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THOMPSON JANE J.

Disclosed activity across 8 companies

Tapewire entity
38048
SEC CIK
0001551788

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GPGI, Inc.GPGI · Entity 4098DirectorJune 11, 2026June 15, 2026
Katapult Holdings, Inc.KPLT · Entity 5517DirectorJuly 14, 2025October 09, 2025
MITEK SYSTEMS INCMITK · Entity 5119DirectorDecember 16, 2020December 18, 2020
NAVIENT CORPNAVI · Entity 5050DirectorFebruary 07, 2025February 10, 2025
Resolute Holdings Management, Inc.RHLD · Entity 4929DirectorJune 11, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GPGI, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.16 · Expires 2036-06-11Direct30,738 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 30,738 · Balance 30,738

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Katapult Holdings, Inc.

Report date July 14, 2025 · Filed October 09, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,535 Reported balance After 2025-07-14 transaction · row 1
1 source row

Row 1 · 2025-07-14 · Sale · Disposed 800 · Balance 44,535

F1: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery.

Filing footnotes · ownership attribution and instrument terms

F1: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery.

MITEK SYSTEMS INC

Report date December 16, 2020 · Filed December 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,773 Ending reported balance After 2020-12-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-12-16 · Sale · Disposed 20,000 · Balance 70,181

Row 2 · 2020-12-16 · Sale · Disposed 23,408 · Balance 46,773

NAVIENT CORP

Report date February 07, 2025 · Filed February 10, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect125,251.4859 Reported balance After 2025-02-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-02-07 · Grant · Acquired 10,309.2783 · Balance 125,251.4859

F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025.

F2: Dividends 4,699.4423 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Filing footnotes · ownership attribution and instrument terms

F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025.

F2: Dividends 4,699.4423 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Resolute Holdings Management, Inc.

Report date June 11, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11Direct1,452 Reported balance After 2026-06-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BLACKHAWK NETWORK HOLDINGS, INC

Report date June 15, 2018 · Filed June 15, 2018

Section 16 reporting ended · disclosed 2018-06-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-15 transaction · row 1
1 source row

Row 1 · 2018-06-15 · Disposition to issuer · Disposed 11,317 · Balance 0

F1: At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. and BHN Merger Sub, Inc. (the "Effective Time") (i) each outstanding award of restricted stock units granted to Ms. Thompson was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (A) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (B) $45.25, less applicable taxes required to be withheld with respect to such payment and (ii) each issued and outstanding Share held by Ms. Thompson was converted into the right to receive $45.25 in cash, without interest.

Common StockSEC Table I · non-derivativeIndirectHeld by Declaration of trust of Jane J. Thompson dated December 26, 19950 Reported balance After 2018-06-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-06-15 · Disposition to issuer · Disposed 3,750 · Balance 0

F1: At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. and BHN Merger Sub, Inc. (the "Effective Time") (i) each outstanding award of restricted stock units granted to Ms. Thompson was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (A) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (B) $45.25, less applicable taxes required to be withheld with respect to such payment and (ii) each issued and outstanding Share held by Ms. Thompson was converted into the right to receive $45.25 in cash, without interest.

F2: Ms. Thompson benefits from the Declaration of trust of Jane J. Thompson dated December 26, 1995. As such, Ms. Thompson may be deemed to have beneficial ownership of the securities owned by this entity.

Filing footnotes · ownership attribution and instrument terms

F1: At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. and BHN Merger Sub, Inc. (the "Effective Time") (i) each outstanding award of restricted stock units granted to Ms. Thompson was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (A) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (B) $45.25, less applicable taxes required to be withheld with respect to such payment and (ii) each issued and outstanding Share held by Ms. Thompson was converted into the right to receive $45.25 in cash, without interest.

F2: Ms. Thompson benefits from the Declaration of trust of Jane J. Thompson dated December 26, 1995. As such, Ms. Thompson may be deemed to have beneficial ownership of the securities owned by this entity.

On Deck Capital, Inc.

