Hansen Bruce Edward

SEC source: 0001193125-26-251842 · ownership.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,336 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This stock option was granted under the Issuer's 2013 Equity Incentive Plan.

SEC source: 0001193125-26-251842 · ownership.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,868

F1 · shares: These shares were sold pursuant to a 10b5-1 plan that Mr. Hansen entered into on February 20, 2026.

SEC source: 0001193125-26-251842 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-239810 · ownership.xml · derivative · entry 4

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,336

Underlying: Common Stock · 2,335 shares

Expires 2026-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This stock option was granted under the Issuer's 2013 Equity Incentive Plan.

SEC source: 0001193125-26-239810 · ownership.xml · nonDerivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,868

F2 · shares: These shares were sold pursuant to a 10b5-1 plan that Mr. Hansen entered into on February 20, 2026.

SEC source: 0001193125-26-239810 · ownership.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-239810 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,868

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2021 Equity Incentive Plan. Subject to the terms of the Issuer's 2021 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units vest in full at the end of the reporting person's service to the Board of the Issuer.

SEC source: 0000950170-25-079071 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,521

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2021 Equity Incentive Plan. Subject to the terms of the Issuer's 2021 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units vest in full at the end of the reporting person's service to the Board of the Issuer.

SEC source: 0000950170-25-052169 · ownership.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,179 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This stock option was granted under the Issuer's 2013 Equity Incentive Plan.

SEC source: 0000950170-25-052169 · ownership.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,786

F1 · shares: These shares were sold pursuant to a 10b5-1 plan that Mr. Hansen entered into on August 19, 2024.

SEC source: 0000950170-25-052169 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-036603 · ownership.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,179

Underlying: Common Stock · 1,179 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This stock option was granted under the Issuer's 2013 Equity Incentive Plan.

SEC source: 0000950170-25-036603 · ownership.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,786

F1 · shares: These shares were sold pursuant to a 10b5-1 plan that Mr. Hansen entered into on August 19, 2024.

SEC source: 0000950170-25-036603 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-017120 · ownership.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,358

Underlying: Common Stock · 1,179 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This stock option was granted under the Issuer's 2013 Equity Incentive Plan.

SEC source: 0000950170-25-017120 · ownership.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,786

F1 · shares: These shares were sold pursuant to a 10b5-1 plan that Mr. Hansen entered into on August 19, 2024.

SEC source: 0000950170-25-017120 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-003445 · ownership.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,537

Underlying: Common Stock · 1,179 shares

Expires 2025-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-003445 · ownership.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,786

F1 · shares: These shares were sold pursuant to a 10b5-1 plan that Mr. Hansen entered into on August 19, 2024.

SEC source: 0000950170-25-003445 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001102993-24-000234 · wk-form4_1734569480.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: The reporting person was granted an award of restricted stock units ("RSUs") under the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 80,000 RSUs, each of which represents a contingent right to receive one share of common stock. These RSUs will fully vest on December 16, 2025.

SEC source: 0001102993-24-000213 · wk-form4_1734135675.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2024.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.83 to $0.89, inclusive. The reporting person undertakes to provide to LivePerson,Inc., any security holder of LivePerson,Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000950170-24-062368 · ownership.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,786

F1 · security: These restricted stock units of Common Stock were granted under the Issuer's 2021 Equity Incentive Plan. Subject to the terms of the Issuer's 2021 Equity Incentive Plan and the applicable award agreement thereunder, these restricted stock units vest in full upon the earlier of (i) the following year's Annual Shareholders Meeting, or (ii) the one-year anniversary of the grant date.

SEC source: 0001102993-23-000111 · wk-form4_1696976848.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,944

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 59,881 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock. These RSUs will vest on October 5, 2024.

F2 · balance_after: Number reported includes 84,944 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

SEC source: 0001209191-23-032866 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,939

SEC source: 0001209191-23-031930 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,070

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2021 Equity Incentive Plan. Subject to the terms of the Issuer's 2021 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 958 shares of Common Stock at the end of the reporting person's service to the Board of the Issuer.

