Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MITEK SYSTEMS INCMITK · Entity 5119 | Chief Operating Officer | November 16, 2018 | November 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MITEK SYSTEMS INC
Report date November 16, 2018 · Filed November 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 118,019 |
Ending reported balance
After 2018-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-16 · Sale · Disposed 1,561 · Balance 127,097 F1: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units. Row 2 · 2018-11-19 · Sale · Disposed 9,078 · Balance 118,019 F2: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units.
F2: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 20, 2018 22:00 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 9,078 | $9.41 | $85,423.98 |
DisclosureSEC source: 0000807863-18-000092 · wf-form4_154275119984555.xml · nonDerivative · entry 2 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,019 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 22:00 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 1,561 | $9.40 | $14,673.40 |
DisclosureSEC source: 0000807863-18-000092 · wf-form4_154275119984555.xml · nonDerivative · entry 1 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,097 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 4,360 restricted stock units. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 21:29 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantStock Option (Right to Buy) · Derivative | 30,313 | $0.00 Strike: $9.50 | $0.00 |
DisclosureSEC source: 0000807863-18-000072 · wf-form4_154171258036833.xml · derivative · entry 2 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,313 Underlying: Common Stock · 30,313 shares Expires 2028-11-06 F3 · derivative.exercise_date: Represents an incentive stock option granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 21:29 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 15,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-18-000072 · wf-form4_154171258036833.xml · nonDerivative · entry 1 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,658 F1 · shares: Represents restricted stock units granted on November 6, 2018. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. F2 · balance_after: Includes 2,000 shares acquired under the Mitek employee stock purchase plan on August 15, 2018. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 23:34 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 9,674 | $8.56 | $82,809.44 |
DisclosureSEC source: 0000807863-17-000065 · wf-form4_151096165114606.xml · nonDerivative · entry 2 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,868 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 25,000 restricted stock units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:34 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantStock Option (Right to Buy) · Derivative | 32,861 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0000807863-17-000065 · wf-form4_151096165114606.xml · derivative · entry 3 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,861 Underlying: Common Stock · 32,861 shares Expires 2027-11-15 F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:34 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 17,442 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-17-000065 · wf-form4_151096165114606.xml · nonDerivative · entry 1 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,542 F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 00:23 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantPerformance Restricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008550 · wf-form4_150241098392622.xml · derivative · entry 1 Marsal Karel J. · CIK 0001705942 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Sock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index. F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts. F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019. F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.