Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GPGI, Inc.GPGI · Entity 4098 | Director | June 11, 2026 | June 15, 2026 |
| Katapult Holdings, Inc.KPLT · Entity 5517 | Director | July 14, 2025 | October 09, 2025 |
| MITEK SYSTEMS INCMITK · Entity 5119 | Director | December 16, 2020 | December 18, 2020 |
| NAVIENT CORPNAVI · Entity 5050 | Director | February 07, 2025 | February 10, 2025 |
| Resolute Holdings Management, Inc.RHLD · Entity 4929 | Director | June 11, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GPGI, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.16 · Expires 2036-06-11 | Direct | 30,738 |
Reported balance
After 2026-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 30,738 · Balance 30,738 F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
Katapult Holdings, Inc.
Report date July 14, 2025 · Filed October 09, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,535 |
Reported balance
After 2025-07-14 transaction · row 1
1 source rowRow 1 · 2025-07-14 · Sale · Disposed 800 · Balance 44,535 F1: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery. |
Filing footnotes · ownership attribution and instrument terms
F1: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery.
MITEK SYSTEMS INC
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,773 |
Ending reported balance
After 2020-12-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-16 · Sale · Disposed 20,000 · Balance 70,181 Row 2 · 2020-12-16 · Sale · Disposed 23,408 · Balance 46,773 |
NAVIENT CORP
Report date February 07, 2025 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 125,251.4859 |
Reported balance
After 2025-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-02-07 · Grant · Acquired 10,309.2783 · Balance 125,251.4859 F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F2: Dividends 4,699.4423 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025.
F2: Dividends 4,699.4423 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance.
Resolute Holdings Management, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $129.19 · Expires 2036-06-11 | Direct | 1,452 |
Reported balance
After 2026-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 1,452 · Balance 1,452 F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BLACKHAWK NETWORK HOLDINGS, INC
Report date June 15, 2018 · Filed June 15, 2018
Section 16 reporting ended · disclosed 2018-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-06-15 transaction · row 1
1 source rowRow 1 · 2018-06-15 · Disposition to issuer · Disposed 11,317 · Balance 0 F1: At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. and BHN Merger Sub, Inc. (the "Effective Time") (i) each outstanding award of restricted stock units granted to Ms. Thompson was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (A) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (B) $45.25, less applicable taxes required to be withheld with respect to such payment and (ii) each issued and outstanding Share held by Ms. Thompson was converted into the right to receive $45.25 in cash, without interest. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Declaration of trust of Jane J. Thompson dated December 26, 1995 | 0 |
Reported balance
After 2018-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-06-15 · Disposition to issuer · Disposed 3,750 · Balance 0 F1: At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. and BHN Merger Sub, Inc. (the "Effective Time") (i) each outstanding award of restricted stock units granted to Ms. Thompson was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (A) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (B) $45.25, less applicable taxes required to be withheld with respect to such payment and (ii) each issued and outstanding Share held by Ms. Thompson was converted into the right to receive $45.25 in cash, without interest. F2: Ms. Thompson benefits from the Declaration of trust of Jane J. Thompson dated December 26, 1995. As such, Ms. Thompson may be deemed to have beneficial ownership of the securities owned by this entity. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. and BHN Merger Sub, Inc. (the "Effective Time") (i) each outstanding award of restricted stock units granted to Ms. Thompson was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (A) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (B) $45.25, less applicable taxes required to be withheld with respect to such payment and (ii) each issued and outstanding Share held by Ms. Thompson was converted into the right to receive $45.25 in cash, without interest.
F2: Ms. Thompson benefits from the Declaration of trust of Jane J. Thompson dated December 26, 1995. As such, Ms. Thompson may be deemed to have beneficial ownership of the securities owned by this entity.
On Deck Capital, Inc.
