MITK

SEC source: 0000807863-17-000066 · wf-form4_151096166709637.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,611

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000065 · wf-form4_151096165114606.xml · derivative · entry 3

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,861

Underlying: Common Stock · 32,861 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000065 · wf-form4_151096165114606.xml · nonDerivative · entry 1

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,542

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000064 · wf-form4_151096163361332.xml · derivative · entry 3

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,861

Underlying: Common Stock · 32,861 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000064 · wf-form4_151096163361332.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,442

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000063 · wf-form4_151096161768363.xml · derivative · entry 3

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,861

Underlying: Common Stock · 32,861 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000063 · wf-form4_151096161768363.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,941

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000062 · wf-form4_151096159972124.xml · derivative · entry 3

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,581

Underlying: Common Stock · 98,581 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000062 · wf-form4_151096159972124.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,229

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000061 · wf-form4_151096158378166.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605

Underlying: Common Stock · 14,605 shares

Expires 2027-11-15

F2 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000061 · wf-form4_151096158378166.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,752

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000047 · wf-form4_151070133542496.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.1000 - $9.4500, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000046 · wf-form4_151070131339295.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,600

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.0000 - $9.4250, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000043 · wf-form4_151026286790253.xml · nonDerivative · entry 1

SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,643

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,250 restricted stock units.

SEC source: 0000807863-17-000042 · wf-form4_151026284264012.xml · nonDerivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,499

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 14,233 restricted stock units.

SEC source: 0000807863-17-000039 · wf-form4_151026271439675.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,903

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 26,874 restricted stock units.

SEC source: 0000807863-17-000027 · wf-form4_150610618768924.xml · derivative · entry 2

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Sock · 40,000 shares

Expires 2027-09-20

F2 · derivative.exercise_date: Represents a non-qualified stock option grant on September 20, 2017. Shares subject to the award vest in full on the first anniversary of the grant date.

SEC source: 0000807863-17-000027 · wf-form4_150610618768924.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,880

F1 · shares: Represents restricted stock units granted on September 20, 2017. Shares subject to the award vest in full on the first anniversary of the grant date.

SEC source: 0001628280-17-008553 · wf-form4_150241103802801.xml · derivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Sock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001628280-17-008550 · wf-form4_150241098392622.xml · derivative · entry 1

Marsal Karel J. · CIK 0001705942 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Sock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001628280-17-008551 · wf-form4_150241100195932.xml · derivative · entry 1

Diamond Michael E · CIK 0001590840 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Sock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001628280-17-008552 · wf-form4_150241101919063.xml · derivative · entry 1

SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Sock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001628280-17-006945 · wf-form4_149937496456118.xml · nonDerivative · entry 1

CLARK RUSSELL C. · CIK 0001437701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,818

F1 · shares: In connection with the reporting person's resignation from the Company, 90,966 unvested restricted stock units held by the reporting person were automatically accelerated and became vested pursuant to the terms of the reporting person's Executive Severance and Change of Control Plan. At such time, 38,560 shares were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon vesting of such restricted stock units in satisfaction of such withholding obligations.

SEC source: 0001421479-17-000008 · wf-form4_149825420302251.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Sock · 300,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F3 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F4 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F4 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001421479-17-000008 · wf-form4_149825420302251.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Represents restricted stock units granted on June 21, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0001671612-17-000003 · wf-form4_149392843941041.xml · nonDerivative · entry 1

SARAH CLARK · CIK 0001671612 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,125

F1 · price: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,250 restricted stock units.

SEC source: 0001628280-17-004560 · wf-form4_149367468369450.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, Secretary & Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,211

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 20,000 restricted stock units.

SEC source: 0001209191-17-020891 · doc4.xml · nonDerivative · entry 3

CUNNINGHAM VINTON PAUL · CIK 0001328216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,600

F3 · balance_after: Comprised of 25,000 shares of common stock and 136,600 shares subject to restricted stock units held by the reporting person.

SEC source: 0001209191-17-020891 · doc4.xml · nonDerivative · entry 2

CUNNINGHAM VINTON PAUL · CIK 0001328216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,600

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.7000 - $5.8000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.

SEC source: 0001209191-17-020891 · doc4.xml · nonDerivative · entry 1

CUNNINGHAM VINTON PAUL · CIK 0001328216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,600

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.9750 - $6.0500, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.

SEC source: 0001209191-17-020357 · doc4.xml · derivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001209191-17-020352 · doc4.xml · derivative · entry 1

CLARK RUSSELL C. · CIK 0001437701 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001209191-17-020349 · doc4.xml · derivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001209191-17-019650 · doc4.xml · nonDerivative · entry 1

Ritter Stephen · CIK 0001666983 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,727

F1 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 31,250 restricted stock units.

SEC source: 0000899243-16-035496 · doc4.xml · derivative · entry 2

DENMAN KENNETH D · CIK 0001254779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2026-12-13

F2 · derivative.exercise_date: Represents a non-qualified stock option grant on December 14, 2016. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000899243-16-035496 · doc4.xml · nonDerivative · entry 1

DENMAN KENNETH D · CIK 0001254779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385

F1 · shares: Represents restricted stock units granted on December 14, 2016. Shares subject to the award vest in full on the one-year anniversary of the grant date.

SEC source: 0000899243-16-033964 · doc4.xml · nonDerivative · entry 2

SARAH CLARK · CIK 0001671612 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,805

F2 · shares: Represents the disposition of shares to pay withholding taxes upon vesting of 12,500 restricted stock units.

SEC source: 0000899243-16-033961 · doc4.xml · nonDerivative · entry 3

CLARK RUSSELL C. · CIK 0001437701 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,184

F3 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 1,250 restricted stock units.

SEC source: 0000899243-16-033961 · doc4.xml · nonDerivative · entry 2

CLARK RUSSELL C. · CIK 0001437701 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,680

F2 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 37,500 restricted stock units.

SEC source: 0000899243-16-033959 · doc4.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,216

F2 · shares: Represents the disposition of shares to pay withholding taxes upon vesting of 50,000 restricted stock units.

SEC source: 0000899243-16-033956 · doc4.xml · nonDerivative · entry 2

Diamond Michael E · CIK 0001590840 · GENERAL MANAGER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,353

F2 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 25,000 restricted stock units.

SEC source: 0000899243-16-033971 · doc4.xml · nonDerivative · entry 1

HALE JAMES C III · CIK 0001373766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,600

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000899243-16-033970 · doc4.xml · nonDerivative · entry 1

Gray Jason · CIK 0001577363 · GC, SECRETARY & ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

F2 · balance_after: Comprised of 95,000 shares of common stock subject to restricted stock units held by the reporting person.

SEC source: 0000899243-16-033969 · doc4.xml · nonDerivative · entry 1

CUNNINGHAM VINTON PAUL · CIK 0001328216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,600

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000899243-16-033966 · doc4.xml · nonDerivative · entry 1

AULET WILLIAM K · CIK 0001247899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,600

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000899243-16-033965 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,600

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000899243-16-033964 · doc4.xml · nonDerivative · entry 1

SARAH CLARK · CIK 0001671612 · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,759

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000899243-16-033961 · doc4.xml · nonDerivative · entry 1

CLARK RUSSELL C. · CIK 0001437701 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,533

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000899243-16-033959 · doc4.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,985

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000899243-16-033957 · doc4.xml · nonDerivative · entry 1

HART ALEX W · CIK 0001205419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,426

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest on the first anniversary of the grant date.