DEBELLO JAMES B

SEC source: 0000807863-19-000002 · wf-form4_154696406980940.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,911

F1 · shares: In connection with the reporting person's resignation from the Company, 82,123 unvested restricted stock units held by the reporting person were automatically accelerated and became vested pursuant to the terms of the reporting person's Executive Severance and Change of Control Plan. At such time, 29,550 shares were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon vesting of such restricted stock units in satisfaction of such withholding obligations.

SEC source: 0000807863-18-000101 · wf-form4_154283999374757.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,583

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.3600 - $9.5900, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000101 · wf-form4_154283999374757.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,695

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.2600 - $9.5900, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000097 · wf-form4_154275133202557.xml · nonDerivative · entry 3

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,058

F3 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 37,500 restricted stock units.

SEC source: 0000807863-18-000097 · wf-form4_154275133202557.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,536

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 50,000 restricted stock units.

SEC source: 0000807863-18-000097 · wf-form4_154275133202557.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · Former CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,687

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 13,081 restricted stock units.

SEC source: 0000807863-18-000045 · wf-form4_153506153093199.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 723,366

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.4000 - $8.6000, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000045 · wf-form4_153506153093199.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,583

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.5000 - $8.7250, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 279 shares acquired under the Mitek employee stock purchase plan on August 15, 2018.

SEC source: 0000807863-18-000028 · wf-form4_152651088589208.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,087

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.3500 - $8.5750, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000028 · wf-form4_152651088589208.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,340

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.3500 - $8.5500, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000002 · wf-form4_151510755819686.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,087

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.850 - $9.050, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-18-000002 · wf-form4_151510755819686.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844,726

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 24, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.800 - $9.150, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000082 · wf-form4_151320143786825.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,087

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 10, 2017 in order to implement a plan of financial diversification.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.250 - $8.625, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000082 · wf-form4_151320143786825.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,887

F1 · security: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on November 10, 2017 in order to implement a plan of financial diversification.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.400 - $8.650, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000076 · wf-form4_151182214481144.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 923,087

F1 · shares: Represents the disposition of shares that were automatically sold to pay additional withholding taxes upon the vesting of 87,500 restricted stock units on November 17, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 - $9.51, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-17-000062 · wf-form4_151096159972124.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,326

F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 87,500 restricted stock units.

SEC source: 0000807863-17-000062 · wf-form4_151096159972124.xml · derivative · entry 3

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,581

Underlying: Common Stock · 98,581 shares

Expires 2027-11-15

F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter.

SEC source: 0000807863-17-000062 · wf-form4_151096159972124.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,229

F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000807863-17-000039 · wf-form4_151026271439675.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,903

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 26,874 restricted stock units.

SEC source: 0001209191-17-020349 · doc4.xml · derivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index.

F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts.

F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019.

SEC source: 0000899243-16-033959 · doc4.xml · nonDerivative · entry 2

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,216

F2 · shares: Represents the disposition of shares to pay withholding taxes upon vesting of 50,000 restricted stock units.

SEC source: 0000899243-16-033959 · doc4.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,985

F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter.

SEC source: 0000899243-16-033205 · doc4.xml · nonDerivative · entry 1

DEBELLO JAMES B · CIK 0001212148 · Director · President & CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,985

F1 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 26,874 restricted stock units.

F2 · balance_after: Comprised of 557,777 shares of common stock and 235,208 shares of common stock subject to restricted stock units held by the reporting person.