Report date October 13, 2020 · Filed October 15, 2020
Section 16 reporting ended · disclosed 2020-10-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 1
1 source rowRow 1 · 2020-10-13 · Disposition to issuer · Disposed 221,656 · Balance 0 F1: On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 115,550 restricted stock units which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock and (ii) 106,106 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.91 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-13 · Disposition to issuer · Disposed 27,398 · Balance 0 F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.99 · Expires 2027-05-09 | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-13 · Disposition to issuer · Disposed 37,736 · Balance 0 F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.67 · Expires 2026-05-10 | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-10-13 · Disposition to issuer · Disposed 27,650 · Balance 0 F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.46 · Expires 2025-05-31 | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-10-13 · Disposition to issuer · Disposed 9,837 · Balance 0 F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.66 · Expires 2024-08-14 | Direct | 0 |
Reported balance
After 2020-10-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-10-13 · Disposition to issuer · Disposed 60,000 · Balance 0 F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 115,550 restricted stock units which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock and (ii) 106,106 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock.
F2: These out-of-the-money options were forfeited and cancelled automatically without any consideration.
VERIFONE SYSTEMS, INC.
Report date August 20, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 1
1 source rowRow 1 · 2018-08-20 · Disposition to issuer · Disposed 4,500 · Balance 0 F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Ms. Thompson was converted into the right to receive $23.04 in cash, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-20 · Disposition to issuer · Disposed 9,650 · Balance 0 F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-20 · Disposition to issuer · Disposed 8,484 · Balance 0 F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-08-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-20 · Disposition to issuer · Disposed 6,556 · Balance 0 F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. |
Filing footnotes · ownership attribution and instrument terms
F1: At the effective time of the merger contemplated by the Agreement and Plan of Merger, dated as of April 9, 2018, by and among VeriFone Systems, Inc. (the "Company"), Vertex Holdco LLC, and Vertex Merger Sub LLC (the "Effective Time"), each issued and outstanding share of common stock of the Company (each, a "Share") held by Ms. Thompson was converted into the right to receive $23.04 in cash, without interest.
F2: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan.
F3: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 15, 2026 23:09 UTC | Resolute Holdings Management, Inc. RHLD · Entity 4929 | GrantStock Option (Right to Buy) · Derivative | 1,452 | $0.00 Strike: $129.19 | $0.00 |
DisclosureSEC source: 0000950142-26-001800 · es260793651_4-thompsonjj.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,452 Underlying: Common Stock · 1,452 shares Expires 2036-06-11 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 23:03 UTC | GPGI, Inc. GPGI · Entity 4098 | GrantStock Option (Right to Buy) · Derivative | 30,738 | $0.00 Strike: $12.16 | $0.00 |
DisclosureSEC source: 0000950142-26-001790 · es260793664_4-thompsonjj.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,738 Underlying: Class A Common Stock · 30,738 shares Expires 2036-06-11 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 13:32 UTC | Resolute Holdings Management, Inc. RHLD · Entity 4929 | SaleCommon Stock, par value $0.0001 per share | 1,850 | $124.42 | $230,177.00 |
DisclosureSEC source: 0000950142-26-000764 · es260753163_4-thompson.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,273 F1 · kind: Sale of shares to cover personal income tax obligations in connection with the vesting of equity awards and the spin-off of the issuer on February 28, 2025. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 13:30 UTC | GPGI, Inc. GPGI · Entity 4098 | SaleClass A Common Stock | 13,667 | $16.91 | $231,108.97 |
DisclosureSEC source: 0000950142-26-000761 · es260753134_4-thompson.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,813 F1 · kind: Sale of shares to cover personal income tax obligations in connection with the vesting of equity awards and the spin-off of Resolute Holdings Management, Inc. from the issuer on February 28, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.83 to $16.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 13:28 UTC | GPGI, Inc. GPGI · Entity 4098 | SaleClass A Common Stock | 13,667 | $16.91 | $231,108.97 |
DisclosureSEC source: 0000950142-26-000758 · es260753134_4-thompson.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,813 F1 · kind: Sale of shares to cover personal income tax obligations in connection with the vesting of equity awards and the spin-off of Resolute Holdings Management, Inc. from the issuer on February 28, 2025. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.83 to $16.99 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 14, 2025 Filed Oct 9, 2025 21:14 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | SaleCommon Stock | 800 | $10.31 | $8,248.00 |
DisclosureSEC source: 0001628280-25-044703 · wk-form4_1760044496.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,535 F1 · shares: A third-party investment advisor retained by the reporting person carried out this transaction in its sole discretion without direction or knowledge from the reporting person. The reporting person recently became aware of the transaction and promptly reported the transaction upon discovery. Read SEC document |