Report date October 13, 2020 · Filed October 15, 2020

Section 16 reporting ended · disclosed 2020-10-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-10-13 transaction · row 1
1 source row

Row 1 · 2020-10-13 · Disposition to issuer · Disposed 221,656 · Balance 0

F1: On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 115,550 restricted stock units which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock and (ii) 106,106 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.91 · Expires 2028-05-15Direct0 Reported balance After 2020-10-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-13 · Disposition to issuer · Disposed 27,398 · Balance 0

F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.99 · Expires 2027-05-09Direct0 Reported balance After 2020-10-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-10-13 · Disposition to issuer · Disposed 37,736 · Balance 0

F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.67 · Expires 2026-05-10Direct0 Reported balance After 2020-10-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-10-13 · Disposition to issuer · Disposed 27,650 · Balance 0

F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.46 · Expires 2025-05-31Direct0 Reported balance After 2020-10-13 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-10-13 · Disposition to issuer · Disposed 9,837 · Balance 0

F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.66 · Expires 2024-08-14Direct0 Reported balance After 2020-10-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-10-13 · Disposition to issuer · Disposed 60,000 · Balance 0

F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 115,550 restricted stock units which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock and (ii) 106,106 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock.

F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

VERIFONE SYSTEMS, INC.

Report date August 20, 2018 · Filed August 22, 2018

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2018-08-20 transaction · row 1
1 source row

Row 1 · 2018-08-20 · Disposition to issuer · Disposed 4,500 · Balance 0

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Ms. Thompson was converted into the right to receive $23.04 in cash, without interest.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0

F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-08-20 · Disposition to issuer · Disposed 8,484 · Balance 0

F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-08-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-08-20 · Disposition to issuer · Disposed 6,556 · Balance 0

F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Filing footnotes · ownership attribution and instrument terms

F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Ms. Thompson was converted into the right to receive $23.04 in cash, without interest.

F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 15, 2026 23:09 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantStock Option (Right to Buy) · Derivative 1,452 $0.00 Strike: $129.19 $0.00
Disclosure

SEC source: 0000950142-26-001800 · es260793651_4-thompsonjj.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Common Stock · 1,452 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 23:03 UTC GPGI, Inc. GPGI · Entity 4098 GrantStock Option (Right to Buy) · Derivative 30,738 $0.00 Strike: $12.16 $0.00
Disclosure

SEC source: 0000950142-26-001790 · es260793664_4-thompsonjj.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,738

Underlying: Class A Common Stock · 30,738 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 13:32 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 SaleCommon Stock, par value $0.0001 per share 1,850 $124.42 $230,177.00
Disclosure

SEC source: 0000950142-26-000764 · es260753163_4-thompson.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,273

F1 · kind: Sale of shares to cover personal income tax obligations in connection with the vesting of equity awards and the spin-off of the issuer on February 28, 2025.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 13:30 UTC GPGI, Inc. GPGI · Entity 4098 SaleClass A Common Stock 13,667 $16.91 $231,108.97
Disclosure

SEC source: 0000950142-26-000761 · es260753134_4-thompson.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,813

F1 · kind: Sale of shares to cover personal income tax obligations in connection with the vesting of equity awards and the spin-off of Resolute Holdings Management, Inc. from the issuer on February 28, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.83 to $16.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 17, 2026 Filed Mar 18, 2026 13:28 UTC GPGI, Inc. GPGI · Entity 4098 SaleClass A Common Stock 13,667 $16.91 $231,108.97
Disclosure

SEC source: 0000950142-26-000758 · es260753134_4-thompson.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,813

F1 · kind: Sale of shares to cover personal income tax obligations in connection with the vesting of equity awards and the spin-off of Resolute Holdings Management, Inc. from the issuer on February 28, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.83 to $16.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 14, 2025 Filed Oct 9, 2025 21:14 UTC Katapult Holdings, Inc. KPLT · Entity 5517 SaleCommon Stock 800 $10.31 $8,248.00
Disclosure

SEC source: 0001628280-25-044703 · wk-form4_1760044496.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,535

F1 · shares: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery.

Read SEC document
June 04, 2025 Filed Jun 9, 2025 11:13 UTC Katapult Holdings, Inc. KPLT · Entity 5517 GrantCommon Stock 16,575 $9.05 $150,003.75
Disclosure

SEC source: 0001628280-25-030105 · wk-form4_1749467578.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,335

F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. The DSUs vests on the earlier of (i) June 4, 2026 and (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Read SEC document
May 28, 2025 Filed May 30, 2025 23:07 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantStock Option (Right to Buy) · Derivative 5,603 $0.00 Strike: $33.92 $0.00
Disclosure

SEC source: 0000950142-25-001539 · es250635069_4-thompson.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,603

Underlying: Common Stock · 5,603 shares

Expires 2035-05-28

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on May 28, 2026 and on the first, second and third anniversaries thereof.

