000 | $15.88 | $31,760.00 |
DisclosureSEC source: 0000898432-22-000272 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 22:53 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 2,000 | $16.53 | $33,056.00 |
DisclosureSEC source: 0000898432-22-000256 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 18:37 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 1,000 | $19.12 | $19,120.00 |
DisclosureSEC source: 0000898432-22-000116 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| March 20, 2019 Filed Mar 21, 2019 18:29 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 340 | $20.39 | $6,932.60 |
DisclosureSEC source: 0000898432-19-000419 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602.3581 Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 15:42 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 260 | $20.23 | $5,259.83 |
DisclosureSEC source: 0000898432-19-000048 · form4.xml · nonDerivative · entry 1 Sprauer Scott · CIK 0001552966 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.