SEC source: 0000895345-23-000230 · form4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,063

F1 · shares: Represents an initial service grant of restricted stock units, each of which represents a contingent right to receive one share of common stock, and which will vest on February 8, 2024.

F2 · balance_after: Number reported includes 25,063 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

SEC source: 0001209191-22-041861 · doc4.xml · derivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,001

Underlying: Common Stock · 1,001 shares

Expires 2032-07-01

F2 · security: The reporting person was awarded the reported stock options under the Issuer's 2021 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.

F3 · derivative.exercise_date: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.

SEC source: 0001209191-22-041861 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,112

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2021 Equity Incentive Plan. Subject to the terms of the Issuer's 2021 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 792 shares of Common Stock at the end of the reporting person's service to the Board of the Issuer. These deferred stock units vest monthly ratably over a period of 12 months from the grant date.

SEC source: 0000807863-22-000030 · wf-form4_164635748582203.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,751

F1 · shares: Represents restricted stock units granted on March 2, 2022. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001209191-21-046347 · doc4.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238

Underlying: Common Stock · 1,238 shares

Expires 2031-07-01

F3 · security: The reporting person was awarded the reported stock options under the Issuer's 2021 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.

F4 · derivative.exercise_date: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.

SEC source: 0001209191-21-046347 · doc4.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,320

F2 · security: The reporting person elected to receive these deferred stock units under the Issuer's 2021 Equity Incentive Plan as part of the reporting person's annual retainer. These deferred stock units entitled the reporting person to 707 shares of Common Stock at the end of the reporting person's service to the Board of the Issuer.

SEC source: 0001209191-21-046347 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,613

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2021 Equity Incentive Plan. Subject to the terms of the Issuer's 2021 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 785 shares of Common Stock at the end of the reporting person's service to the Board of the Issuer. These deferred stock units vest monthly ratably over a period of 12 months from the grant date.

SEC source: 0000807863-21-000028 · wf-form4_161619309075713.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,683

F1 · shares: Represents restricted stock units granted on March 3, 2021. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-20-000101 · wf-form4_160566210681681.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,821

F1 · shares: Represents restricted stock units granted on November 16, 2020. Shares subject to the award vest on March 3, 2021. Currently, the Company provides its outside directors with $125,000 in annual equity compensation which generally is granted in November of each year. This year, in order to better align each Director's equity compensation with their annual term of service, the Company will make a pro-rata equity grant of $37,000, which is intended to compensate each director for the period beginning November 16, 2020 and ending March 3, 2021 (the anticipated date of our annual stockholder meeting date). Following the annual stockholder meeting, the Company will then resume it's normal equity granting practice, with the vesting term to commence upon election to the board at such meeting and ending upon the next year's annual meeting date.

SEC source: 0000807863-20-000054 · wf-form4_159907889735663.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,985

F2 · shares: Represents the disposition of additional shares to cover Mr. Hansen's tax obligations, resulting from the delivery of 70,589 restricted stock units. Due to limitations imposed by the Internal Revenue Service, Mitek Systems, Inc. was unable to sell a sufficient number of shares to meet Mr. Hansen's tax obligations, and consequently, Mr. Hansen elected to sell additional shares to cover the remaining taxes.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.710 - $12.990, inclusive. The reporting person undertakes to provide to Mitek Systems, Inc., any security holder of Mitek Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000807863-20-000054 · wf-form4_159907889735663.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,906

F1 · shares: Represents the disposition of shares that were automatically sold by Mitek Systems, Inc. to pay withholding taxes upon the delivery of 70,589 previously vested restricted stock units, whose delivery was deferred pursuant to the terms of the underlying award agreement. Shares subject to the award were granted to Mr. Hansen in conjunction with his services as Principal Executive Officer, and as such are subject to income tax withholding.