| June 04, 2025 Filed Jun 9, 2025 11:13 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 16,575 | $9.05 | $150,003.75 |
DisclosureSEC source: 0001628280-25-030105 · wk-form4_1749467578.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,335 F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. The DSUs vests on the earlier of (i) June 4, 2026 and (ii) the date of the Issuer's 2026 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| May 28, 2025 Filed May 30, 2025 23:07 UTC | Resolute Holdings Management, Inc. RHLD · Entity 4929 | GrantStock Option (Right to Buy) · Derivative | 5,603 | $0.00 Strike: $33.92 | $0.00 |
DisclosureSEC source: 0000950142-25-001539 · es250635069_4-thompson.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,603 Underlying: Common Stock · 5,603 shares Expires 2035-05-28 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on May 28, 2026 and on the first, second and third anniversaries thereof. Read SEC document |
| May 28, 2025 Filed May 30, 2025 15:44 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantStock Option (Right to Buy) · Derivative | 21,074 | $0.00 Strike: $13.68 | $0.00 |
DisclosureSEC source: 0001823144-25-000033 · wk-form4_1748619835.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,074 Underlying: Class A Common Stock · 21,074 shares Expires 2035-05-28 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each on May 28, 2026, and on the first, second, and third anniversaries thereof. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 02:18 UTC | Resolute Holdings Management, Inc. RHLD · Entity 4929 | GrantStock Option (Right to Buy) · Derivative | 2,064 | $0.00 Strike: $46.82 | $0.00 |
DisclosureSEC source: 0000950142-25-000625 · es250598061_4-thompson.xml · derivative · entry 2 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,064 Underlying: Common Stock · 2,064 shares Expires 2035-02-28 F2 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on February 28, 2026 and on the first, second and third anniversaries thereof. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 02:18 UTC | Resolute Holdings Management, Inc. RHLD · Entity 4929 | GrantCommon Stock, par value $0.0001 per share | 8,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-25-000625 · es250598061_4-thompson.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,123 F1 · price: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9. Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 22:13 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 10,309.2783 | $13.58 | $140,000.00 |
DisclosureSEC source: 0001127602-25-003894 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,251.4859 Underlying: Common Stock · 10,309.2783 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 7, 2025); 25% will vest on May 1, 2025; 25% will vest on August 1, 2025; and 25% will vest on November 1, 2025. F2 · balance_after: Dividends 4,699.4423 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| October 01, 2024 Filed Oct 4, 2024 01:33 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantStock Option (Right to Buy) · Derivative | 4,649 | $0.00 Strike: $13.82 | $0.00 |
DisclosureSEC source: 0001104659-24-106055 · tm2425514-9_4seq1.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,649 Underlying: Class A Common Stock · 4,649 shares Expires 2034-10-01 F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 22:01 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantClass A Common Stock | 3,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-071371 · tm2417131-2_4seq1.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,480 F1 · shares: Represents the number of shares that were credited to the Reporting Person's deferred restricted stock unit grants outstanding as of May 20, 2024 (the "Record Date") under the Company's RSU Conversion and Deferral Program for Directors (the "Deferral Program"), as a result of the Company's payment of a $0.30 per share dividend to the holders (as of the Record Date) of the Company's Class A Common Stock on June 11, 2024. In accordance with the Deferral Program, the vesting of these shares is subject to a deferred payment date, which will be on or about (i) the Reporting Person's termination of service, (ii) the occurrence of a Corporate Transaction (as defined in the Deferral Program) or (iii) the Reporting Person's death or Disability (as defined in the Deferral Program). F2 · balance_after: Reflects the correction of a previous immaterial (74 shares) overstatement of the Reporting Person's beneficial ownership in Table I, Box 5. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 21:03 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 9,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027337 · wk-form4_1717794202.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,760 F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. The DSUs vests on the earlier of (i) June 5, 2025 and (ii) the date of the Issuer's 2025 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date. Read SEC document |
