Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NYLI MacKay DefinedTerm Muni Opportunities FundMMD · Entity 8991 | Portfolio Manager | November 25, 2025 | December 01, 2025 |
| NYLIM MacKay Muni Income Opportunities FundMMIOX · Entity 76 | Portfolio Manager | March 25, 2024 | March 25, 2024 |
| RiverNorth Flexible Municipal Income Fund II, Inc.RFMZ · Entity 5900 | Portfolio Manager | November 25, 2025 | December 01, 2025 |
| RiverNorth Flexible Municipal Income Fund, Inc.RFM · Entity 6849 | Portfolio Manager | July 06, 2021 | July 06, 2021 |
| RiverNorth Managed Duration Municipal Income Fund II, Inc.RMMZ · Entity 6634 | Portfolio Manager | November 25, 2025 | December 01, 2025 |
| RiverNorth Managed Duration Municipal Income Fund, Inc.RMM · Entity 6021 | Portfolio Manager | June 15, 2021 | June 17, 2021 |
| RiverNorth Opportunistic Municipal Income Fund, Inc.RMI · Entity 6784 | Portfolio Manager | June 22, 2021 | June 24, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NYLI MacKay DefinedTerm Muni Opportunities Fund
Report date November 25, 2025 · Filed December 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-11-25 transaction · row 1
1 source rowRow 1 · 2025-11-25 · Sale · Disposed 0.7151 · Balance 0 |
NYLIM MacKay Muni Income Opportunities Fund
Report date March 25, 2024 · Filed March 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-03-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
RiverNorth Flexible Municipal Income Fund II, Inc.
Report date November 25, 2025 · Filed December 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-11-25 transaction · row 1
1 source rowRow 1 · 2025-11-25 · Sale · Disposed 0.0125 · Balance 0 |
RiverNorth Flexible Municipal Income Fund, Inc.
Report date July 06, 2021 · Filed July 06, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-06 transaction · row 1
1 source rowRow 1 · 2021-07-06 · Sale · Disposed 3,196 · Balance 0 F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on July 6, 2021 was $23.9100 to $23.9300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on July 6, 2021 was $23.9100 to $23.9300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
RiverNorth Managed Duration Municipal Income Fund II, Inc.
Report date November 25, 2025 · Filed December 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-11-25 transaction · row 1
1 source rowRow 1 · 2025-11-25 · Sale · Disposed 0.0923 · Balance 0 |
RiverNorth Managed Duration Municipal Income Fund, Inc.
Report date June 15, 2021 · Filed June 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-06-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-06-15 · Sale · Disposed 1,264 · Balance 14,599 Row 2 · 2021-06-16 · Sale · Disposed 5,269 · Balance 9,330 F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 16, 2021 was $20.3000 to $20.3500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Row 3 · 2021-06-17 · Sale · Disposed 9,330 · Balance 0 F2: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 17, 2021 was $20.2900 to $20.3100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 16, 2021 was $20.3000 to $20.3500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 17, 2021 was $20.2900 to $20.3100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
RiverNorth Opportunistic Municipal Income Fund, Inc.
Report date June 22, 2021 · Filed June 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-06-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-06-22 · Sale · Disposed 900 · Balance 6,751 F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 22, 2021 was $23.2000 to $23.3500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Row 2 · 2021-06-23 · Sale · Disposed 6,751 · Balance 0 F2: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 23, 2021 was $23.1700 to $23.3050. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 22, 2021 was $23.2000 to $23.3500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 23, 2021 was $23.1700 to $23.3050. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2025 Filed Dec 1, 2025 21:27 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 0.0923 | $14.50 | $1.34 |
DisclosureSEC source: 0000898432-25-000942 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 25, 2025 Filed Dec 1, 2025 21:24 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | SaleCommon Stock | 0.0125 | $12.73 | $0.16 |
DisclosureSEC source: 0000898432-25-000941 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 25, 2025 Filed Dec 1, 2025 15:03 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 0.7151 | $14.92 | $10.67 |
DisclosureSEC source: 0000945621-25-001163 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2025 Filed Nov 21, 2025 15:29 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 11,964.7151 | $14.84 | $177,556.37 |
DisclosureSEC source: 0001081496-25-000004 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 20:15 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | SaleCommon Stock | 10,061 | $12.79 | $128,639.95 |
DisclosureSEC source: 0000898432-25-000925 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.0125 F1 · price: The shares were sold in multiple transactions. The range of prices for the transactions reported on November 20, 2025 was $12.7793 to $12.8200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 20:14 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | SaleCommon Stock | 10,060 | $14.98 | $150,678.68 |
DisclosureSEC source: 0000898432-25-000924 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.0923 F1 · price: The shares were sold in multiple transactions. The range of prices for the transactions reported on November 20, 2025 was $14.9501 to $15.0700. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 09:37 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | PurchaseShares of beneficial interest | 10,000 | $17.90 | $178,956.00 |
DisclosureSEC source: 0001518557-22-000003 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| April 11, 2022 Filed Apr 13, 2022 17:39 UTC | RiverNorth Flexible Municipal Income Fund II, Inc. RFMZ · Entity 5900 | PurchaseCommon Stock | 10,000 | $15.85 | $158,500.00 |
DisclosureSEC source: 0000898432-22-000271 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 18:35 UTC | RiverNorth Managed Duration Municipal Income Fund II, Inc. RMMZ · Entity 6634 | PurchaseCommon Stock | 10,000 | $18.99 | $189,946.00 |
DisclosureSEC source: 0000898432-22-000115 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on February 11, 2022 was $18.950 to $19.000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 06, 2021 Filed Jul 6, 2021 18:01 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 3,196 | $23.93 | $76,475.17 |
DisclosureSEC source: 0000898432-21-000563 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on July 6, 2021 was $23.9100 to $23.9300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 19:05 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 6,751 | $23.22 | $156,791.30 |
DisclosureSEC source: 0000898432-21-000498 · form4.xml · nonDerivative · entry 2 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 23, 2021 was $23.1700 to $23.3050. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 23, 2021 Filed Jun 24, 2021 19:03 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,355 | $23.91 | $56,304.52 |
