Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 16, 2016 21:04 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 625 | $99.73 | $62,331.25 |
DisclosureSEC source: 0001209191-16-150487 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:04 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-150487 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:29 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,750 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-149933 · doc4.xml · derivative · entry 4 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:29 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Tax withholdingCommon Stock | 3,248 | $100.56 | $326,618.88 |
DisclosureSEC source: 0001209191-16-149933 · doc4.xml · nonDerivative · entry 2 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,334 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:29 UTC |
Worrall BlairSVP-Ratings Delivery and Data
|
Exercise / conversionCommon Stock | 3,750 | $72.72 | $272,681.25 |
DisclosureSEC source: 0001209191-16-149933 · doc4.xml · nonDerivative · entry 1 Worrall Blair · CIK 0001570618 · SVP-Ratings Delivery and Data 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,582 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:18 UTC |
Westlake LisaSVP & Chief HR Officer
|
SaleCommon Stock | 730 | $101.35 | $73,985.50 |
DisclosureSEC source: 0001209191-16-147634 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,440 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · derivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,345 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · derivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,345 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 625 | $101.35 | $63,343.75 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 1,345 | $101.35 | $136,315.75 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:17 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 1,345 | $38.07 | $51,204.15 |
DisclosureSEC source: 0001209191-16-147632 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:03 UTC |
MCDANIEL RAYMOND WDirector · President and CEO
|
SaleCommon Stock | 7,000 | $108.83 | $761,810.00 |
DisclosureSEC source: 0001209191-16-144129 · doc4.xml · nonDerivative · entry 1 MCDANIEL RAYMOND W · CIK 0001195306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,762 F1 · kind: Sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $107.42 to $109.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:02 UTC |
Crimmins Michael SSVP-Corporate Controller
|
GrantCommon Stock | 978 | $108.39 | $106,005.42 |
DisclosureSEC source: 0001209191-16-144124 · doc4.xml · nonDerivative · entry 1 Crimmins Michael S · CIK 0001676157 · SVP-Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,246 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:07 UTC |
Westlake LisaSVP & Chief HR Officer
|
SaleCommon Stock | 1,095 | $108.37 | $118,665.15 |
DisclosureSEC source: 0001209191-16-143590 · doc4.xml · nonDerivative · entry 1 Westlake Lisa · CIK 0001451047 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 625 | $0.00 Strike: $72.72 | $0.00 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · derivative · entry 9 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2017-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 942 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · derivative · entry 8 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 942 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 403 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · derivative · entry 7 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 403 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 625 | $108.37 | $67,731.25 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 6 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 625 | $72.72 | $45,446.88 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 5 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,296 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 942 | $108.37 | $102,084.54 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 4 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 942 | $38.07 | $35,861.94 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 3 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
SaleCommon Stock | 403 | $108.37 | $43,673.11 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 2 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,671 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:05 UTC |
Fauber RobertPresident-MIS
|
Exercise / conversionCommon Stock | 403 | $30.01 | $12,094.03 |
DisclosureSEC source: 0001209191-16-143588 · doc4.xml · nonDerivative · entry 1 Fauber Robert · CIK 0001481153 · President-MIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:04 UTC |
Duffie DarrellDirector
|
SaleCommon Stock | 500 | $108.37 | $54,185.00 |
DisclosureSEC source: 0001209191-16-143585 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,629 F1 · kind: Sale of shares pursuant to a Rule 10b5-1 Plan. Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:09 UTC |
VAN SAUN BRUCEDirector
|
GrantCommon Stock | 4 | $106.48 | $425.92 |
DisclosureSEC source: 0001209191-16-140926 · doc4.xml · nonDerivative · entry 1 VAN SAUN BRUCE · CIK 0001199914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,705 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:08 UTC |
Seidman LeslieDirector
|
GrantCommon Stock | 17 | $106.48 | $1,810.16 |
DisclosureSEC source: 0001209191-16-140925 · doc4.xml · nonDerivative · entry 1 Seidman Leslie · CIK 0001595268 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,428 F1 · shares: Restricted Stock deferred dividend reinvestment accrual Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:07 UTC |
Duffie DarrellDirector
|
GrantCommon Stock | 39 | $106.48 | $4,152.72 |
DisclosureSEC source: 0001209191-16-140924 · doc4.xml · nonDerivative · entry 1 Duffie Darrell · CIK 0001448801 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,129 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:05 UTC |
Bermudez Jorge A.Director
|
GrantCommon Stock | 21 | $106.48 | $2,236.08 |
DisclosureSEC source: 0001209191-16-140922 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,565 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:03 UTC |
MCKINNELL HENRY ADirector
|
GrantPhantom Stock Units (Deferred Performance Shares) · Derivative | 6.105 | $108.61 | $663.06 |
DisclosureSEC source: 0001209191-16-141127 · doc4.xml · derivative · entry 2 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,798.127 Underlying: Common Stock · 6.105 shares Expires not disclosed F2 · security: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in stock after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in stock after the Reporting Person's retirement. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:03 UTC |