SEC source: 0001209191-20-041599 · doc4.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Common Stock · 1,209 shares

Expires 2030-07-01

F3 · security: The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.

F4 · derivative.exercise_date: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.

SEC source: 0001209191-20-041599 · doc4.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,828

F2 · security: The reporting person elected to receive these deferred stock units under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer. These deferred stock units entitled the reporting person to 638 shares of Common Stock at the end of his service to the Board of the Issuer.

SEC source: 0001209191-20-041599 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,190

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 718 shares of Common Stock at the end of his service to the Board of the Issuer. These deferred stock units vest monthly ratably over a period of 12 months from the grant date.

SEC source: 0000807863-19-000064 · wf-form4_157411866846807.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,282

F1 · shares: Represents restricted stock units granted on November 15, 2019. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0001209191-19-041475 · doc4.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569

Underlying: Common Stock · 1,569 shares

Expires 2029-07-01

F3 · security: The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.

F4 · derivative.exercise_date: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.

SEC source: 0001209191-19-041475 · doc4.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,472

F2 · security: The reporting person elected to receive these deferred stock units under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer. These deferred stock units entitled the reporting person to 745 shares of Common Stock at the end of his service to the Board of the Issuer.

SEC source: 0001209191-19-041475 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,727

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 838 shares of Common Stock at the end of his service to the Board of the Issuer. These deferred stock units vest monthly ratably over a period of 12 months from the grant date.

SEC source: 0000807863-18-000080 · wf-form4_154222949809517.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director · PEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,896

F1 · shares: Represents restricted stock units granted on November 13, 2018. Shares subject to the award vest on the first anniversary of the grant date.

SEC source: 0000807863-18-000049 · wf-form4_153557666525826.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director · PEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,724

F1 · shares: Represents restricted stock units granted on August 27, 2018. Shares subject to the award vest upon the earlier of: (i) the first anniversary of Mr. Hansen's commencement of employment, (ii) upon the commencement of employment of a new CEO at Mitek Systems, Inc., or (iii) termination of Mr. Hansen's employment following a change in control. Vested shares will be delivered to Mr. Hansen upon the earlier of (i) the second anniversary of the commencement of his employment with the company or (ii) upon a change in control.

SEC source: 0001209191-18-041574 · doc4.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

Underlying: Common Stock · 2,957 shares

Expires 2028-07-01

F3 · security: The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.

F4 · derivative.exercise_date: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.

SEC source: 0001209191-18-041574 · doc4.xml · nonDerivative · entry 2

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,483

F2 · security: The reporting person elected to receive these deferred stock units under the Issuer's 2013 Equity Incentive Plan as part of his annual retainer. These deferred stock units entitled the reporting person to 836 shares of Common Stock at the end of his service to the Board of the Issuer.

SEC source: 0001209191-18-041574 · doc4.xml · nonDerivative · entry 1

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,647

F1 · security: These deferred stock units of Common Stock were granted under the Issuer's 2013 Equity Incentive Plan. Subject to the terms of the Issuer's 2013 Equity Incentive Plan and the applicable award agreement thereunder, these deferred stock units entitle the reporting person to 674 shares of Common Stock at the end of his service to the Board of the Issuer. These deferred stock units vest monthly ratably over a period of 12 months from the grant date.

SEC source: 0001209191-18-042008 · doc4a.xml · derivative · entry 3

Hansen Bruce Edward · CIK 0001559935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 1,582 shares

Expires 2028-07-01

F4 · security: The reporting person was awarded the reported stock options under the Issuer's 2013 Equity Incentive Plan. These stock options vest monthly ratably over a period of 12 months from the grant date.

F5 · shares: This Amended Form 4 is being filed because the original Form 4 filed on July 5, 2018 inadvertently reported 2,957 stock options awarded.

F6 · derivative.exercise_date: Exercisable upon the earlier of (i) the first anniversary of the grant date or (ii) the end of the reporting person's service to the Board of the Issuer.