Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MITEK SYSTEMS INCMITK · Entity 5119 | VP, Product & Customer Success | May 01, 2018 | May 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MITEK SYSTEMS INC
Report date May 01, 2018 · Filed May 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,119 |
Reported balance
After 2018-05-01 transaction · row 1
1 source rowRow 1 · 2018-05-01 · Sale · Disposed 2,411 · Balance 100,119 F1: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,250 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,250 restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2018 Filed May 2, 2018 20:35 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 2,411 | $7.75 | $18,685.25 |
DisclosureSEC source: 0000807863-18-000024 · wf-form4_152529327128891.xml · nonDerivative · entry 1 SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,119 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,250 restricted stock units. Read SEC document |
| November 17, 2017 Filed Nov 17, 2017 23:34 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 7,741 | $8.56 | $66,262.96 |
DisclosureSEC source: 0000807863-17-000067 · wf-form4_151096168490140.xml · nonDerivative · entry 2 SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,530 F2 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 20,000 restricted stock units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:34 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantStock Option (Right to Buy) · Derivative | 21,907 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0000807863-17-000067 · wf-form4_151096168490140.xml · derivative · entry 3 SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,907 Underlying: Common Stock · 21,907 shares Expires 2027-11-15 F3 · derivative.exercise_date: Represents an incentive stock option granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in thirty-six equal monthly installments thereafter. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 23:34 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 11,628 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-17-000067 · wf-form4_151096168490140.xml · nonDerivative · entry 1 SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,271 F1 · shares: Represents restricted stock units granted on November 15, 2017. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 21:28 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 482 | $8.60 | $4,145.20 |
DisclosureSEC source: 0000807863-17-000043 · wf-form4_151026286790253.xml · nonDerivative · entry 1 SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,643 F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 1,250 restricted stock units. Read SEC document |
| August 10, 2017 Filed Aug 11, 2017 00:23 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-008552 · wf-form4_150241101919063.xml · derivative · entry 1 SARAH CLARK · CIK 0001671612 · VP, Product & Customer Success 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Sock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stocked unit represents a contingent right to receive one share of Mitek common stock. No performance restricted stock unit vests (and thus no shares of common stock are issued) unless the fair market value of Mitek's common stock at the end of a set performance period or upon a change of control during such performance period is equal to or exceeds $16.00 per share. To incentivize relative performance of Mitek's stock price, reduced vesting could occur in the event Mitek's common stock price appreciation during the performance period underperforms against the Russell 2000 Index. F2 · derivative.exercise_price: The fair market value of Mitek's common stock at the end of the performance period is determined based on the average closing price of Mitek's common stock for the last 20 trading days of the performance period. The fair market value of Mitek's common stock upon a change of control shall equal (i) the consideration to be received by Mitek's stockholders with respect to one share of Mitek common stock upon such change of control or (ii) upon an asset sale, the consideration that would be distributable to Mitek's stockholders with respect to each share of Mitek common stock if Mitek distributed all of the consideration received in connection with the asset sale to its stockholders, less adjustments for debt, expenses and other amounts. F3 · derivative.exercise_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019. F3 · derivative.expiration_date: The vesting date for the performance restricted stock units, if such a date occurs, will not be determined until the end of the performance period or upon a change of control during the performance period. The performance period begins on March 1, 2017 and ends on the date that is 25 trading days after the first filing of an Annual Report on Form 10-K or Quarterly Report on Form 10-Q by Mitek following September 30, 2019. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:07 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 2,680 | $8.55 | $22,914.00 |
DisclosureSEC source: 0001671612-17-000003 · wf-form4_149392843941041.xml · nonDerivative · entry 1 SARAH CLARK · CIK 0001671612 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,125 F1 · price: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the vesting of 6,250 restricted stock units. Read SEC document |
| November 17, 2016 Filed Nov 19, 2016 00:51 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCOMMON STOCK | 4,954 | $5.41 | $26,801.14 |
DisclosureSEC source: 0000899243-16-033964 · doc4.xml · nonDerivative · entry 2 SARAH CLARK · CIK 0001671612 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,805 F2 · shares: Represents the disposition of shares to pay withholding taxes upon vesting of 12,500 restricted stock units. Read SEC document |
| November 16, 2016 Filed Nov 19, 2016 00:51 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCOMMON STOCK | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033964 · doc4.xml · nonDerivative · entry 1 SARAH CLARK · CIK 0001671612 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,759 F1 · shares: Represents restricted stock units granted on November 16, 2016. Shares subject to the award vest over four years from the date of grant, with 25% of the shares subject to the award vesting on the first anniversary of the date of grant and the remaining shares vesting in three equal annual installments thereafter. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 22:55 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCOMMON STOCK | 477 | $6.10 | $2,909.70 |
DisclosureSEC source: 0000899243-16-033206 · doc4.xml · nonDerivative · entry 1 SARAH CLARK · CIK 0001671612 · General Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,759 F1 · shares: Represents the disposition of shares to pay withholding taxes upon the vesting of 1,250 restricted stock units. F2 · balance_after: Comprised of 13,009 shares of common stock and 63,750 shares of common stock subject to restricted stock units. F3 · balance_after: A previous Form 4 filing included 20,000 stock options held by Ms. Clark in the calculation of the amount of securities Ms. Clark beneficially owned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.