MCKINNELL HENRY ADirector
|
GrantCommon Stock | 162 | $106.48 | $17,249.76 |
DisclosureSEC source: 0001209191-16-141127 · doc4.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,859 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:02 UTC |
ANDERSON BASILDirector
|
GrantPhantom Stock Units (Deferred Compensation) · Derivative | 39.3 | $108.61 | $4,268.37 |
DisclosureSEC source: 0001209191-16-141125 · doc4.xml · derivative · entry 2 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,806.196 Underlying: Common Stock · 39.3 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 20:02 UTC |
ANDERSON BASILDirector
|
GrantCommon Stock | 131 | $106.48 | $13,948.88 |
DisclosureSEC source: 0001209191-16-141125 · doc4.xml · nonDerivative · entry 1 ANDERSON BASIL · CIK 0001180659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,665 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,133 | $0.00 Strike: $25.37 | $0.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · derivative · entry 15 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,133 shares Expires 2019-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $38.07 | $0.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · derivative · entry 14 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires 2018-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,284 | $0.00 Strike: $38.61 | $0.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · derivative · entry 13 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,284 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 35,100 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · derivative · entry 12 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,100 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,078 | $0.00 Strike: $26.78 | $0.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · derivative · entry 11 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,078 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F6 · derivative.exercise_date: One fourth of options vest each year beginning with the date indicated. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
SaleCommon Stock | 25,133 | $110.17 | $2,768,902.61 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 10 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,559 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionCommon Stock | 25,133 | $25.37 | $637,624.21 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 9 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
SaleCommon Stock | 85,000 | $110.08 | $9,356,375.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 8 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,559 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F5 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.00 to $110.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionCommon Stock | 85,000 | $38.07 | $3,235,950.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 7 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
SaleCommon Stock | 30,284 | $110.22 | $3,337,932.76 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 6 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,559 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F4 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.22 to $110.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionCommon Stock | 30,284 | $38.61 | $1,169,265.24 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 5 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
SaleCommon Stock | 35,100 | $110.17 | $3,867,037.20 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 4 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,559 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F3 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.07 to $110.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionCommon Stock | 35,100 | $30.01 | $1,053,351.00 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 3 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
SaleCommon Stock | 7,078 | $110.02 | $778,728.64 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 2 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,559 F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. F2 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.00 to $110.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:07 UTC |
Huber LindaExecutive VP and CFO
|
Exercise / conversionCommon Stock | 7,078 | $26.78 | $189,548.84 |
DisclosureSEC source: 0001209191-16-140433 · doc4.xml · nonDerivative · entry 1 Huber Linda · CIK 0001327278 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Read SEC document |
| August 05, 2016 Filed Feb 10, 2017 21:02 UTC |
MCKINNELL HENRY ADirector
|
GiftCommon Stock | 40,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009513 · doc5.xml · nonDerivative · entry 1 MCKINNELL HENRY A · CIK 0001174453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,600 F1 · shares: These shares were gifted to a charitable foundation that is controlled by the reporting person. Effective upon such transfer, the reporting person ceased to have a beneficial pecuniary interest in such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 09, 2013 Filed May 9, 2013 22:36 UTC |
BERKSHIRE HATHAWAY INC10% owner
BUFFETT WARREN E10% owner
National Indemnity Co10% owner
|
SaleCommon Stock | 220,150 | $64.07 | $14,105,538.86 |
DisclosureSEC source: 0001181431-13-026770 · rrd379313.xml · nonDerivative · entry 3 BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner BUFFETT WARREN E · CIK 0000315090 · 10% owner NATIONAL INDEMNITY CO · CIK 0000314943 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 4 and 5. Disclosed balance after: 24,922,178 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.34. F4 · ownership.nature: 12,226,328 of these shares are owned by Government Employees Insurance Company ("GEICO") and 12,695,850 of these shares are owned by National Indemnity Company ("NICO"). GEICO is a subsidiary of GEICO Corporation, and GEICO Corporation is a subsidiary of NICO. NICO is a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). F5 · ownership.nature: As Berkshire is in the chain of ownership of NICO and GEICO, Berkshire may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by NICO and GEICO. As GEICO is in the chain of ownership of NICO, NICO may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Moody's Corporation common stock presently owned by GEICO. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Moody's Corporation Common Stock presently owned by NICO and GEICO. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.