Read SEC document
May 28, 2025 Filed May 30, 2025 15:44 UTC GPGI, Inc. CMPO · Entity 4098 GrantStock Option (Right to Buy) · Derivative 21,074 $0.00 Strike: $13.68 $0.00
Disclosure

SEC source: 0001823144-25-000033 · wk-form4_1748619835.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,074

Underlying: Class A Common Stock · 21,074 shares

Expires 2035-05-28

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each on May 28, 2026, and on the first, second, and third anniversaries thereof.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 02:18 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantStock Option (Right to Buy) · Derivative 2,064 $0.00 Strike: $46.82 $0.00
Disclosure

SEC source: 0000950142-25-000625 · es250598061_4-thompson.xml · derivative · entry 2

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 2,064 shares

Expires 2035-02-28

F2 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on February 28, 2026 and on the first, second and third anniversaries thereof.

Read SEC document
February 28, 2025 Filed Mar 5, 2025 02:18 UTC Resolute Holdings Management, Inc. RHLD · Entity 4929 GrantCommon Stock, par value $0.0001 per share 8,123 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-25-000625 · es250598061_4-thompson.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,123

F1 · price: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

Read SEC document
February 07, 2025 Filed Feb 10, 2025 22:13 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 10,309.2783 $13.58 $140,000.00
Disclosure

SEC source: 0001127602-25-003894 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,251.4859

Underlying: Common Stock · 10,309.2783 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025.

F2 · balance_after: Dividends 4,699.4423 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
October 01, 2024 Filed Oct 4, 2024 01:33 UTC GPGI, Inc. CMPO · Entity 4098 GrantStock Option (Right to Buy) · Derivative 4,649 $0.00 Strike: $13.82 $0.00
Disclosure

SEC source: 0001104659-24-106055 · tm2425514-9_4seq1.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,649

Underlying: Class A Common Stock · 4,649 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 22:01 UTC GPGI, Inc. CMPO · Entity 4098 GrantClass A Common Stock 3,177 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-071371 · tm2417131-2_4seq1.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,480

F1 · shares: Represents the number of shares that were credited to the Reporting Person's deferred restricted stock unit grants outstanding as of May 20, 2024 (the "Record Date") under the Company's RSU Conversion and Deferral Program for Directors (the "Deferral Program"), as a result of the Company's payment of a $0.30 per share dividend to the holders (as of the Record Date) of the Company's Class A Common Stock on June 11, 2024. In accordance with the Deferral Program, the vesting of these shares is subject to a deferred payment date, which will be on or about (i) the Reporting Person's termination of service, (ii) the occurrence of a Corporate Transaction (as defined in the Deferral Program) or (iii) the Reporting Person's death or Disability (as defined in the Deferral Program).

F2 · balance_after: Reflects the correction of a previous immaterial (74 shares) overstatement of the Reporting Person's beneficial ownership in Table I, Box 5.

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June 05, 2024 Filed Jun 7, 2024 21:03 UTC Katapult Holdings, Inc. KPLT · Entity 5517 GrantCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027337 · wk-form4_1717794202.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,760

F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. The DSUs vests on the earlier of (i) June 5, 2025 and (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.

Read SEC document
May 30, 2024 Filed Jun 10, 2024 20:05 UTC GPGI, Inc. CMPO · Entity 4098 GrantClass A Common Stock 22,491 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070011 · tm2416834-1_4seq1.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,377

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2025 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

F2 · shares: Pursuant to the Company's RSU Conversion and Deferral Program for Directors (the "Deferral Program"), upon vesting the shares will be subject to a deferred payment date. The deferred payment date will be on or about (i) the reporting person's termination of service, (ii) the occurrence of a Corporate Transaction (as defined in the Deferral Program) or (iii) the reporting person's death or Disability (as defined in the Deferral Program).

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:21 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 8,647.3131 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-004697 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,242.7653

Underlying: Common Stock · 8,647.3131 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024.