DisclosureSEC source: 0000898432-21-000497 · form4.xml · nonDerivative · entry 2 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,196 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 23, 2021 was $23.9000 to $23.9400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 19:05 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 900 | $23.27 | $20,940.03 |
DisclosureSEC source: 0000898432-21-000498 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,751 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 22, 2021 was $23.2000 to $23.3500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 19:03 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 1,500 | $23.98 | $35,967.15 |
DisclosureSEC source: 0000898432-21-000497 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,551 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 22, 2021 was $23.9500 to $24.0000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 19:13 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 605 | $23.16 | $14,009.50 |
DisclosureSEC source: 0000898432-21-000488 · form4.xml · nonDerivative · entry 2 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,651 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 17, 2021 was $23.1500 to $23.2600. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 17, 2021 Filed Jun 17, 2021 19:04 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 9,330 | $20.29 | $189,309.43 |
DisclosureSEC source: 0000898432-21-000487 · form4.xml · nonDerivative · entry 3 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 17, 2021 was $20.2900 to $20.3100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 17:04 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | SaleCommon Stock | 2,949 | $24.00 | $70,776.00 |
DisclosureSEC source: 0000898432-21-000490 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,051 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 17, 2021 was $24.0000 to $24.0300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 19:13 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | SaleCommon Stock | 6,744 | $23.32 | $157,241.76 |
DisclosureSEC source: 0000898432-21-000488 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,256 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 16, 2021 was $23.2000 to $23.4300. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 19:04 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 5,269 | $20.34 | $107,151.96 |
DisclosureSEC source: 0000898432-21-000487 · form4.xml · nonDerivative · entry 2 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,330 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on June 16, 2021 was $20.3000 to $20.3500. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 19:04 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | SaleCommon Stock | 1,264 | $20.35 | $25,726.95 |
DisclosureSEC source: 0000898432-21-000487 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,599 Read SEC document |
| May 10, 2021 Filed May 11, 2021 09:59 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 244 | $22.84 | $5,571.96 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 4 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.406 Read SEC document |
| May 10, 2021 Filed May 11, 2021 09:59 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 320 | $22.83 | $7,306.59 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 3 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244.406 Read SEC document |
| May 07, 2021 Filed May 11, 2021 09:59 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 3,985 | $22.90 | $91,268.85 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 2 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564.406 Read SEC document |
| May 07, 2021 Filed May 11, 2021 09:59 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 5,233 | $22.90 | $119,852.45 |
DisclosureSEC source: 0001081496-21-000001 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,549.406 F1 · balance_after: The reporting person previously filed a Form 5 on June 18, 2020, since that time the reporting person has acquired and held under a dividend reinvestment plan an additional 391.076 shares. Read SEC document |
| May 29, 2020 Filed Jun 18, 2020 13:26 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | GrantShares of beneficial interest | 25.33 | $20.94 | $530.41 |
DisclosureSEC source: 0001081496-20-000002 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,391.33 F1 · balance_after: Reflects 25.33 shares that were acquired and held under a dividend reinvestment plan and not previously reported on Form 4. Read SEC document |
| May 20, 2020 Filed May 20, 2020 19:52 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 9,900 | $18.99 | $187,995.06 |
DisclosureSEC source: 0000898432-20-000555 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 19, 2020 Filed May 19, 2020 20:17 UTC | RiverNorth Flexible Municipal Income Fund, Inc. RFM · Entity 6849 | PurchaseCommon Stock | 100 | $18.74 | $1,874.00 |
DisclosureSEC source: 0000898432-20-000553 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:25 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Stock | 5,000 | $16.45 | $82,235.50 |
DisclosureSEC source: 0000898432-20-000368 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on March 18, 2020 was $16.2280 to $16.5000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:22 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 5,000 | $14.20 | $70,984.50 |
DisclosureSEC source: 0000898432-20-000367 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on March 18, 2020 was $14.1900 to $14.2000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 12:02 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShares of beneficial interest | 2,040 | $21.90 | $44,676.00 |
DisclosureSEC source: 0001081496-20-000001 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F1 · balance_after: The reporting person filed a Form 4 on December 7, 2018 that inadvertently failed to include shares owned, 5,446 shares acquired and held under a dividend reinvestment plan. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 19:06 UTC | RiverNorth Managed Duration Municipal Income Fund, Inc. RMM · Entity 6021 | PurchaseCommon Stock | 10,000 | $19.38 | $193,770.00 |
DisclosureSEC source: 0000898432-19-001536 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 17:27 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Shares | 5,000 | $20.39 | $101,948.50 |
DisclosureSEC source: 0000898432-19-000402 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Member of Investment Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 20:41 UTC | RiverNorth Opportunistic Municipal Income Fund, Inc. RMI · Entity 6784 | PurchaseCommon Shares | 5,000 | $20.35 | $101,750.00 |
DisclosureSEC source: 0000898432-18-001507 · form4.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Member of Investment Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 13:18 UTC | NYLI MacKay DefinedTerm Muni Opportunities Fund MMD · Entity 8991 | SaleShare of beneficial interest | 4,936 | $20.03 | $98,868.08 |
DisclosureSEC source: 0001081496-18-000001 · primary_doc.xml · nonDerivative · entry 1 DIMELLA ROBERT A · CIK 0001081496 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,960 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.