| May 30, 2024 Filed Jun 10, 2024 20:05 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantClass A Common Stock | 22,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-070011 · tm2416834-1_4seq1.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,377 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2025 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting. F2 · shares: Pursuant to the Company's RSU Conversion and Deferral Program for Directors (the "Deferral Program"), upon vesting the shares will be subject to a deferred payment date. The deferred payment date will be on or about (i) the reporting person's termination of service, (ii) the occurrence of a Corporate Transaction (as defined in the Deferral Program) or (iii) the reporting person's death or Disability (as defined in the Deferral Program). Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 21:21 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 8,647.3131 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-24-004697 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,242.7653 Underlying: Common Stock · 8,647.3131 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 9, 2024); 25% will vest on May 1, 2024; 25% will vest on August 1, 2024; and 25% will vest on November 1, 2024. F2 · balance_after: Dividends 3,628.3459 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 00:45 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 238,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-021616 · wk-form4_1686271505.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,229 F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSU vests on the earlier of (i) June 6, 2024 and (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2023 Filed May 19, 2023 21:55 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantClass A Common Stock | 20,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-062785 · tm2316313-3_4seq1.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,886 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2024 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and may be settled into Class A Common Stock upon vesting. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 01:20 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 7,399.5772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-23-003877 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,967.1063 Underlying: Common Stock · 7,399.5772 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2023); 25% will vest on May 1, 2023; 25% will vest on August 1, 2023; and 25% will vest on November 1, 2023. F2 · balance_after: Dividends 3,723.9999 units accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 13:22 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | PurchaseCommon Stock | 20,000 | $1.24 | $24,880.00 |
DisclosureSEC source: 0001628280-22-031488 · wf-form4_167041933725458.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,134 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.23 to $1.25. The reporting person undertakes to provide to Katapult Holdings, Inc., any security holder of Katapult Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 24, 2022 Filed Jul 5, 2022 20:31 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantClass A Common Stock | 21,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-077372 · tm2220417-1_4seq1.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,057 F1 · shares: These shares represent restricted stock units ("RSUs"), which will vest in full upon the earlier of (a) the first anniversary of the date of grant, or (b) the date of the Company's 2023 Annual Meeting of Stockholders, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:27 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 104,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-016741 · wf-form4_165482443715784.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,134 F1 · shares: Annual grant of deferred restricted stock units ("DSUs") for service as a director of the Issuer. Each DSUs vests on the earlier of (i) June 7, 2023 and (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders; subject to the Reporting Person's continued service as a director of the Issuer through the vesting date, and represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:18 UTC | GPGI, Inc. CMPO · Entity 4098 | GrantClass A Common Stock | 29,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-035606 · tm229703-6_4seq1.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,524 F1 · shares: These shares represent restricted stock units ("RSUs"), of which 9,751 will vest on the date of the Company's 2022 Annual Shareholders Meeting and 19,773 will vest on January 1, 2023, subject in each case to the reporting person's continued service as of the applicable vesting date, and will be settled into Class A Common Stock upon vesting. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 22:17 UTC | Katapult Holdings, Inc. KPLT · Entity 5517 | GrantCommon Stock | 123,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002372 · wf-form4_164461785246604.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,967 F1 · shares: Restricted Stock Unit award that will vest over a three-year period, with one-third vesting on the first anniversary of the grant date, one-third vesting on the second anniversary of the grant date and one-third vesting on the third anniversary of the grant date, subject to the Reporting Person's continued service as a member of the Issuer's board through each such vesting date. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 21:35 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 7,856.3412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-22-003740 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,843.5292 Underlying: Common Stock · 7,856.3412 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon distribution. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2022); 25% will vest on May 1, 2022; 25% will vest on August 1, 2022; and 25% will vest on November 1, 2022. F2 · balance_after: Dividends (2,680.0412 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:20 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 10,569.1057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-21-004428 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,307.1468 Underlying: Common Stock · 10,569.1057 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F1 · price: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F1 · derivative.exercise_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F1 · derivative.expiration_date: Represents phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 4, 2021); 25% will vest on May 1, 2021; 25% will vest on August 1, 2021; and 25% will vest on November 1, 2021. F2 · balance_after: Dividends (5,226.5827 units) accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 00:07 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 23,408 | $16.23 | $379,958.66 |