F2 · balance_after: Dividends 3,628.3459 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
June 06, 2023 Filed Jun 9, 2023 00:45 UTC Katapult Holdings, Inc. KPLT · Entity 5517 GrantCommon Stock 238,095 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-021616 · wk-form4_1686271505.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,229

F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSU vests on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 18, 2023 Filed May 19, 2023 21:55 UTC GPGI, Inc. CMPO · Entity 4098 GrantClass A Common Stock 20,829 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-062785 · tm2316313-3_4seq1.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,886

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 01:20 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 7,399.5772 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-003877 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,967.1063

Underlying: Common Stock · 7,399.5772 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023.

F2 · balance_after: Dividends 3,723.9999 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 13:22 UTC Katapult Holdings, Inc. KPLT · Entity 5517 PurchaseCommon Stock 20,000 $1.24 $24,880.00
Disclosure

SEC source: 0001628280-22-031488 · wf-form4_167041933725458.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,134

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.23 to $1.25. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 24, 2022 Filed Jul 5, 2022 20:31 UTC GPGI, Inc. CMPO · Entity 4098 GrantClass A Common Stock 21,533 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-077372 · tm2220417-1_4seq1.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,057

F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2023 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting.

Read SEC document
June 07, 2022 Filed Jun 10, 2022 01:27 UTC Katapult Holdings, Inc. KPLT · Entity 5517 GrantCommon Stock 104,167 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-016741 · wf-form4_165482443715784.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,134

F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSUs vests on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:18 UTC GPGI, Inc. CMPO · Entity 4098 GrantClass A Common Stock 29,524 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-035606 · tm229703-6_4seq1.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,524

F1 · shares: These shares represent restricted stock units ("RSUs"), of which 9,751 will vest on the date of the Company's 2022 Annual Shareholders Meeting and 19,773 will vest on January 1, 2023, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 22:17 UTC Katapult Holdings, Inc. KPLT · Entity 5517 GrantCommon Stock 123,967 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-002372 · wf-form4_164461785246604.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,967

F1 · shares: Restricted Stock Unit award that will vest over a three-year period, with one-third vesting on the first anniversary of the grant date, one-third vesting on the second anniversary of the grant date and one-third vesting on the third anniversary of the grant date, subject to the Reporting Person's continued service as a member of the Issuer's board through each such vesting date.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 21:35 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 7,856.3412 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-003740 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,843.5292

Underlying: Common Stock · 7,856.3412 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022.

F2 · balance_after: Dividends (2,680.0412 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 22:20 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 10,569.1057 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-004428 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,307.1468

Underlying: Common Stock · 10,569.1057 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021.

F2 · balance_after: Dividends (5,226.5827 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 00:07 UTC MITEK SYSTEMS INC MITK · Entity 5119 SaleCommon Stock 23,408 $16.23 $379,958.66
Disclosure

SEC source: 0000807863-20-000150 · wf-form4_160825005843736.xml · nonDerivative · entry 2

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,773

Read SEC document
December 16, 2020 Filed Dec 18, 2020 00:07 UTC MITEK SYSTEMS INC MITK · Entity 5119 SaleCommon Stock 20,000 $16.27 $325,460.00
Disclosure

SEC source: 0000807863-20-000150 · wf-form4_160825005843736.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,181

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:31 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · derivative · entry 5

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2027-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:31 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.66 $0.00
Disclosure

SEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · derivative · entry 4

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:31 UTC MITEK SYSTEMS INC MITK · Entity 5119 SaleCommon Stock 50,000 $13.48 $674,000.00
Disclosure

SEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · nonDerivative · entry 3

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,181

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.250 - $13.900, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:31 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionCommon Stock 40,000 $9.55 $382,000.00
Disclosure

SEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · nonDerivative · entry 2

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:31 UTC MITEK SYSTEMS INC MITK · Entity 5119 Exercise / conversionCommon Stock 10,000 $2.66 $26,600.00
Disclosure

SEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:16 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 2,836 $0.00 $0.00
Disclosure

SEC source: 0000807863-20-000104 · wf-form4_160566216071345.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,181

