Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MITEK SYSTEMS INCMITK · Entity 5119 | Chief Financial Officer | July 03, 2017 | July 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MITEK SYSTEMS INC
Report date July 03, 2017 · Filed July 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 88,818 |
Reported balance
After 2017-07-03 transaction · row 1
1 source rowRow 1 · 2017-07-03 · Sale · Disposed 39,400 · Balance 88,818 F1: In connection with the reporting person's resignation from the Company, 90,966 unvested restricted stock units held by the reporting person were automatically accelerated and became vested pursuant to the terms of the reporting person's Executive Severance and Change of Control Plan. At such time, 38,560 shares were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon vesting of such restricted stock units in satisfaction of such withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reporting person's resignation from the Company, 90,966 unvested restricted stock units held by the reporting person were automatically accelerated and became vested pursuant to the terms of the reporting person's Executive Severance and Change of Control Plan. At such time, 38,560 shares were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon vesting of such restricted stock units in satisfaction of such withholding obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2017 Filed Jul 6, 2017 21:02 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 39,400 | $8.25 | $325,050.00 |
DisclosureSEC source: 0001628280-17-006945 · wf-form4_149937496456118.xml · nonDerivative · entry 1 CLARK RUSSELL C. · CIK 0001437701 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,818 F1 · shares: In connection with the reporting person's resignation from the Company, 90,966 unvested restricted stock units held by the reporting person were automatically accelerated and became vested pursuant to the terms of the reporting person's Executive Severance and Change of Control Plan. At such time, 38,560 shares were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon vesting of such restricted stock units in satisfaction of such withholding obligations. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 00:11 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantPerformance Restricted Stock Units · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-020352 · doc4.xml · derivative · entry 1 CLARK RUSSELL C. · CIK 0001437701 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index. F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts. F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019. F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019. Read SEC document |
| November 17, 2016 Filed Nov 19, 2016 00:49 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 496 | $5.41 | $2,683.36 |
DisclosureSEC source: 0000899243-16-033961 · doc4.xml · nonDerivative · entry 3 CLARK RUSSELL C. · CIK 0001437701 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,184 F3 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 1,250 restricted stock units. Read SEC document |
| November 17, 2016 Filed Nov 19, 2016 00:49 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 14,853 | $5.41 | $80,354.73 |
DisclosureSEC source: 0000899243-16-033961 · doc4.xml · nonDerivative · entry 2 CLARK RUSSELL C. · CIK 0001437701 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,680 F2 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 37,500 restricted stock units. Read SEC document |
| November 16, 2016 Filed Nov 19, 2016 00:49 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033961 · doc4.xml · nonDerivative · entry 1 CLARK RUSSELL C. · CIK 0001437701 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,533 F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:57 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCOMMON STOCK | 3,571 | $6.10 | $21,783.10 |
DisclosureSEC source: 0000899243-16-033208 · doc4.xml · nonDerivative · entry 1 CLARK RUSSELL C. · CIK 0001437701 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,533 F1 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 9,432 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.