DAVISON JEFFREY C

SEC source: 0001421479-21-000006 · wf-form4_162455445367292.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,302

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

SEC source: 0000807863-21-000042 · wf-form4_161663072510196.xml · nonDerivative · entry 3

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,987

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 9,626 performance restricted stock units.

F4 · balance_after: Includes 1,333 shares acquired under the Mitek employee stock purchase plan on February 12, 2021 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-21-000042 · wf-form4_161663072510196.xml · nonDerivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,692

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 10,829 restricted stock units.

SEC source: 0000807863-21-000042 · wf-form4_161663072510196.xml · derivative · entry 4

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,252

Underlying: Common Stock · 9,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F6 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment. The performance criteria for the first Performance Period was met, resulting in the vesting of 33% of the Performance RSUs.

F7 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F5 · derivative.exercise_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F5 · derivative.expiration_date: On March 20, 2020, the reporting person was granted restricted stock units under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

SEC source: 0000807863-21-000042 · wf-form4_161663072510196.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000807863-20-000151 · wf-form4_160825008265450.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,705

SEC source: 0000807863-20-000145 · wf-form4_160798870930789.xml · nonDerivative · entry 4

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,705

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.110 - $14.170, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-20-000145 · wf-form4_160798870930789.xml · derivative · entry 6

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,654

Underlying: Common Stock · 10,953 shares

Expires 2027-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-20-000145 · wf-form4_160798870930789.xml · derivative · entry 5

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,312

Underlying: Common Stock · 20,312 shares

Expires 2028-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-20-000145 · wf-form4_160798870930789.xml · nonDerivative · entry 3

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,765

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.800 - $13.890, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-20-000145 · wf-form4_160798870930789.xml · nonDerivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-20-000145 · wf-form4_160798870930789.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000807863-20-000115 · wf-form4_160626136871108.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,765

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 5,263 restricted stock units.

SEC source: 0000807863-20-000107 · wf-form4_160566221703682.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,377

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,938 restricted stock units.

F2 · balance_after: Includes 1,498 shares acquired under the Mitek employee stock purchase plan on August 14, 2020 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-20-000046 · wf-form4_159303239194276.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,506

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

SEC source: 0000807863-20-000029 · wf-form4_158508191353560.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,878

Underlying: Common Stock · 28,878 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F4 · derivative.exercise_price: The annual performance criteria for each annual Performance Period shall be for the % increase in value of Mitek's common stock to meet or exceed the % increase in value of the Russell 2000 Index over the applicable annual Performance Period, based on a hypothetical investment in both Mitek's common stock and the Russell 2000 Index with a purchase price equal to the average closing price of each for the 20-trading days immediately preceding the start of the applicable Performance Period. At the end of the applicable Performance Period, the value of the hypothetical investments shall be determined by assuming the sale of each based on the average closing price of each from the immediately preceding 20-trading days. The % change shall be determined by comparing the increase in value to the starting investment.

F5 · derivative.exercise_price: Additionally, a portion of the Performance RSUs may vest during a later Performance Period if the cumulative % increase in value of Mitek common stock measured over the current and all previous Performance Periods exceeds the cumulative % increase in value of the Russell 2000 Index.

F3 · derivative.exercise_date: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

F3 · derivative.expiration_date: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan (the "Performance RSUs"), which vest based upon the achievement of certain performance criteria over the three year period following the date of grant (each such year, a "Performance Period"), with up to 33% of such units vesting (on each anniversary of the date of grant) with respect to each applicable Performance Period. Performance criteria is measured on both an annual and cumulative basis as described below.

SEC source: 0000807863-20-000029 · wf-form4_158508191353560.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,943

F1 · shares: Represents restricted stock units granted on March 20, 2020 under Mitek's 2020 Incentive Plan. Shares subject to the award vest as follows: 37.5% shall vest on the first anniversary of the date of grant, 12.5% shall vest on November 14, 2021, 25% shall vest on November 14, 2022, and 25% shall vest on November 14, 2023.

F2 · balance_after: Includes 1,684 shares acquired under the Mitek employee stock purchase plan on February 14, 2020 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-19-000077 · wf-form4_157481270690117.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,381

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 5,263 restricted stock units.

SEC source: 0000807863-19-000073 · wf-form4_157428728136852.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,221

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,938 restricted stock units.

F2 · balance_after: Includes 1,659 shares acquired under the Mitek employee stock purchase plan on August 15, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-19-000034 · wf-form4_156149554142084.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,242

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

F2 · balance_after: Includes 1,761 shares acquired under the Mitek employee stock purchase plan on February 14, 2019 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0000807863-18-000107 · wf-form4_154327311344773.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,624

Underlying: Common Stock · 40,624 shares

Expires 2028-11-23

F2 · derivative.exercise_date: Represents an incentive stock option granted on November 23, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-18-000107 · wf-form4_154327311344773.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,558

F1 · shares: Represents restricted stock units granted on November 23, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-18-000093 · wf-form4_154275122848965.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,505

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,938 restricted stock units.

F2 · balance_after: Includes 1,458 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-18-000037 · wf-form4_152995895831636.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,658

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

SEC source: 0000807863-17-000061 · wf-form4_151096158378166.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605

Underlying: Common Stock · 14,605 shares

Expires 2027-11-15

F2 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000061 · wf-form4_151096158378166.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,752

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0001421479-17-000008 · wf-form4_149825420302251.xml · derivative · entry 2

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Sock · 300,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F3 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F4 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F4 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0001421479-17-000008 · wf-form4_149825420302251.xml · nonDerivative · entry 1

DAVISON JEFFREY C · CIK 0001421479 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Represents restricted stock units granted on June 21, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.