F1 · shares: Represents restricted stock units granted on November 16, 2020. Shares subject to the award vest on March 3, 2021. Currently, the Company provides its outside directors with $125,000 in annual equity compensation which generally is granted in November of each year. This year, in order to better align each Director's equity compensation with their annual term of service, the Company will make a pro-rata equity grant of $37,000, which is intended to compensate each director for the period beginning November 16, 2020 and ending March 3, 2021 (the anticipated date of our annual stockholder meeting date). Following the annual stockholder meeting, the Company will then resume it's normal equity granting practice, with the vesting term to commence upon election to the board at such meeting and ending upon the next year's annual meeting date.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:44 UTC On Deck Capital, Inc. ONDK · Entity 145936 Disposition to issuerStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $10.66 $0.00
Disclosure

SEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 6

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2024-08-14

F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:44 UTC On Deck Capital, Inc. ONDK · Entity 145936 Disposition to issuerStock Option (right to buy) · Derivative 9,837 $0.00 Strike: $14.46 $0.00
Disclosure

SEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 5

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,837 shares

Expires 2025-05-31

F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:44 UTC On Deck Capital, Inc. ONDK · Entity 145936 Disposition to issuerStock Option (right to buy) · Derivative 27,650 $0.00 Strike: $4.67 $0.00
Disclosure

SEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 4

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,650 shares

Expires 2026-05-10

F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:44 UTC On Deck Capital, Inc. ONDK · Entity 145936 Disposition to issuerStock Option (right to buy) · Derivative 37,736 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 3

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,736 shares

Expires 2027-05-09

F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:44 UTC On Deck Capital, Inc. ONDK · Entity 145936 Disposition to issuerStock Option (right to buy) · Derivative 27,398 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 2

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,398 shares

Expires 2028-05-15

F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:44 UTC On Deck Capital, Inc. ONDK · Entity 145936 Disposition to issuerCommon Stock 221,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-028457 · doc4.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 115,550 restricted stock units which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock and (ii) 106,106 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock.

Read SEC document
May 07, 2020 Filed May 8, 2020 16:19 UTC On Deck Capital, Inc. ONDK · Entity 145936 GrantCommon Stock 115,550 $0.00 $0.00
Disclosure

SEC source: 0001420811-20-000099 · wf-form4_158896914725510.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,656

F1 · shares: The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 7, 2021. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan.

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February 06, 2020 Filed Feb 7, 2020 21:23 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 9,219.8582 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-004343 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,511.4584

Underlying: Common Stock · 9,219.8582 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020.

F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020.

F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020.

F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

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November 15, 2019 Filed Nov 18, 2019 23:10 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 17,386 $0.00 $0.00
Disclosure

SEC source: 0000807863-19-000061 · wf-form4_157411860919414.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,345

F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date.

Read SEC document
May 15, 2019 Filed May 16, 2019 16:39 UTC On Deck Capital, Inc. ONDK · Entity 145936 GrantCommon Stock 32,823 $4.57 $150,001.11
Disclosure

SEC source: 0001420811-19-000103 · wf-form4_155803912911661.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,106

F1 · shares: The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 15, 2020. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan.

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February 05, 2019 Filed Feb 7, 2019 22:06 UTC NAVIENT CORP NAVI · Entity 5050 GrantPhantom Stock Units · Derivative 11,363.6364 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-004588 · form4.xml · derivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,853.5468

Underlying: Common Stock · 11,363.6364 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019.

F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.

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November 13, 2018 Filed Nov 14, 2018 21:08 UTC MITEK SYSTEMS INC MITK · Entity 5119 GrantCommon Stock 13,172 $0.00 $0.00
Disclosure

SEC source: 0000807863-18-000083 · wf-form4_154222968448243.xml · nonDerivative · entry 1

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,959

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:50 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 6,556 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-023011 · doc4.xml · derivative · entry 4

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,556 shares

Expires not disclosed

F2 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F3 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

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August 20, 2018 Filed Aug 22, 2018 14:50 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 8,484 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-023011 · doc4.xml · derivative · entry 3

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 8,484 shares

Expires not disclosed

F2 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F3 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:50 UTC VERIFONE SYSTEMS, INC. PAY · Entity 164071 Disposition to issuerRestricted Stock Units · Derivative 9,650 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-18-023011 · doc4.xml · derivative · entry 2

THOMPSON JANE J. · CIK 0001551788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,650 shares

Expires not disclosed

F2 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.

F3 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F3 · derivative.exercise_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

F3 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.