DisclosureSEC source: 0000807863-20-000150 · wf-form4_160825005843736.xml · nonDerivative · entry 2 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,773 Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 00:07 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 20,000 | $16.27 | $325,460.00 |
DisclosureSEC source: 0000807863-20-000150 · wf-form4_160825005843736.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,181 Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:31 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $9.55 | $0.00 |
DisclosureSEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · derivative · entry 5 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2027-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:31 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.66 | $0.00 |
DisclosureSEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · derivative · entry 4 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2024-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:31 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | SaleCommon Stock | 50,000 | $13.48 | $674,000.00 |
DisclosureSEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · nonDerivative · entry 3 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,181 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.250 - $13.900, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:31 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | Exercise / conversionCommon Stock | 40,000 | $9.55 | $382,000.00 |
DisclosureSEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · nonDerivative · entry 2 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:31 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | Exercise / conversionCommon Stock | 10,000 | $2.66 | $26,600.00 |
DisclosureSEC source: 0000807863-20-000144 · wf-form4_160798869171688.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 01:16 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 2,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-20-000104 · wf-form4_160566216071345.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,181 F1 · shares: Represents restricted stock units granted on November 16, 2020. Shares subject to the award vest on March 3, 2021. Currently, the Company provides its outside directors with $125,000 in annual equity compensation which generally is granted in November of each year. This year, in order to better align each Director's equity compensation with their annual term of service, the Company will make a pro-rata equity grant of $37,000, which is intended to compensate each director for the period beginning November 16, 2020 and ending March 3, 2021 (the anticipated date of our annual stockholder meeting date). Following the annual stockholder meeting, the Company will then resume it's normal equity granting practice, with the vesting term to commence upon election to the board at such meeting and ending upon the next year's annual meeting date. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:44 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | Disposition to issuerStock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $10.66 | $0.00 |
DisclosureSEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 6 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2024-08-14 F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:44 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | Disposition to issuerStock Option (right to buy) · Derivative | 9,837 | $0.00 Strike: $14.46 | $0.00 |
DisclosureSEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 5 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,837 shares Expires 2025-05-31 F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:44 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | Disposition to issuerStock Option (right to buy) · Derivative | 27,650 | $0.00 Strike: $4.67 | $0.00 |
DisclosureSEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 4 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,650 shares Expires 2026-05-10 F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:44 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | Disposition to issuerStock Option (right to buy) · Derivative | 37,736 | $0.00 Strike: $3.99 | $0.00 |
DisclosureSEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 3 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,736 shares Expires 2027-05-09 F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:44 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | Disposition to issuerStock Option (right to buy) · Derivative | 27,398 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0000899243-20-028457 · doc4.xml · derivative · entry 2 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,398 shares Expires 2028-05-15 F2 · derivative.exercise_date: These out-of-the-money options were forfeited and cancelled automatically without any consideration. Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 20:44 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | Disposition to issuerCommon Stock | 221,656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-028457 · doc4.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On October 13, 2020, Enova International, Inc. ("Enova") completed its acquisition (the "Merger") of On Deck Capital, Inc. ("On Deck"). The reported shares of common stock include (i) 115,550 restricted stock units which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock and (ii) 106,106 shares of common stock which were disposed of in the Merger in exchange for per share consideration of $0.12 in cash and 0.092 share of Enova common stock. Read SEC document |
| May 07, 2020 Filed May 8, 2020 16:19 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | GrantCommon Stock | 115,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001420811-20-000099 · wf-form4_158896914725510.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,656 F1 · shares: The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 7, 2021. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 21:23 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 9,219.8582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-20-004343 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,511.4584 Underlying: Common Stock · 9,219.8582 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest with continued active service on the Navient Board of Directors as follows: 25% will vest on the grant date (Feb 6, 2020); 25% will vest on May 1, 2020; 25% will vest on August 1, 2020; and 25% will vest on November 1, 2020. F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 23:10 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 17,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-19-000061 · wf-form4_157411860919414.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,345 F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 16:39 UTC | On Deck Capital, Inc. ONDK · Entity 145936 | GrantCommon Stock | 32,823 | $4.57 | $150,001.11 |
DisclosureSEC source: 0001420811-19-000103 · wf-form4_155803912911661.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,106 F1 · shares: The reported shares are represented by restricted stock units which vest in full on the earlier of the date of the Issuer's next annual meeting of stockholders or May 15, 2020. Vested shares will be delivered to the Reporting Person following the earlier of the date that the Reporting Person ceases to serve on Issuer's board of directors or there is a change in control as defined in Issuer's 2014 Equity Incentive Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:06 UTC | NAVIENT CORP NAVI · Entity 5050 | GrantPhantom Stock Units · Derivative | 11,363.6364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-004588 · form4.xml · derivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,853.5468 Underlying: Common Stock · 11,363.6364 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019. F1 · price: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019. F1 · derivative.exercise_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019. F1 · derivative.expiration_date: Phantom stock units acquired pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors. Phantom stock units are settled in shares of Navient Corporation common stock, on a one-to-one basis, upon the reporting person's separation from service. The phantom stock units will vest if the reporting person is re-elected as a director at the Company's 2019 annual meeting of shareholders, which meeting is currently scheduled for May 23, 2019. F2 · balance_after: Dividends accrued on phantom stock units pursuant to the terms of the Navient Corporation Deferred Compensation Plan for Directors are included in the reporting person's holding balance. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:08 UTC | MITEK SYSTEMS INC MITK · Entity 5119 | GrantCommon Stock | 13,172 | $0.00 | $0.00 |
DisclosureSEC source: 0000807863-18-000083 · wf-form4_154222968448243.xml · nonDerivative · entry 1 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,959 F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:50 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 6,556 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-023011 · doc4.xml · derivative · entry 4 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 6,556 shares Expires not disclosed F2 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F3 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F3 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:50 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 8,484 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-023011 · doc4.xml · derivative · entry 3 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 8,484 shares Expires not disclosed F2 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F3 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F3 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 14:50 UTC | VERIFONE SYSTEMS, INC. PAY · Entity 164071 | Disposition to issuerRestricted Stock Units · Derivative | 9,650 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-023011 · doc4.xml · derivative · entry 2 THOMPSON JANE J. · CIK 0001551788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,650 shares Expires not disclosed F2 · security: Represents deferred stock units of the Company (a "Company DSU") under the Company's Director Deferred Compensation Plan. F3 · price: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F3 · derivative.exercise_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. F3 · derivative.expiration_date: At the Effective Time, each outstanding Company DSU was converted into the right to receive (without interest), no later than three business days after the Effective Time, an amount in cash equal to the product obtained by multiplying (i) the total number of Shares subject to such Company DSU immediately prior to the Effective Time by (ii) $23.04. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.